Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Belltown Farms USA, LLC CRD: 314796 | - | 0 | 0 | - | Unknown |
| Bellwether Capital Management LLC CRD: 153633 | - | 0 | 2 | - | Unknown |
| Bellwether Capital Management, LP CRD: 286136 | - | 0 | 0 | - | Unknown |
| Bellwether Consulting LLC CRD: 111188 | - | 0 | 1 | - | Unknown |
| Bellwether Financial CRD: 314392 | - | 0 | 0 | - | Unknown |
| Bellwether Financial Advisors CRD: 128225 | - | 0 | 2 | - | Unknown |
| Bellwether Financial Services, Inc. CRD: 45633 | - | 0 | 0 | A | INACTIVE |
| Bellwether Investment Advisors LLC CRD: 310467 | - | 0 | 0 | - | Unknown |
| Bellwether Investment Group, LLC CRD: 148114 | - | 0 | 5 | - | Unknown |
| Bellwether Investment Services LLC CRD: 306126 | - | 0 | 2 | - | Unknown |
| Bellwether Securities,Inc. CRD: 15516 | - | 0 | 0 | A | INACTIVE |
| Bellwether Wealth CRD: 300012 | - | 0 | 3 | - | Unknown |
| Bellwood Capital Fund Advisors CRD: 158125 | - | 0 | 0 | - | Unknown |
| Belmawr Research LLC CRD: 304567 | - | 0 | 0 | - | Unknown |
| Belmont Asset Management, Inc. CRD: 18484 | - | 0 | 0 | A | INACTIVE |
| Belmont Capital CRD: 153792 | NY | 3 | 2 | B | Active |
| Belmont Capital Group CRD: 154078 | - | 0 | 0 | - | Unknown |
| Belmont Capital Management, LLC CRD: 127452 | - | 0 | 0 | A | INACTIVE |
| Belmont Financial, LLC CRD: 108234 | - | 0 | 2 | - | Unknown |
| Belmont Partners Securities Inc. CRD: 30189 | - | 0 | 0 | A | INACTIVE |
| Belmont Private Wealth CRD: 331436 | - | 0 | 1 | - | Unknown |
| Belmore Financial, LLC CRD: 167312 | - | 0 | 0 | - | Unknown |
| Belonging Wealth Management CRD: 292974 | - | 0 | 1 | - | Unknown |
| Belov Consulting LLC CRD: 334385 | - | 0 | 1 | - | Unknown |
| Belpointe Asset Management LLC CRD: 143440 | - | 0 | 176 | - | Unknown |
| Belser Pinnacle Financial Advisors, LLC CRD: 125653 | - | 0 | 2 | - | Unknown |
| Belstar Management Company, LLC CRD: 151024 | - | 0 | 0 | - | Unknown |
| Belton Capital LLC CRD: 291200 | - | 0 | 1 | - | Unknown |
| Beltramo Financial Services, Inc. CRD: 154791 | - | 0 | 1 | - | Unknown |
| Belvedere Advisors LLC CRD: 140719 | - | 0 | 0 | - | Unknown |
| Belvedere Capital Advisor Corp. CRD: 185512 | - | 0 | 0 | - | Unknown |
| Belvedere Direct Lending Advisors, LLC CRD: 317206 | - | 0 | 2 | - | Unknown |
| Belvedere Fund Trading, L.L.C. CRD: 46437 | - | 0 | 0 | A | INACTIVE |
| Belvedere Global Investors LLC CRD: 129715 | - | 0 | 0 | A | INACTIVE |
| Belvedere Investments Corporation CRD: 335195 | - | 0 | 1 | - | Unknown |
| Belvedere Securities CRD: 14195 | - | 0 | 0 | A | INACTIVE |
| Belvedere Securities, LLC CRD: 133704 | - | 0 | 0 | A | INACTIVE |
| Belvedere Trading LLC CRD: 132605 | IL | 29 | 9 | D | Active |
| Belvedere Wealth Advisors LLC CRD: 298719 | - | 0 | 1 | - | Unknown |
| Belveron Real Estate Partners, LLC CRD: 282072 | - | 0 | 1 | - | Unknown |
| Belville Financial Advisors CRD: 136290 | - | 0 | 2 | - | Unknown |
| Belwood Capital Management, LLC CRD: 171527 | - | 0 | 0 | - | Unknown |
| Belz Syndications, Inc. CRD: 25993 | - | 0 | 0 | A | INACTIVE |
| Belzberg & Co. CRD: 315114 | - | 0 | 1 | - | Unknown |
| Belzberg Capital CRD: 321600 | NY | 0 | 5 | A | Active |
| BEM Capital, Inc. CRD: 21405 | - | 0 | 0 | A | INACTIVE |
| Bemanaged CRD: 140099 | - | 0 | 1 | - | Unknown |
| Bemiston Asset Management, LLC CRD: 289190 | - | 0 | 1 | - | Unknown |
| Bemos Investment Advisors, L.L.C. CRD: 46792 | - | 2 | 0 | B | INACTIVE |
| Bemrose Consulting, LLC CRD: 336784 | - | 0 | 1 | - | Unknown |