Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| First Financial Capital, Inc. CRD: 15522 | — | 0 | 0 | A | INACTIVE |
| First Financial Coaching, Inc. CRD: 152070 | — | 0 | 14 | A | Unknown |
| First Financial Consulting CRD: 107456 | — | 0 | 1 | A | Unknown |
| First Financial Group CRD: 134006 | — | 0 | 1 | A | Unknown |
| First Financial Investments, Inc. CRD: 13241 | — | 0 | 0 | A | INACTIVE |
| First Financial Management, Inc. CRD: 14945 | — | 0 | 0 | A | INACTIVE |
| First Financial Securities, Inc. CRD: 15715 | — | 0 | 0 | A | INACTIVE |
| First Financial Securities, Inc. CRD: 6758 | — | 0 | 0 | A | INACTIVE |
| First Financial Security, LLC CRD: 120878 | — | 0 | 2 | A | Unknown |
| First Financial Services CRD: 170253 | — | 0 | 0 | A | Unknown |
| First Financial Services CRD: 125551 | — | 0 | 1 | A | Unknown |
| First Financial Services, LLC CRD: 329276 | — | 0 | 1 | A | Unknown |
| First Financial Strategies Inc CRD: 110467 | — | 0 | 1 | A | Unknown |
| First Florida Securities, Inc. CRD: 3892 | — | 0 | 0 | A | INACTIVE |
| First Foster Securities Corp. CRD: 14839 | — | 0 | 0 | A | INACTIVE |
| First Foundation Advisors CRD: 106075 | — | 0 | 22 | A | Unknown |
| First Founders Securities, Inc. CRD: 128624 | — | 0 | 0 | A | INACTIVE |
| First Fund Distributors, Inc. CRD: 27038 | — | 0 | 0 | A | INACTIVE |
| First Funding Securities Corp. CRD: 91 | — | 0 | 0 | A | INACTIVE |
| First Funds, Inc. CRD: 17415 | — | 0 | 0 | A | INACTIVE |
| First Generation Financial CRD: 309492 | — | 0 | 0 | A | Unknown |
| First Global CRD: 312469 | — | 0 | 0 | A | Unknown |
| First Guardian Financial, Inc. CRD: 15066 | — | 0 | 0 | A | INACTIVE |
| First Hand Financial LLC CRD: 318111 | — | 0 | 0 | A | Unknown |
| First Hand Financial LLC CRD: 331894 | — | 0 | 0 | A | Unknown |
| First Hudson Financial Group, Inc. CRD: 32926 | — | 7 | 0 | D | INACTIVE |
| First Imperial Investor Services, Inc. CRD: 20722 | — | 0 | 0 | A | INACTIVE |
| First in Ventures CRD: 314757 | — | 0 | 0 | A | Unknown |
| First Interstate Investments,Inc. CRD: 17101 | — | 0 | 0 | A | INACTIVE |
| First Invest CRD: 13009 | — | 0 | 0 | A | INACTIVE |
| First Investments of Fargo, Inc. CRD: 15880 | — | 0 | 0 | A | INACTIVE |
| First Island Capital Inc. CRD: 32200 | — | 0 | 0 | A | INACTIVE |
| First Liberties Financial CRD: 14432 | FL | 2 | 2 | B | Active |
| First Liberty Financial LLC CRD: 145437 | — | 0 | 0 | A | Unknown |
| First Light Financial CRD: 118922 | — | 0 | 1 | A | Unknown |
| First Light Wealth CRD: 325471 | — | 0 | 1 | A | Unknown |
| First Madison Capital Corp. CRD: 10196 | — | 0 | 0 | A | INACTIVE |
| First Mason Financial, LLC CRD: 145025 | — | 0 | 2 | A | Unknown |
| First Midwest Capital Corp. CRD: 18499 | — | 0 | 0 | A | INACTIVE |
| First Midwest Corporation CRD: 5512 | — | 0 | 0 | A | INACTIVE |
| First Montauk Securities Corp. CRD: 13755 | — | 53 | 0 | F | INACTIVE |
| First Move Financial, LLC CRD: 289880 | — | 0 | 1 | A | Unknown |
| First Municipal Corp. CRD: 7022 | — | 0 | 0 | A | INACTIVE |
| First Mutual Planning Corp. CRD: 309 | — | 0 | 0 | A | INACTIVE |
| First National Equity, Corp. CRD: 36094 | — | 0 | 0 | A | INACTIVE |
| First National Fund Advisers CRD: 153128 | — | 0 | 0 | A | Unknown |
| First Nations Eagle CRD: 307329 | — | 0 | 0 | A | Unknown |
| First NEW York Discount Corporation CRD: 16804 | — | 0 | 0 | A | INACTIVE |
| First NEW York Securities L.L.C. CRD: 16362 | — | 18 | 0 | F | INACTIVE |
| First Nova Financial CRD: 316429 | — | 0 | 0 | A | Unknown |