Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Behlke Financial CRD: 133883 | - | 0 | 2 | - | Unknown |
| Behrens Investment Group Management LLC CRD: 309038 | - | 0 | 0 | - | Unknown |
| Behringer & Gross Associates, Inc. CRD: 22441 | - | 0 | 0 | A | INACTIVE |
| Behrman Brothers Management Company L.P. CRD: 161083 | - | 0 | 1 | - | Unknown |
| BEI Golembe Financial, Inc. CRD: 21643 | - | 0 | 0 | A | INACTIVE |
| Beihoff Capital Management, LLC CRD: 156183 | - | 0 | 0 | - | Unknown |
| Beijing Defu Yuean Investment Consulting Co., Ltd. CRD: 330808 | - | 0 | 0 | - | Unknown |
| Beijing Equity Investment Development Management C… CRD: 162933 | - | 0 | 0 | - | Unknown |
| Beijing Hony Yuanfang Investment Consulting Compan… CRD: 162165 | - | 0 | 0 | - | Unknown |
| Beijing Phoenix Jinxin Investment Management, LLC CRD: 289922 | - | 0 | 0 | - | Unknown |
| Beijing Sinuobo Capital Management Ltd CRD: 174751 | - | 0 | 0 | - | Unknown |
| Beillion Capital LLC CRD: 341101 | - | 0 | 1 | - | Unknown |
| Being in Abundance, LLC CRD: 315888 | - | 0 | 0 | - | Unknown |
| Beingfit Financial CRD: 306830 | - | 0 | 3 | - | Unknown |
| Beirne. CRD: 167103 | - | 0 | 2 | - | Unknown |
| BEL AIR Investment Advisors LLC CRD: 104580 | - | 0 | 0 | - | Unknown |
| BEL AIR Management, LLC CRD: 121175 | - | 0 | 0 | - | Unknown |
| BEL AIR Securities LLC CRD: 41477 | - | 1 | 0 | B | INACTIVE |
| BEL AIR Securities LLC CRD: 134953 | - | 0 | 0 | A | INACTIVE |
| BEL Options Limited Partnership CRD: 33973 | - | 0 | 0 | A | INACTIVE |
| Bela Capital LLC CRD: 143878 | - | 0 | 0 | - | Unknown |
| Bela Standard Rossmann Incorporated CRD: 35948 | - | 0 | 0 | A | INACTIVE |
| Bela Vista Investimentos CRD: 296279 | - | 0 | 0 | - | Unknown |
| Belay Finance CRD: 334807 | - | 0 | 1 | - | Unknown |
| Belay Group, LLC CRD: 281059 | - | 0 | 0 | - | Unknown |
| Belay Investment Group, LLC CRD: 281985 | - | 0 | 1 | - | Unknown |
| Belden & Blake Securities, Inc. CRD: 15852 | - | 0 | 0 | A | INACTIVE |
| Belden Financial, LLC CRD: 287562 | - | 0 | 1 | - | Unknown |
| Belden, Robert Freeman CRD: 34229 | - | 0 | 0 | A | INACTIVE |
| Belgrade Wealth Management LLC CRD: 328868 | - | 0 | 0 | - | Unknown |
| Belgrave Capital Management Ltd. CRD: 324965 | - | 0 | 0 | - | Unknown |
| Belgrave Square Advisors CRD: 299105 | - | 0 | 1 | - | Unknown |
| Belhealth Investment Partners, LLC CRD: 162674 | - | 0 | 1 | - | Unknown |
| Beli, Dorian CRD: 298557 | - | 0 | 0 | - | Unknown |
| Beliade CRD: 315415 | - | 0 | 1 | - | Unknown |
| Belief Capital Management, LLC CRD: 339514 | - | 0 | 1 | - | Unknown |
| Belief, LLC CRD: 325139 | - | 0 | 1 | - | Unknown |
| Believers Stewardship Services, Inc. CRD: 145818 | - | 0 | 0 | - | Unknown |
| Belinda Leslie a Registered Investment Adviser, In… CRD: 123702 | - | 0 | 2 | - | Unknown |
| Bell & Brown Wealth Advisors, LLC CRD: 175419 | - | 0 | 2 | - | Unknown |
| Bell Asset Management Limited CRD: 146144 | - | 0 | 0 | - | Unknown |
| Bell Asset Management USA Inc CRD: 108666 | - | 0 | 0 | - | Unknown |
| Bell Atlantic Distributors, Inc. CRD: 25729 | - | 0 | 0 | A | INACTIVE |
| Bell City Wealth, Inc. CRD: 326354 | - | 0 | 1 | - | Unknown |
| Bell Financial Planning CRD: 309065 | - | 0 | 1 | - | Unknown |
| Bell Harbour Investment Corporation CRD: 16189 | - | 0 | 0 | A | INACTIVE |
| Bell Hill Capital Management, LLC CRD: 312138 | - | 0 | 0 | - | Unknown |
| Bell Hill Manager LLC CRD: 325570 | - | 0 | 1 | - | Unknown |
| Bell Investment Advisors Inc CRD: 108383 | - | 0 | 1 | - | Unknown |
| Bell Investment Associates CRD: 158716 | - | 0 | 0 | - | Unknown |