Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bentley Capital Group, Inc. CRD: 18482 | - | 0 | 0 | A | INACTIVE |
| Bentley Financial Group CRD: 172474 | - | 0 | 3 | - | Unknown |
| Bentley Investments, Inc. CRD: 6672 | - | 0 | 0 | A | INACTIVE |
| Bentley Securities Corporation CRD: 25759 | - | 0 | 0 | A | INACTIVE |
| Bentley Wealth Advisors, LLC CRD: 293311 | - | 0 | 2 | - | Unknown |
| Bentley Wealth Management, LLC CRD: 171458 | - | 0 | 2 | - | Unknown |
| Bentley-Lawrence Securities, Inc. CRD: 13174 | - | 8 | 0 | D | INACTIVE |
| Bentoak Capital CRD: 173563 | - | 0 | 17 | - | Unknown |
| Benton and Company CRD: 7557 | - | 0 | 0 | A | INACTIVE |
| Benton Innovation Group CRD: 330945 | - | 0 | 1 | - | Unknown |
| Benton Partners II, L.P. CRD: 38507 | - | 0 | 0 | A | INACTIVE |
| Bentsen Investment Co. CRD: 13201 | - | 0 | 0 | A | INACTIVE |
| Bentwood Investment Advisory CRD: 323415 | - | 0 | 1 | - | Unknown |
| Benvenuto Financial Advisory, LLC CRD: 134944 | - | 0 | 0 | - | Unknown |
| Benxcoh Financial Advisors LLC CRD: 125151 | - | 0 | 0 | - | Unknown |
| Benzer Capital CRD: 175286 | - | 0 | 1 | - | Unknown |
| Benzina Wealth, LLC CRD: 333070 | - | 0 | 1 | - | Unknown |
| Beofor Capital LLC CRD: 317968 | - | 0 | 1 | - | Unknown |
| Beplat Asset Management, Inc. CRD: 153005 | - | 0 | 1 | - | Unknown |
| Bequest Capital LLC CRD: 334768 | - | 0 | 1 | - | Unknown |
| Bequia Securities, LLC CRD: 285783 | - | 0 | 0 | A | INACTIVE |
| Berachah Securities Corporation CRD: 16228 | - | 0 | 0 | A | INACTIVE |
| Beram Plan Management CRD: 171665 | - | 0 | 0 | - | Unknown |
| Berardi, Gottstine & Miller, Cpa's P.C. CRD: 126965 | - | 0 | 0 | - | Unknown |
| Berch Capital LLC CRD: 339591 | - | 0 | 0 | - | Unknown |
| Berchwood Partners LLC CRD: 108399 | - | 5 | 0 | C | INACTIVE |
| Berean Capital Incorporated CRD: 24915 | - | 6 | 0 | D | INACTIVE |
| Berean Portfolios, LLC CRD: 328960 | - | 0 | 0 | - | Unknown |
| Berenberg Asset Management LLC CRD: 171274 | - | 0 | 1 | - | Unknown |
| Berenberg Capital Markets LLC CRD: 156757 | NY | 0 | 3 | A | Active |
| Berens Capital Management, LLC CRD: 135746 | - | 0 | 0 | - | Unknown |
| Berenson & Company, LLC CRD: 28016 | NY | 0 | 2 | A | Active |
| Berenson Capital Management, LLC CRD: 340994 | - | 0 | 1 | - | Unknown |
| Berenz Wealth Management, LLC CRD: 168826 | - | 0 | 1 | - | Unknown |
| Berets Financial Services LLC CRD: 306654 | - | 0 | 1 | - | Unknown |
| Berg & Co. Incorporated CRD: 8264 | - | 0 | 0 | A | INACTIVE |
| Berg & Co., Incorporated CRD: 15792 | - | 0 | 0 | A | INACTIVE |
| Berg Capital CRD: 285959 | - | 0 | 0 | - | Unknown |
| Berg Faircloth Investment Advisors CRD: 118673 | - | 0 | 2 | - | Unknown |
| Berg Faircloth Investment Advisors, LLC CRD: 104257 | - | 1 | 0 | B | INACTIVE |
| Berg Investment Planning CRD: 145121 | - | 0 | 1 | - | Unknown |
| Bergamot Asset Management LP CRD: 309424 | - | 0 | 1 | - | Unknown |
| Bergamot Asset Management, LLC CRD: 305866 | - | 0 | 0 | - | Unknown |
| Bergamot Asset Management, LLC CRD: 301153 | - | 0 | 0 | - | Unknown |
| Bergankdv Wealth Management, LLC CRD: 143038 | - | 0 | 0 | - | Unknown |
| Bergdoll Financial Advisors, LLC CRD: 262787 | - | 0 | 0 | - | Unknown |
| Bergen Asset Management, LLC CRD: 277074 | - | 0 | 0 | - | Unknown |
| Bergen Capital, Inc. CRD: 46348 | - | 3 | 0 | C | INACTIVE |
| Bergen Park Capital Management, LLC CRD: 315162 | - | 0 | 1 | - | Unknown |
| Bergen Private Wealth Management CRD: 282874 | - | 0 | 0 | - | Unknown |