Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Berger Asset Management, Inc. CRD: 132945 | - | 0 | 1 | - | Unknown |
| Berger Capital Management, LLC CRD: 166992 | - | 0 | 0 | - | Unknown |
| Berger Distributors LLC CRD: 41436 | - | 0 | 0 | A | INACTIVE |
| Berger Financial Group CRD: 308174 | - | 0 | 19 | - | Unknown |
| Berger Wealth Management, LLC CRD: 161735 | - | 0 | 0 | - | Unknown |
| Berger Wealth Management, LLC CRD: 329239 | - | 0 | 1 | - | Unknown |
| Bergeron Wealth Management Co., LLC CRD: 113946 | - | 0 | 0 | - | Unknown |
| Berghoff & Company, Inc. CRD: 6441 | - | 1 | 0 | B | INACTIVE |
| Bergland Wealth Management, Inc. CRD: 116513 | - | 0 | 1 | - | Unknown |
| Bergman Investment Management CRD: 113186 | - | 0 | 0 | - | Unknown |
| Bergram Securities Corporation CRD: 21383 | - | 0 | 0 | A | INACTIVE |
| Bergtholdt, Daniel Robert JR. CRD: 107592 | - | 0 | 0 | A | INACTIVE |
| Berilium CRD: 327058 | - | 0 | 1 | - | Unknown |
| Bering Capital, L.L.C. CRD: 309731 | - | 0 | 1 | - | Unknown |
| Beringea, LLC CRD: 161803 | - | 0 | 1 | - | Unknown |
| Beringer Capital (GP) III Inc. CRD: 285412 | - | 0 | 0 | - | Unknown |
| Beringer Capital Management Inc. CRD: 309412 | - | 0 | 0 | - | Unknown |
| Beringer Finance US Inc. CRD: 147050 | - | 0 | 0 | A | INACTIVE |
| Berkadia Capital Advisors LLC CRD: 312130 | - | 0 | 1 | - | Unknown |
| Berkadia Capital Markets LLC CRD: 167379 | - | 0 | 0 | A | INACTIVE |
| Berkeley Advisors, Inc. CRD: 134455 | - | 0 | 1 | - | Unknown |
| Berkeley Capital Management, LLC CRD: 149229 | - | 0 | 2 | - | Unknown |
| Berkeley Capital Partners, LLC CRD: 281082 | - | 0 | 1 | - | Unknown |
| Berkeley Capital Securities, L.L.C. CRD: 136982 | - | 0 | 0 | A | INACTIVE |
| Berkeley Company LLC CRD: 300134 | - | 0 | 1 | - | Unknown |
| Berkeley Free LLC CRD: 281722 | - | 0 | 0 | - | Unknown |
| Berkeley Global Associates, Inc. CRD: 38856 | - | 0 | 0 | A | INACTIVE |
| Berkeley International Securities Corporation CRD: 14346 | - | 1 | 0 | B | INACTIVE |
| Berkeley Investment Advisors CRD: 121223 | - | 0 | 2 | - | Unknown |
| Berkeley Partners Management, LLC CRD: 284163 | - | 0 | 2 | - | Unknown |
| Berkeley Securities Corporation CRD: 8397 | - | 0 | 0 | A | INACTIVE |
| Berkeley Skydeck Fund I GP, LLC CRD: 292448 | - | 0 | 0 | - | Unknown |
| Berkeley Skydeck Fund I GP, LLC CRD: 332647 | - | 0 | 1 | - | Unknown |
| Berkeley Square Asset Management CRD: 288719 | - | 0 | 0 | - | Unknown |
| Berkeley Square Capital Management, LLC CRD: 165322 | - | 0 | 0 | - | Unknown |
| Berkeley, Inc CRD: 117667 | - | 0 | 3 | - | Unknown |
| Berkery Noyes Securities, LLC CRD: 155918 | NY | 0 | 2 | A | Active |
| Berkley Capital Management, LLC CRD: 316284 | - | 0 | 0 | - | Unknown |
| Berknell Financial Group, LLC CRD: 281662 | - | 0 | 0 | - | Unknown |
| Berkshire Advisors, Inc. CRD: 122389 | - | 0 | 1 | - | Unknown |
| Berkshire Asset Management, LLC CRD: 145463 | - | 0 | 1 | - | Unknown |
| Berkshire Bridge Capital, LLC CRD: 136006 | - | 0 | 0 | A | INACTIVE |
| Berkshire Capital Holdings Inc CRD: 107175 | - | 0 | 1 | - | Unknown |
| Berkshire Equity Sales, Inc. CRD: 87 | - | 1 | 0 | B | INACTIVE |
| Berkshire Financial Services LLC CRD: 146783 | - | 0 | 1 | - | Unknown |
| Berkshire Financial Strategies, LLC CRD: 164317 | - | 0 | 0 | - | Unknown |
| Berkshire Global Advisors LP CRD: 124180 | NY | 1 | 3 | B | Active |
| Berkshire Money Management, Inc. CRD: 124873 | - | 0 | 5 | - | Unknown |
| Berkshire Partners LLC CRD: 160675 | - | 0 | 1 | - | Unknown |
| Berkshire Property Advisors, LLC CRD: 161374 | - | 0 | 1 | - | Unknown |