Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Flying Point Financial, Inc. CRD: 107915 | — | 0 | 6 | A | Unknown |
| FLYNN Financial, LLC CRD: 157882 | — | 0 | 1 | A | Unknown |
| FLYNN Zito Capital Management, LLC CRD: 152689 | — | 0 | 6 | A | Unknown |
| Flyte CRD: 289171 | — | 0 | 0 | A | Unknown |
| Flyway Financial CRD: 324454 | — | 0 | 1 | A | Unknown |
| Flywheel Fund VI GP LLC CRD: 338946 | — | 0 | 1 | A | Unknown |
| FM (USA), LLC CRD: 298346 | — | 0 | 0 | A | INACTIVE |
| FM Brokerage, L.L.C. CRD: 40050 | — | 0 | 0 | A | INACTIVE |
| FM Capital CRD: 283001 | — | 0 | 1 | A | Unknown |
| FM Capital CRD: 309079 | — | 0 | 1 | A | Unknown |
| FM Capital CRD: 285451 | — | 0 | 1 | A | Unknown |
| FM Capital Group CRD: 170285 | — | 0 | 1 | A | Unknown |
| FM Financial Services, LLC CRD: 316893 | — | 0 | 1 | A | Unknown |
| FMA Advisory Inc CRD: 107529 | — | 0 | 0 | A | Unknown |
| Fmac Management LLC CRD: 337946 | — | 0 | 1 | A | Unknown |
| FMB Wealth Management CRD: 122309 | — | 0 | 1 | A | Unknown |
| FMC Securities, Inc. CRD: 14893 | — | 0 | 0 | A | INACTIVE |
| FMG Securities Corp. CRD: 38092 | — | 0 | 0 | A | INACTIVE |
| FMI CRD: 165271 | — | 0 | 0 | A | Unknown |
| FMI CRD: 117600 | — | 0 | 1 | A | Unknown |
| FMI Financial, Ltd. CRD: 299806 | — | 0 | 1 | A | Unknown |
| FMK Financial Services Inc. CRD: 21488 | — | 0 | 0 | A | INACTIVE |
| FMN Capital Corporation CRD: 38105 | CA | 1 | 4 | B | Active |
| FMP Wealth Advisers CRD: 110270 | — | 0 | 8 | A | Unknown |
| FMR Co., Inc. CRD: 108617 | — | 0 | 0 | A | Unknown |
| FMR Securities, Inc. CRD: 7362 | — | 0 | 0 | A | INACTIVE |
| FMS Securities, Inc. CRD: 14356 | — | 0 | 0 | A | INACTIVE |
| Fmsa CRD: 154136 | — | 0 | 17 | A | Unknown |
| Fmsbonds, Inc. CRD: 7793 | FL | 13 | 6 | C | Active |
| FMT Investment Advisory CRD: 133295 | — | 0 | 2 | A | Unknown |
| FMX Execution, LLC CRD: 154075 | NY | 0 | 5 | A | Active |
| FNB Wealth Management CRD: 109515 | — | 0 | 0 | A | Unknown |
| FNC Securities, LLC CRD: 165646 | ND | 0 | 2 | A | Active |
| Fnex Wealth, LLC CRD: 334569 | — | 0 | 1 | A | Unknown |
| FNI Capital Corporation CRD: 14814 | — | 0 | 0 | A | INACTIVE |
| FNJ 3, LLC CRD: 149809 | — | 0 | 2 | A | Unknown |
| FNO Equity LLC CRD: 340700 | — | 0 | 1 | A | Unknown |
| FNP Securities, Inc. CRD: 13643 | — | 0 | 0 | A | INACTIVE |
| FNS Securities Corp. CRD: 28464 | — | 0 | 0 | A | INACTIVE |
| FNY Investment Advisers, LLC CRD: 295433 | — | 0 | 1 | A | Unknown |
| FNZ Advisers LLC CRD: 304035 | — | 0 | 0 | A | Unknown |
| FO Investments, LLC CRD: 122479 | — | 0 | 2 | A | Unknown |
| Focal Point Financial Group CRD: 304505 | — | 0 | 1 | A | Unknown |
| Focal Point Partners GP, LLC CRD: 313458 | — | 0 | 1 | A | Unknown |
| Focal Ventures LLC CRD: 300219 | — | 0 | 1 | A | Unknown |
| Focus 401 (K) Group, LLC CRD: 172217 | — | 0 | 1 | A | Unknown |
| Focus Advisory, LLC CRD: 36909 | — | 0 | 0 | A | INACTIVE |
| Focus Advisory, LLC CRD: 146899 | — | 0 | 2 | A | Unknown |
| Focus Advisory, Ltd. CRD: 336259 | — | 0 | 1 | A | Unknown |
| Focus Equities, Inc. CRD: 17453 | — | 0 | 0 | A | INACTIVE |