Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ford Financial Solutions, LLC CRD: 282588 | — | 0 | 1 | A | Unknown |
| Fordham Financial Services, Inc. CRD: 125887 | — | 0 | 2 | A | Unknown |
| Fordham Financial Services, LLC CRD: 172598 | — | 0 | 1 | A | Unknown |
| Forecast Financial LLC CRD: 168316 | — | 0 | 0 | A | Unknown |
| FORECAST.NET, LLC CRD: 268795 | — | 0 | 0 | A | Unknown |
| Forefront CRD: 308521 | — | 0 | 23 | A | Unknown |
| Forem Investments LLC CRD: 169636 | — | 0 | 1 | A | Unknown |
| Foreside Financial Services, LLC CRD: 148477 | ME | 0 | 79 | A | Active |
| Foreside Fund Services, LLC CRD: 46106 | ME | 0 | 248 | A | Active |
| Foreside Funds Distributors LLC CRD: 31334 | ME | 0 | 28 | A | Active |
| Foresight Financial Advising LLC CRD: 325040 | — | 0 | 1 | A | Unknown |
| Foresight Financial Advisory CRD: 307338 | — | 0 | 1 | A | Unknown |
| Foresight Financial Planning CRD: 134635 | — | 0 | 0 | A | Unknown |
| Foresight Financial Planning CRD: 329830 | — | 0 | 1 | A | Unknown |
| Foresight Financial Planning LLC CRD: 168520 | — | 0 | 0 | A | Unknown |
| Foresight Financial Planning LLC CRD: 329846 | — | 0 | 0 | A | Unknown |
| Foresight Financial Services, Inc. CRD: 152980 | — | 0 | 0 | A | Unknown |
| Foresight Financial Services, LLC CRD: 312958 | — | 0 | 1 | A | Unknown |
| Foresight Financial, LLC CRD: 154212 | — | 0 | 0 | A | Unknown |
| Foresight Group LLP CRD: 311974 | — | 0 | 0 | A | Unknown |
| Forest Capital CRD: 130073 | — | 0 | 0 | A | Unknown |
| Forest Capital CRD: 325514 | — | 0 | 3 | A | Unknown |
| Forest Fulcrum Fund L.P. CRD: 31133 | — | 0 | 0 | A | INACTIVE |
| Forest Performance Fund LP CRD: 43622 | — | 0 | 0 | A | INACTIVE |
| Forester Capital, L.L.C. CRD: 160806 | — | 0 | 1 | A | Unknown |
| Foresters Financial Services, Inc. CRD: 305 | — | 55 | 0 | F | INACTIVE |
| Forestis Financial Analytics, Inc. CRD: 113733 | — | 0 | 2 | A | Unknown |
| Forever Financial Advisors, LLC CRD: 134486 | — | 0 | 1 | A | Unknown |
| Forever Wealth LLC CRD: 288480 | — | 0 | 0 | A | Unknown |
| Forever Young Integrated Wealth CRD: 334437 | — | 0 | 1 | A | Unknown |
| Foreword Foundry, LLC CRD: 340146 | — | 0 | 1 | A | Unknown |
| Forey and Associates CRD: 44949 | — | 0 | 0 | A | INACTIVE |
| Forge Capital CRD: 338993 | — | 0 | 1 | A | Unknown |
| Forge Financial CRD: 306480 | — | 0 | 4 | A | Unknown |
| Forge Financial Group, Inc. CRD: 100020 | — | 5 | 0 | C | INACTIVE |
| Foris Capital US LLC CRD: 282331 | NH | 0 | 3 | A | Active |
| Forma Financial Planning CRD: 330194 | — | 0 | 1 | A | Unknown |
| Formic Management LLC CRD: 175199 | — | 0 | 0 | A | Unknown |
| Formula Financial LLC CRD: 313969 | — | 0 | 0 | A | Unknown |
| Formula Wealth CRD: 308923 | — | 0 | 1 | A | Unknown |
| Formulate Financial LLC CRD: 331026 | — | 0 | 1 | A | Unknown |
| Forness Financial LLC CRD: 172473 | — | 0 | 1 | A | Unknown |
| Fornext Inc. CRD: 337490 | — | 0 | 1 | A | Unknown |
| Foronjy Financial CRD: 332380 | — | 0 | 2 | A | Unknown |
| Forrest Financial Group CRD: 226604 | — | 0 | 0 | A | Unknown |
| Forrest Financial Partners LLC CRD: 325055 | — | 0 | 2 | A | Unknown |
| Forrest Financial Services CRD: 117546 | — | 0 | 3 | A | Unknown |
| Forrester Financial Advisors CRD: 114347 | — | 0 | 0 | A | Unknown |
| Fors Financial CRD: 335705 | — | 0 | 1 | A | Unknown |
| Forsman Financial Services CRD: 339523 | — | 0 | 1 | A | Unknown |