Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Benjamin Madison Wealth Advisors, LLC
CRD: 151964
 - 0 0 - Unknown
Benjamin Securities Investment Company, Inc.
CRD: 26294
 - 0 0 A INACTIVE
Benjamin Securities, Inc.
CRD: 7754
 FL 1 7 B Active
Benjamins Money
CRD: 328273
 - 0 1 - Unknown
Benkei Asset Management
CRD: 164821
 - 0 1 - Unknown
Bennbridge US LLC
CRD: 301191
 - 0 0 - Unknown
Bennco Advisors
CRD: 112987
 - 0 3 - Unknown
Bennelong Asset Management Australia PTY Limited
CRD: 299107
 - 0 0 - Unknown
Bennelong Asset Management HK Limited
CRD: 283325
 - 0 0 - Unknown
Bennelong Asset Management Limited
CRD: 162698
 - 0 0 - Unknown
Bennelong Asset Management LLP
CRD: 138492
 - 0 0 - Unknown
Bennett and Company Financial Solutions, LLC
CRD: 165556
 - 0 0 - Unknown
Bennett Capital Management
CRD: 129077
 - 0 0 - Unknown
Bennett Financial Advisors, Inc.
CRD: 124314
 - 0 0 - Unknown
Bennett Financial Advisors, LLC
CRD: 121313
 - 0 0 - Unknown
Bennett Financial Corporation
CRD: 10380
 - 0 0 A INACTIVE
Bennett Financial Strategies
CRD: 165601
 - 0 0 - Unknown
Bennett Ross, Inc.
CRD: 42850
 - 3 0 C INACTIVE
Bennett Securities Corporation
CRD: 18486
 - 0 0 A INACTIVE
Bennett Selby Investments, L.P.
CRD: 137075
 - 0 2 - Unknown
Bennett Wealth Advisors
CRD: 167496
 - 0 0 - Unknown
Bennett, Brian Frederick
CRD: 107405
 - 0 0 A INACTIVE
Bennett, Herman & Geertsen, LLC.
CRD: 156049
 - 0 0 - Unknown
Bennett, Mullaney & Co., Inc.
CRD: 10448
 - 3 0 C INACTIVE
Benneyworth Wealth Advisors
CRD: 118210
 - 0 0 - Unknown
Bennicas & Associates, Inc.
CRD: 105102
 - 0 0 - Unknown
Benning Financial Advisors
CRD: 166280
 - 0 0 - Unknown
Benning Financial Group, LLC
CRD: 136256
 - 0 2 - Unknown
Benningfield Financial Advisors, LLC
CRD: 134950
 - 0 1 - Unknown
Bennington Financial Planning Group
CRD: 116302
 - 0 3 - Unknown
Bennyhoff & Co.
CRD: 329720
 - 0 2 - Unknown
Benold Financial Planning
CRD: 134258
 - 0 2 - Unknown
Benowitz Wealth Management
CRD: 331545
 - 0 2 - Unknown
Benson Advisory Services & Asset Management
CRD: 123464
 - 0 2 - Unknown
Benson Avenue Capital, LLC
CRD: 292194
 - 0 3 - Unknown
Benson Capital Partners
CRD: 311288
 - 0 0 - Unknown
Benson Capital Partners
CRD: 325734
 - 0 1 - Unknown
Benson Funds LLC
CRD: 296986
 - 0 0 - Unknown
Benson Investment Management Company, Inc.
CRD: 132828
 - 0 0 - Unknown
Benson Maxwell Financial Corporation
CRD: 36890
 - 0 0 A INACTIVE
Benson Wealth Management, Inc.
CRD: 318898
 - 0 1 - Unknown
Benson York Group, Inc.
CRD: 40231
 - 6 0 C INACTIVE
Benson, Paul Gerard
CRD: 39400
 - 0 0 A INACTIVE
Benson-Mccown Securities Corp.
CRD: 16120
 - 0 0 A INACTIVE
Bent Creek Capital LLC
CRD: 286241
 - 0 2 - Unknown
Bent Tree Trust Advisors, LLC
CRD: 129862
 - 0 1 - Unknown
Bentallgreenoak (U.S.) Limited Partnership
CRD: 111470
 - 0 1 - Unknown
Bentallgreenoak Real Estate US LLC
CRD: 157909
 NY 0 6 A Active
Bentallgreenoak Strategic Capital Partners
CRD: 137813
 - 0 1 - Unknown
Bentham Wealth Advisors
CRD: 332035
 - 0 1 - Unknown
Page 167 of 1601 (80,028 total)
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