Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Five Oceans Advisors CRD: 308377 | — | 0 | 2 | A | Unknown |
| Five Pine Wealth CRD: 317657 | — | 0 | 1 | A | Unknown |
| Five Point Investments CRD: 336858 | — | 0 | 1 | A | Unknown |
| Five X Securities, LLC CRD: 8193 | — | 7 | 0 | D | INACTIVE |
| Five8 Financial LLC CRD: 339260 | — | 0 | 1 | A | Unknown |
| Fiveas Group LLC CRD: 297448 | — | 0 | 0 | A | Unknown |
| Fivespan Partners, LP CRD: 332551 | — | 0 | 1 | A | Unknown |
| Fiwheels CRD: 333225 | — | 0 | 1 | A | Unknown |
| Fixed Income Securities, Inc. CRD: 14279 | — | 0 | 0 | A | INACTIVE |
| Fizone CRD: 123073 | — | 0 | 0 | A | Unknown |
| Fizyx, LLC CRD: 310698 | — | 0 | 0 | A | Unknown |
| FJ Labs Management LP CRD: 312920 | — | 0 | 1 | A | Unknown |
| FJ Labs Management, LLC CRD: 283062 | — | 0 | 0 | A | Unknown |
| FJ Labs, Inc. CRD: 285706 | — | 0 | 0 | A | Unknown |
| FJE Capital, L.L.C. CRD: 124424 | — | 0 | 0 | A | Unknown |
| Fjell Capital CRD: 327541 | — | 0 | 1 | A | Unknown |
| FJG Securities Inc. CRD: 128384 | — | 0 | 0 | A | INACTIVE |
| Fjor CRD: 327816 | — | 0 | 1 | A | Unknown |
| FJY Financial CRD: 139347 | — | 0 | 0 | A | Unknown |
| FL Group, Inc. CRD: 334399 | — | 0 | 1 | A | Unknown |
| Flagler Drive Financial, L.P. CRD: 123758 | — | 0 | 0 | A | INACTIVE |
| Flagship Financial Group, LLC CRD: 112943 | — | 0 | 0 | A | INACTIVE |
| Flagship Funds Inc. CRD: 13420 | — | 0 | 0 | A | INACTIVE |
| Flagship Group, Inc. CRD: 19394 | — | 0 | 0 | A | INACTIVE |
| Flagship Investments, Inc. CRD: 19569 | — | 0 | 0 | A | INACTIVE |
| Flagstone Financial Advisors, Inc. CRD: 112507 | — | 0 | 3 | A | Unknown |
| Flake Investments, Inc. CRD: 15570 | — | 0 | 0 | A | INACTIVE |
| Flameback Capital USA, Inc CRD: 329123 | — | 0 | 0 | A | Unknown |
| Flanagan Financial Group LLC CRD: 302010 | — | 0 | 0 | A | Unknown |
| Flanagan Financial Management CRD: 167486 | — | 0 | 1 | A | Unknown |
| Flank Fund Manager, LLC CRD: 305114 | — | 0 | 1 | A | Unknown |
| Flannell, Kenneth G. CRD: 136289 | — | 0 | 0 | A | Unknown |
| Flat FEE Financial LLC CRD: 328294 | — | 0 | 1 | A | Unknown |
| Flat Footed LLC CRD: 291593 | — | 0 | 1 | A | Unknown |
| Flat Rock Global CRD: 288551 | — | 0 | 1 | A | Unknown |
| Flatiron Financial Group, LLC CRD: 146552 | — | 0 | 0 | A | Unknown |
| Flatiron Financial Planning CRD: 294041 | — | 0 | 1 | A | Unknown |
| Flatiron Fund Management LP CRD: 331871 | — | 0 | 0 | A | Unknown |
| Flavin Financial Services, Inc. CRD: 144473 | — | 0 | 1 | A | Unknown |
| Flee Fiat Management, LLC CRD: 327939 | — | 0 | 1 | A | Unknown |
| Fleet & Co. CRD: 1869 | — | 0 | 0 | A | INACTIVE |
| Fleetstar Financial CRD: 168380 | — | 0 | 1 | A | Unknown |
| Flegal Financial Planning CRD: 332810 | — | 0 | 1 | A | Unknown |
| Fleming Financial Advising CRD: 134146 | — | 0 | 3 | A | Unknown |
| Fleming Financial Advisors, Inc. CRD: 126562 | — | 0 | 0 | A | Unknown |
| Fleming Financial Services CRD: 145717 | — | 0 | 1 | A | Unknown |
| Fleschner Investments CRD: 244787 | — | 0 | 1 | A | Unknown |
| Fletcher and Faraday, Inc. CRD: 29769 | — | 19 | 0 | F | INACTIVE |
| Fletcher Financial Group CRD: 152609 | — | 0 | 1 | A | Unknown |
| Fletcher Financial, LLC CRD: 133270 | — | 0 | 2 | A | Unknown |