Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Benedetti Wealth Advisors, Inc. CRD: 336803 | - | 0 | 1 | - | Unknown |
| Benedetti, Gucer & Associates CRD: 166911 | - | 0 | 0 | - | Unknown |
| Benedetto, Gartland & Company, Inc. CRD: 24083 | NY | 1 | 2 | B | Active |
| Benedict Financial Advisors, Inc. CRD: 116690 | - | 0 | 5 | - | Unknown |
| Benefi CRD: 337846 | - | 0 | 1 | - | Unknown |
| Beneficent Wealth Management, LLC CRD: 269845 | - | 0 | 0 | - | Unknown |
| Beneficial Capital Inc. CRD: 8219 | - | 2 | 0 | B | INACTIVE |
| Beneficial Investment Advisory CRD: 333462 | - | 0 | 1 | - | Unknown |
| Beneficial Securities, Inc. CRD: 14357 | - | 0 | 0 | A | INACTIVE |
| Benefit & Investment Consulting, LLC CRD: 136428 | - | 0 | 1 | - | Unknown |
| Benefit Designs Securities, Inc. CRD: 7991 | - | 0 | 0 | A | INACTIVE |
| Benefit Fiduciary Group LLC CRD: 291252 | - | 0 | 1 | - | Unknown |
| Benefit Finance Securities, LLC CRD: 45113 | AZ | 0 | 4 | A | Active |
| Benefit Financial Services Group CRD: 143617 | - | 0 | 10 | - | Unknown |
| Benefit Funding Retirement Services, LLC CRD: 147742 | - | 0 | 0 | - | Unknown |
| Benefit Funding Services, LLC CRD: 44079 | CA | 0 | 17 | A | Active |
| Benefit Investing LLC CRD: 329818 | - | 0 | 1 | - | Unknown |
| Benefit Performance Advisors, LLC CRD: 116056 | - | 0 | 0 | - | Unknown |
| Benefit Plan Securities, Inc. CRD: 6785 | - | 0 | 0 | A | INACTIVE |
| Benefit Securities, Inc. CRD: 13632 | - | 0 | 0 | A | INACTIVE |
| Benefit Solutions of America LLC CRD: 174247 | - | 0 | 0 | - | Unknown |
| Benefit Street Partners L.L.C. CRD: 158672 | - | 0 | 1 | - | Unknown |
| Benefit Street Partners Limited CRD: 160617 | - | 0 | 0 | - | Unknown |
| Benefits Planning Counsel, Inc. CRD: 45721 | - | 0 | 0 | A | INACTIVE |
| Benefits Plus, LLC CRD: 122181 | - | 0 | 2 | - | Unknown |
| Benefitworks, Inc. CRD: 109267 | - | 0 | 0 | - | Unknown |
| Benemark, Inc CRD: 126735 | - | 0 | 0 | - | Unknown |
| Beneprime Advisory Services LLC CRD: 172690 | - | 0 | 0 | - | Unknown |
| Benetic Markets LLC CRD: 309974 | - | 0 | 0 | A | INACTIVE |
| Benevest & Associates, Inc. CRD: 299170 | - | 0 | 1 | - | Unknown |
| Benevolent Financial CRD: 315908 | - | 0 | 0 | - | Unknown |
| Benexit Advisors LLC CRD: 217516 | - | 0 | 0 | - | Unknown |
| Benfield Advisory Inc. CRD: 42108 | - | 1 | 0 | B | INACTIVE |
| Benford Capital Partners Management, L.P. CRD: 309272 | - | 0 | 1 | - | Unknown |
| Bengal Asset Management, LLC CRD: 168688 | - | 0 | 1 | - | Unknown |
| Bengal Capital Trading LLC CRD: 165173 | - | 1 | 0 | B | INACTIVE |
| Bengal Capital, LLC CRD: 141585 | - | 2 | 0 | B | INACTIVE |
| Bengal Impact Partners LLC CRD: 315722 | - | 0 | 1 | - | Unknown |
| Bengur Bryan & Co., Inc. CRD: 36290 | MD | 0 | 2 | A | Active |
| Benham Advisory Group CRD: 331926 | - | 0 | 1 | - | Unknown |
| Benigno, Peter James CRD: 118955 | - | 0 | 0 | A | INACTIVE |
| Benigro, LLC CRD: 283145 | - | 0 | 0 | - | Unknown |
| Benin Management Corp CRD: 110988 | - | 0 | 3 | - | Unknown |
| Benj. E. Sherman & Sons Equities, Inc. CRD: 23369 | - | 0 | 0 | A | INACTIVE |
| Benjamin a. Pope III CRD: 116320 | - | 0 | 0 | - | Unknown |
| Benjamin & Jerold Advisers, LLC CRD: 165351 | - | 0 | 0 | - | Unknown |
| Benjamin & Jerold Brokerage I, LLC CRD: 29110 | - | 9 | 0 | D | INACTIVE |
| Benjamin F. Edwards & Company, Inc. CRD: 146936 | MO | 3 | 255 | B | Active |
| Benjamin F. Edwards Wealth Management, LLC CRD: 297750 | - | 0 | 13 | - | Unknown |
| Benjamin Jacobson & Sons, L.L.C. CRD: 35079 | - | 0 | 0 | A | INACTIVE |