Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Fletcher Group, Ltd.
CRD: 284501
0 0 A Unknown
Fleur-DE-LIS Financial
CRD: 325685
0 1 A Unknown
Fleury Financial Group, Inc.
CRD: 116786
0 0 A Unknown
Flexhedz Group LLC
CRD: 330479
0 1 A Unknown
Flexible Finances
CRD: 312849
0 1 A Unknown
Flexincome Fund
CRD: 337942
0 2 A Unknown
Flexis Capital
CRD: 162601
0 1 A Unknown
Flexpac, LLC
CRD: 329086
0 0 A Unknown
Flexpoint Ford, LLC
CRD: 157864
0 1 A Unknown
FLFS Advisory LLC
CRD: 334771
0 1 A Unknown
FLGG LLC
CRD: 143416
0 0 A INACTIVE
Flic Securities, Inc.
CRD: 23559
0 0 A INACTIVE
Flight Line Financial, LLC
CRD: 169289
0 1 A Unknown
Flight Ventures
CRD: 182515
0 0 A Unknown
Flightpath Financial Planning
CRD: 318701
0 1 A Unknown
Flint Advisory LLC
CRD: 315994
0 1 A Unknown
Flinthill Financial, LLC
CRD: 173032
0 0 A Unknown
Flip Flops and Pearls Financial Planning
CRD: 307738
0 2 A Unknown
Flipwithlou&kip LLC
CRD: 335123
0 2 A Unknown
Float Management, LP
CRD: 333399
0 1 A Unknown
Flocco Financial Consulting
CRD: 297834
0 0 A Unknown
Flood Tide Financial LLC
CRD: 298924
0 1 A Unknown
Floodgate
CRD: 160983
0 1 A Unknown
Florek Financial, LLC
CRD: 152235
0 1 A Unknown
Florian Financial Group LLC
CRD: 123869
0 2 A Unknown
Florida East Coast Equities, Inc.
CRD: 10852
0 0 A INACTIVE
Florida Financial Advisors, LLC
CRD: 288811
0 664 A Unknown
Florida Financial Centers, Inc.
CRD: 30058
0 0 A INACTIVE
Florida Financial Planning LLC
CRD: 333002
0 1 A Unknown
Florida Income Centers, Inc.
CRD: 19192
0 0 A INACTIVE
Florida SUN Securities, Inc.
CRD: 15285
0 0 A INACTIVE
Florin Group, LLC
CRD: 168196
0 1 A Unknown
Flourish Financial Life Planning
CRD: 325740
0 1 A Unknown
Flourish Financial LLC
CRD: 293019
NY 0 6 A Active
Flourish Financial Planning
CRD: 295401
0 1 A Unknown
Flow Financial
CRD: 322842
0 0 A Unknown
Flow Financial Planning, L.L.C.
CRD: 281934
0 1 A Unknown
Flow Partners, LLC
CRD: 312146
0 1 A Unknown
Flow Traders U.S. LLC
CRD: 150780
NY 4 3 B Active
Flowering Financial, LLC
CRD: 289113
0 0 A Unknown
Flowrate Financial, LLC
CRD: 328235
0 1 A Unknown
Flowstrat Financial Planning, LLC
CRD: 304041
0 0 A Unknown
Floww Private Markets US
CRD: 328174
FL 0 2 A Active
Floyd E. Graybill
CRD: 2059
0 0 A INACTIVE
Floyd Financial Group LLC
CRD: 226773
0 1 A Unknown
Fluent Financial, LLC
CRD: 170041
0 1 A Unknown
Fluid Financial Planning, LLC
CRD: 285570
0 1 A Unknown
Flying Fish Management, LLC
CRD: 288752
0 1 A Unknown
Flying Forward Wealth Management
CRD: 327389
0 2 A Unknown
Flying L Management, LLC
CRD: 288899
0 1 A Unknown
Page 167 of 544 (27,152 total)