Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FIS Financial Strategies LLC CRD: 173244 | — | 0 | 0 | A | Unknown |
| FIS Securities, Inc. CRD: 30533 | — | 1 | 0 | B | INACTIVE |
| Fisai US Management LLC CRD: 328574 | — | 0 | 0 | A | Unknown |
| Fiscal Fitness Clubs CRD: 269996 | — | 0 | 0 | A | Unknown |
| Fiscal Fitness, LLC CRD: 283599 | — | 0 | 0 | A | Unknown |
| Fiscal Fitness, LLC CRD: 140148 | — | 0 | 1 | A | Unknown |
| Fiscal Wisdom Wealth Management LLC CRD: 168299 | — | 0 | 11 | A | Unknown |
| Fiscalis Advisory, Inc. CRD: 126934 | — | 0 | 2 | A | Unknown |
| Fiscalwise, Inc. CRD: 121476 | — | 0 | 1 | A | Unknown |
| Fischer & Co., LP CRD: 131352 | — | 0 | 0 | A | Unknown |
| Fischer Financial Services Inc CRD: 104616 | — | 0 | 3 | A | Unknown |
| Fisco Equity, Inc. CRD: 24067 | — | 4 | 0 | C | INACTIVE |
| Fiserv Financial Services, LLC CRD: 133483 | — | 0 | 0 | A | INACTIVE |
| Fish Advisory, LLC CRD: 312080 | — | 0 | 1 | A | Unknown |
| Fisher & Wiens Wealth Management, LLC CRD: 286079 | — | 0 | 2 | A | Unknown |
| Fisher Financial Advisors LLC CRD: 289411 | — | 0 | 0 | A | Unknown |
| Fisher Financial Group, LLC CRD: 154479 | — | 0 | 3 | A | Unknown |
| Fisher Financial Planning Inc. CRD: 290984 | — | 0 | 0 | A | Unknown |
| Fisher Financial Services, LLC CRD: 151698 | — | 0 | 0 | A | Unknown |
| Fisher Financial Strategies CRD: 138411 | — | 0 | 2 | A | Unknown |
| Fisher Financial, P.A. CRD: 139088 | — | 0 | 1 | A | Unknown |
| Fisher Investments CRD: 107342 | — | 0 | 2,202 | A | Unknown |
| Fisher Management CRD: 113472 | — | 0 | 0 | A | Unknown |
| Fisher\SMB CRD: 331205 | — | 0 | 28 | A | Unknown |
| Fishgold Financial CRD: 113840 | — | 0 | 0 | A | Unknown |
| Fiske Financial CRD: 337898 | — | 0 | 1 | A | Unknown |
| FIT Financial Consulting LLC CRD: 173028 | — | 0 | 1 | A | Unknown |
| FIT Financial Planning CRD: 166449 | — | 0 | 0 | A | Unknown |
| FIT Wealth Management CRD: 281494 | — | 0 | 1 | A | Unknown |
| Fitbux RIA LLC CRD: 290159 | — | 0 | 1 | A | Unknown |
| Fitch Financial Advisors LLC CRD: 113726 | — | 0 | 2 | A | Unknown |
| Fitch Financial Partners CRD: 151189 | — | 0 | 0 | A | Unknown |
| Fithian LLC CRD: 287509 | — | 0 | 1 | A | Unknown |
| Fitts Financial CRD: 311349 | — | 0 | 1 | A | Unknown |
| Fitzpatrick Financial LLC CRD: 157129 | — | 0 | 0 | A | Unknown |
| Fitzwalter Capital (US) LLC CRD: 311629 | — | 0 | 1 | A | Unknown |
| Five Arrows CRD: 175510 | — | 0 | 0 | A | Unknown |
| Five Arrows Managers (USA) LLC CRD: 286195 | — | 0 | 1 | A | Unknown |
| Five Cedars CRD: 319384 | — | 0 | 1 | A | Unknown |
| Five Coast Financial, Inc. CRD: 18352 | — | 0 | 0 | A | INACTIVE |
| Five Corners Financial Services CRD: 338120 | — | 0 | 1 | A | Unknown |
| Five Element Group CRD: 172540 | — | 0 | 0 | A | Unknown |
| Five Eleven Family Office LLC CRD: 334002 | — | 0 | 2 | A | Unknown |
| Five Elms Capital CRD: 163548 | — | 0 | 1 | A | Unknown |
| Five Factor Capital Advisors CRD: 164516 | — | 0 | 1 | A | Unknown |
| Five Factor Wealth CRD: 317074 | — | 0 | 0 | A | Unknown |
| Five Financial Planning, LLC CRD: 288995 | — | 0 | 0 | A | Unknown |
| Five Freedoms Firm CRD: 329440 | — | 0 | 0 | A | Unknown |
| Five Lakes Advisory LLC CRD: 339766 | — | 0 | 1 | A | Unknown |
| Five Oaks Advisory LLC CRD: 291600 | — | 0 | 0 | A | Unknown |