Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BEN Brown Discount Stockbroker CRD: 19438 | - | 0 | 0 | A | INACTIVE |
| BEN Caldwell Equities, Inc. CRD: 21542 | - | 0 | 0 | A | INACTIVE |
| BEN Rinkey and Associates, LLC CRD: 166531 | - | 0 | 0 | - | Unknown |
| BEN Taft's Genius Ventures, LLC CRD: 321259 | - | 0 | 1 | - | Unknown |
| Ben's Bites Capital Services, LLC CRD: 330471 | - | 0 | 0 | - | Unknown |
| BEN-David Financial Planning CRD: 127450 | - | 0 | 1 | - | Unknown |
| Benari Capital, LLC CRD: 332651 | - | 0 | 2 | - | Unknown |
| Benaroya Securities Company CRD: 16892 | - | 0 | 0 | A | INACTIVE |
| Benbrook Wheeler Securities, Ltd. CRD: 17994 | - | 0 | 0 | A | INACTIVE |
| Bench Securities Corp. CRD: 15938 | - | 0 | 0 | A | INACTIVE |
| Bench Walk Advisors LLC CRD: 313945 | - | 0 | 1 | - | Unknown |
| Benchmark Advisory Services, LLC CRD: 305662 | - | 0 | 1 | - | Unknown |
| Benchmark Capital Advisors LLC CRD: 298481 | - | 0 | 0 | - | Unknown |
| Benchmark Capital Corporation CRD: 15241 | - | 1 | 0 | B | INACTIVE |
| Benchmark Capital Group Ltd. CRD: 123698 | - | 0 | 3 | - | Unknown |
| Benchmark Capital Holdings CRD: 160352 | - | 0 | 1 | - | Unknown |
| Benchmark Capital Management Corporation CRD: 117460 | - | 0 | 2 | - | Unknown |
| Benchmark Equity Corporation CRD: 23080 | - | 0 | 0 | A | INACTIVE |
| Benchmark Financial CRD: 314535 | - | 0 | 2 | - | Unknown |
| Benchmark Financial CRD: 127074 | - | 0 | 1 | - | Unknown |
| Benchmark Financial Group, Inc. CRD: 16025 | - | 0 | 0 | A | INACTIVE |
| Benchmark Financial Ltd CRD: 106902 | - | 0 | 0 | - | Unknown |
| Benchmark Financial Services, Inc. CRD: 47025 | - | 0 | 0 | A | INACTIVE |
| Benchmark Financial Wealth Advisors LLC CRD: 287966 | - | 0 | 7 | - | Unknown |
| Benchmark Financial, LLC CRD: 297443 | - | 0 | 1 | - | Unknown |
| Benchmark Investment Advisors LLC CRD: 159705 | - | 0 | 2 | - | Unknown |
| Benchmark Investment Advisors, LLC CRD: 168210 | - | 0 | 0 | - | Unknown |
| Benchmark Investments, Inc. CRD: 14769 | - | 0 | 0 | A | INACTIVE |
| Benchmark Israel VC 2007 Ltd CRD: 160374 | - | 0 | 0 | - | Unknown |
| Benchmark Plus Management CRD: 127471 | - | 0 | 1 | - | Unknown |
| Benchmark Portfolios, Ltd. CRD: 18273 | - | 0 | 0 | A | INACTIVE |
| Benchmark Private Wealth Management, LLC CRD: 170525 | - | 0 | 0 | - | Unknown |
| Benchmark Securities Corporation CRD: 15212 | - | 0 | 0 | A | INACTIVE |
| Benchmark Securities Group, Inc. CRD: 103760 | - | 0 | 0 | A | INACTIVE |
| Benchmark Securities LLC CRD: 159940 | FL | 2 | 2 | B | Active |
| Benchmark Wealth Advisors, LLC CRD: 282104 | - | 0 | 0 | - | Unknown |
| Benchmark Wealth Management CRD: 298885 | - | 0 | 1 | - | Unknown |
| Benchmark Wealth Management, LLC CRD: 160192 | - | 0 | 0 | - | Unknown |
| Benchmarq Trading Partners LLC CRD: 148313 | - | 1 | 0 | B | INACTIVE |
| Benchstone Capital Management LP CRD: 329873 | - | 0 | 1 | - | Unknown |
| Benchstrength CRD: 325448 | - | 0 | 1 | - | Unknown |
| Bencis Capital Partners BV CRD: 164791 | - | 0 | 0 | - | Unknown |
| Benco Securities, Inc. CRD: 13291 | - | 0 | 0 | A | INACTIVE |
| Bend Retirement Solutions, Inc. CRD: 298815 | - | 0 | 0 | - | Unknown |
| Bender Capital Management, LLC CRD: 331584 | - | 0 | 2 | - | Unknown |
| Bender Money LLC CRD: 338636 | - | 0 | 1 | - | Unknown |
| Bender, Julian CRD: 140908 | - | 0 | 0 | - | Unknown |
| Bendigo Securities, LLC CRD: 152529 | - | 0 | 0 | A | INACTIVE |
| Bene Wealth Management Company CRD: 326301 | - | 0 | 1 | - | Unknown |
| Benedetti Financial, Inc. CRD: 134598 | - | 0 | 3 | - | Unknown |