Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bell Investment Group, Inc. CRD: 44749 | - | 6 | 0 | D | INACTIVE |
| Bell Investments CRD: 14253 | - | 0 | 0 | A | INACTIVE |
| Bell Mountain Capital, LLC CRD: 170097 | - | 0 | 0 | - | Unknown |
| Bell Partners CRD: 329611 | - | 0 | 1 | - | Unknown |
| Bell Partnership CRD: 6355 | - | 0 | 0 | A | INACTIVE |
| Bell Potter Securities (US) LLC CRD: 289328 | NY | 0 | 2 | A | Active |
| Bell Rock Asset Management LLC CRD: 158238 | - | 0 | 1 | - | Unknown |
| Bell Rock Capital, LLC CRD: 139163 | - | 0 | 0 | - | Unknown |
| Bell Securities Corporation CRD: 13616 | - | 0 | 0 | A | INACTIVE |
| Bell Strategic Investments, Inc. CRD: 139954 | - | 0 | 2 | - | Unknown |
| Bell Tower Advisors, LLC CRD: 153216 | - | 0 | 0 | - | Unknown |
| Bell Wealth Management Inc. CRD: 114259 | - | 0 | 0 | - | Unknown |
| Bell Wealth Management, Inc. CRD: 316471 | - | 0 | 0 | - | Unknown |
| Bell, Cloud & Thompson Securities, Inc. CRD: 19020 | - | 0 | 0 | A | INACTIVE |
| Bell, David Trigg CRD: 117997 | - | 0 | 0 | - | Unknown |
| Bell, Robert E. CRD: 286641 | - | 0 | 0 | - | Unknown |
| Bella Capital CRD: 329476 | - | 0 | 1 | - | Unknown |
| Bella Growth CRD: 309699 | - | 0 | 0 | - | Unknown |
| Bella Wealth Management, LLC CRD: 335319 | - | 0 | 1 | - | Unknown |
| Bellaire Capital Management, LLC CRD: 152438 | - | 0 | 1 | - | Unknown |
| Bellars Harris Wealth Management CRD: 338986 | - | 0 | 3 | - | Unknown |
| Bellator Asset Management LLC CRD: 291401 | - | 0 | 0 | - | Unknown |
| Bellatore Financial, Inc. CRD: 143543 | - | 0 | 2 | - | Unknown |
| Bellavia, James Michael CRD: 31997 | - | 0 | 0 | A | INACTIVE |
| Belle EVE Financial CRD: 327776 | - | 0 | 1 | - | Unknown |
| Belle Haven Investments, L.P. CRD: 29278 | NY | 4 | 5 | B | Active |
| Belle Isle Advisors CRD: 340859 | - | 0 | 2 | - | Unknown |
| Belle Isle Financial Services Corp. CRD: 129850 | - | 0 | 0 | - | Unknown |
| Belle Lucre CRD: 306248 | - | 0 | 0 | - | Unknown |
| Belle Reve Capital, LLC CRD: 300397 | - | 0 | 1 | - | Unknown |
| Belle River Capital Management LLC CRD: 325386 | - | 0 | 1 | - | Unknown |
| Belleair Asset Management, LLC CRD: 290882 | - | 0 | 1 | - | Unknown |
| Belleair Wealth Management, LLC CRD: 131666 | - | 0 | 2 | - | Unknown |
| Bellecapital International CRD: 158348 | - | 0 | 0 | - | Unknown |
| Beller Securities Corp. CRD: 34114 | - | 3 | 0 | C | INACTIVE |
| Belleros Capital Management CRD: 297208 | - | 0 | 0 | - | Unknown |
| Belleros Capital Management, LLC CRD: 332663 | - | 0 | 1 | - | Unknown |
| Belles Berger, Inc. CRD: 25246 | - | 0 | 0 | A | INACTIVE |
| Bellevue Asset Management, LLC CRD: 129194 | - | 0 | 1 | - | Unknown |
| Bellevue Chicago, LLC CRD: 106069 | - | 8 | 0 | D | INACTIVE |
| Bellevue Securities Corporation CRD: 15987 | - | 0 | 0 | A | INACTIVE |
| Bellguard Capital Management, LP CRD: 174377 | - | 0 | 0 | - | Unknown |
| Bellingham Capital CRD: 151684 | - | 0 | 3 | - | Unknown |
| Bellingham Investment Management CRD: 112217 | - | 0 | 0 | - | Unknown |
| BELLINGHAMFINANCIALPLANNERS.COM CRD: 109704 | - | 0 | 0 | - | Unknown |
| Bellingrath Wealth Management, L.L.C. CRD: 336024 | - | 0 | 1 | - | Unknown |
| Belliston Financial Advisors, LC CRD: 116262 | - | 0 | 0 | - | Unknown |
| Bellmark Partners, LLC CRD: 155357 | MA | 0 | 3 | A | Active |
| Belloadvisers, LLC CRD: 167919 | - | 0 | 1 | - | Unknown |
| Belltower Partners CRD: 333385 | - | 0 | 1 | - | Unknown |