Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Focus Financial CRD: 116140 | — | 0 | 81 | A | Unknown |
| Focus Financial Advisors CRD: 297806 | — | 0 | 0 | A | Unknown |
| Focus Financial Advisors, Inc. CRD: 105038 | — | 0 | 0 | A | Unknown |
| Focus Financial, LLC CRD: 142652 | — | 0 | 1 | A | Unknown |
| Focus Fund Advisors LLC CRD: 319551 | — | 0 | 0 | A | Unknown |
| Focus II Securities, Inc. CRD: 25068 | — | 0 | 0 | A | INACTIVE |
| Focus Investments, LLC CRD: 125813 | — | 0 | 2 | A | Unknown |
| Focus Investments, LLC CRD: 211515 | — | 0 | 0 | A | Unknown |
| Focus on Success, LLC CRD: 129739 | — | 0 | 0 | A | Unknown |
| Focus Planning Group CRD: 281231 | — | 0 | 1 | A | Unknown |
| Focus Quantitative Methods, Inc. CRD: 301240 | — | 0 | 1 | A | Unknown |
| Focus Ventures CRD: 161702 | — | 0 | 0 | A | Unknown |
| Focused Finances, LLC CRD: 130911 | — | 0 | 1 | A | Unknown |
| Focused Financial Management, LLC CRD: 117274 | — | 0 | 0 | A | Unknown |
| Focused Financial Planning LLC CRD: 134178 | — | 0 | 0 | A | Unknown |
| Focused Mission Financial CRD: 322953 | — | 0 | 1 | A | Unknown |
| Focused UP Financial, LLC CRD: 293504 | — | 0 | 1 | A | Unknown |
| Focusyou CRD: 155690 | — | 0 | 1 | A | Unknown |
| Fogel Financial Planning CRD: 129520 | — | 0 | 0 | A | Unknown |
| Fogel Group LLC CRD: 131270 | — | 1 | 0 | B | INACTIVE |
| Foghorn Fund GP, LLC CRD: 284000 | — | 0 | 1 | A | Unknown |
| Folgmann Financial Group LLC CRD: 309348 | — | 0 | 1 | A | Unknown |
| Foliage Financial CRD: 335253 | — | 0 | 1 | A | Unknown |
| Folionet Financial LLC CRD: 283965 | FL | 0 | 2 | A | Active |
| Follow RIA CRD: 318724 | — | 0 | 0 | A | Unknown |
| Folmar Advisory, LLC CRD: 141240 | — | 0 | 1 | A | Unknown |
| Folse Financial CRD: 336470 | — | 0 | 1 | A | Unknown |
| FON Corporate Finance LLC CRD: 307905 | VA | 0 | 3 | A | Active |
| Fonar Financial Corp. CRD: 22999 | — | 0 | 0 | A | INACTIVE |
| Fondahn Financial CRD: 329680 | — | 0 | 1 | A | Unknown |
| Fondren Management LP CRD: 171604 | — | 0 | 0 | A | Unknown |
| Fong Ronald CRD: 135342 | — | 0 | 0 | A | Unknown |
| Fong, Kenneth W. CRD: 44362 | — | 0 | 0 | A | INACTIVE |
| Fong, Kenneth Wing CRD: 126960 | — | 0 | 0 | A | INACTIVE |
| Font Management, LLC CRD: 327558 | — | 0 | 1 | A | Unknown |
| Fonte Financial Advisors CRD: 311162 | — | 0 | 1 | A | Unknown |
| Fontis Management LLC CRD: 163003 | — | 0 | 0 | A | Unknown |
| Foote Financial, Inc. CRD: 120954 | — | 0 | 0 | A | Unknown |
| Footlamp CRD: 265788 | — | 0 | 1 | A | Unknown |
| FOR Retired Only CRD: 136310 | — | 0 | 0 | A | Unknown |
| Forbes & York Securities Limited Liability Company CRD: 45837 | — | 0 | 0 | A | INACTIVE |
| Forbes Fiduciary & Financial, LLC CRD: 282544 | — | 0 | 0 | A | Unknown |
| Forbes Financial Planning, Inc. CRD: 143912 | — | 0 | 1 | A | Unknown |
| Forbion CRD: 162925 | — | 0 | 0 | A | Unknown |
| Force Shawn C CRD: 123132 | — | 0 | 0 | A | INACTIVE |
| Force, Brian Huth CRD: 32162 | — | 0 | 0 | A | INACTIVE |
| Ford Financial Advisors, Limited CRD: 147314 | — | 0 | 1 | A | Unknown |
| Ford Financial Fitness CRD: 334449 | — | 0 | 1 | A | Unknown |
| Ford Financial Group CRD: 284977 | — | 0 | 0 | A | Unknown |
| Ford Financial Services, Inc. CRD: 13421 | — | 0 | 0 | A | INACTIVE |