Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fireplace Financial Inc CRD: 312085 | — | 0 | 1 | A | Unknown |
| Fireside Finances CRD: 298887 | — | 0 | 2 | A | Unknown |
| Fireside Financial CRD: 287698 | — | 0 | 0 | A | Unknown |
| Fireside Financial Planning, Inc. CRD: 121784 | — | 0 | 1 | A | Unknown |
| Fireside Investments CRD: 323080 | — | 0 | 1 | A | Unknown |
| Firm Footing Financial Planning CRD: 331798 | — | 0 | 1 | A | Unknown |
| Firm Investment Corp CRD: 8259 | — | 0 | 0 | A | INACTIVE |
| Firmament Financial CRD: 304536 | — | 0 | 1 | A | Unknown |
| Firreo CRD: 325297 | — | 0 | 1 | A | Unknown |
| First Advisory Corporation CRD: 134883 | — | 0 | 0 | A | Unknown |
| First American Advisory, LLC CRD: 119825 | — | 0 | 0 | A | Unknown |
| First American Asset Advisory, LLC CRD: 282254 | — | 0 | 1 | A | Unknown |
| First Analysis Capital Management LLC CRD: 161373 | — | 0 | 1 | A | Unknown |
| First and Main Financial CRD: 121359 | — | 0 | 2 | A | Unknown |
| First Arlington Securities, Inc. CRD: 10372 | — | 0 | 0 | A | INACTIVE |
| First Ascent Financial, LLC CRD: 281994 | — | 0 | 0 | A | Unknown |
| First Asset Financial Inc. CRD: 139107 | KS | 1 | 3 | B | Active |
| First Asset Management, Inc. CRD: 17341 | — | 0 | 0 | A | INACTIVE |
| First Bankers' Banc Securities, Inc CRD: 15041 | MO | 2 | 4 | B | Active |
| First Beijing CRD: 164293 | — | 0 | 0 | A | Unknown |
| First Cambridge Company CRD: 16419 | — | 0 | 0 | A | INACTIVE |
| First Capital Financial Group, Inc. CRD: 16706 | — | 0 | 0 | A | INACTIVE |
| First Carolina Capital Corp. CRD: 17413 | — | 0 | 0 | A | INACTIVE |
| First Charles Capital Corp. CRD: 13189 | — | 0 | 0 | A | INACTIVE |
| First Chatham Securities, Inc. CRD: 15025 | — | 0 | 0 | A | INACTIVE |
| First Citizens Financial Plus, Inc. CRD: 18591 | — | 2 | 0 | B | INACTIVE |
| First City Company CRD: 13579 | — | 0 | 0 | A | INACTIVE |
| First City Financial Services, Inc. CRD: 15985 | — | 0 | 0 | A | INACTIVE |
| First Class Capital CRD: 173393 | — | 0 | 0 | A | Unknown |
| First Class Capital CRD: 329109 | — | 0 | 2 | A | Unknown |
| First Commit IM OÜ CRD: 331797 | — | 0 | 0 | A | Unknown |
| First Down Financial CRD: 313133 | — | 0 | 2 | A | Unknown |
| First DUE Financial CRD: 284271 | — | 0 | 0 | A | Unknown |
| First DUE Financial LLC CRD: 335454 | — | 0 | 1 | A | Unknown |
| First Eagle, Inc. CRD: 16509 | — | 0 | 0 | A | INACTIVE |
| First Eastern Equity Corp. CRD: 7331 | — | 0 | 0 | A | INACTIVE |
| First Empire Funding Corp. CRD: 14737 | — | 0 | 0 | A | INACTIVE |
| First Equities Corp. CRD: 6372 | — | 0 | 0 | A | INACTIVE |
| First Family Wealth CRD: 338250 | — | 0 | 1 | A | Unknown |
| First Federal Securities, LLC CRD: 104388 | — | 2 | 0 | B | INACTIVE |
| First Fidelity Brokers, Inc. CRD: 15225 | — | 0 | 0 | A | INACTIVE |
| First Fidelity Capital Corp. CRD: 17967 | — | 0 | 0 | A | INACTIVE |
| First Fidelity Equities Corp CRD: 11301 | — | 0 | 0 | A | INACTIVE |
| First Fidelity Group LLC CRD: 174073 | — | 0 | 2 | A | Unknown |
| First Finance Delaware LP CRD: 174607 | — | 0 | 0 | A | Unknown |
| First Financial CRD: 14776 | — | 0 | 0 | A | INACTIVE |
| First Financial Advisors CRD: 118184 | — | 0 | 0 | A | Unknown |
| First Financial Advisors Inc CRD: 106040 | — | 0 | 0 | A | Unknown |
| First Financial Advisors, Inc. CRD: 114068 | — | 0 | 0 | A | Unknown |
| First Financial Advisors, LLC CRD: 134897 | — | 0 | 0 | A | Unknown |