Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Berkshire Realty Ventures, L.L.C. CRD: 163834 | - | 0 | 0 | - | Unknown |
| Berkshire Securities Ltd Inc CRD: 23788 | - | 0 | 0 | A | INACTIVE |
| Berkshire Securities, Inc. CRD: 46669 | - | 0 | 0 | A | INACTIVE |
| Berkson Asset Management, Inc. CRD: 131029 | - | 0 | 0 | - | Unknown |
| Berla Investment Consulting CRD: 112847 | - | 0 | 1 | - | Unknown |
| Berlin Wealth Group Advisors CRD: 330370 | - | 0 | 1 | - | Unknown |
| Berlin-Miles-Richels Investments CRD: 15086 | - | 0 | 0 | A | INACTIVE |
| Berlind Securities Inc. CRD: 8617 | - | 1 | 0 | B | INACTIVE |
| Berman and Stickel Incorporated CRD: 21297 | - | 0 | 0 | A | INACTIVE |
| Berman Capital Advisors, LLC CRD: 155419 | - | 0 | 0 | - | Unknown |
| Berman Capital Group CRD: 331883 | - | 0 | 1 | - | Unknown |
| Berman Capital, LLC CRD: 45706 | - | 0 | 0 | A | INACTIVE |
| Berman Mcaleer CRD: 332906 | - | 0 | 2 | - | Unknown |
| Berman, GIL CRD: 127726 | - | 0 | 2 | - | Unknown |
| Berman, Sosman & Rosenzweig Cpas PLLC CRD: 124864 | - | 0 | 1 | - | Unknown |
| Berman, Steven M. CRD: 130537 | - | 0 | 0 | - | Unknown |
| Berman, Steven, Vance CRD: 126466 | - | 0 | 0 | A | INACTIVE |
| Bermont Investments Limited CRD: 284753 | - | 0 | 0 | - | Unknown |
| Bern Factor, L.L.C. CRD: 291385 | - | 0 | 0 | - | Unknown |
| Bernard & Co. CRD: 14688 | - | 0 | 0 | A | INACTIVE |
| Bernard & Johnson Family Wealth Management CRD: 283871 | - | 0 | 1 | - | Unknown |
| Bernard Henry Investment Company CRD: 2179 | - | 0 | 0 | A | INACTIVE |
| Bernard Herold & Co., Inc. CRD: 6193 | - | 9 | 0 | D | INACTIVE |
| Bernard L. Hirsh, Inc. CRD: 31452 | - | 0 | 0 | A | INACTIVE |
| Bernard L. Madoff Investment Securities LLC CRD: 2625 | - | 10 | 2 | C | INACTIVE |
| Bernard L. Porter & Co. CRD: 13525 | - | 0 | 0 | A | INACTIVE |
| Bernard Wealth Management Corp. CRD: 159533 | - | 0 | 3 | - | Unknown |
| Bernard, James a. CRD: 123251 | - | 0 | 0 | - | Unknown |
| Bernard, LEE & Edwards Securities, Inc CRD: 24050 | - | 1 | 0 | B | INACTIVE |
| Bernard, Michael Christopher CRD: 39168 | - | 0 | 0 | A | INACTIVE |
| Bernard, Richards Securities, Inc. CRD: 32653 | - | 2 | 0 | B | INACTIVE |
| Bernardi Asset Management, LLC CRD: 120110 | - | 0 | 1 | - | Unknown |
| Bernardi Securities, Inc. CRD: 15834 | IL | 3 | 5 | B | Active |
| Bernardo First Securities Corporation CRD: 21908 | - | 1 | 0 | B | INACTIVE |
| Berndt & Associates Inc CRD: 107780 | - | 0 | 0 | - | Unknown |
| Berney Perry & Company, Inc. CRD: 88 | - | 1 | 0 | B | INACTIVE |
| Bernhard Capital Management CRD: 117570 | - | 0 | 0 | - | Unknown |
| Bernhard Capital Partners Management, LP CRD: 168155 | - | 0 | 1 | - | Unknown |
| Bernhardt Capital Advisors, LLC CRD: 133060 | - | 0 | 0 | - | Unknown |
| Bernhardt Wealth Management, Inc. CRD: 109353 | - | 0 | 0 | - | Unknown |
| Bernicke Wealth Management CRD: 335431 | - | 0 | 3 | - | Unknown |
| Bernicke Wealth Management, Ltd. CRD: 164892 | - | 0 | 0 | - | Unknown |
| Berninger, Kevin CRD: 127601 | - | 0 | 0 | A | INACTIVE |
| Bernmoney, LLC CRD: 307685 | - | 0 | 0 | - | Unknown |
| Berno Financial Management Inc CRD: 107425 | - | 0 | 0 | - | Unknown |
| Bernstein and Company CRD: 1231 | - | 0 | 0 | A | INACTIVE |
| Bernstein and Kelly, LLC CRD: 128295 | - | 0 | 0 | - | Unknown |
| Bernstein Financial Advisory CRD: 304560 | - | 0 | 1 | - | Unknown |
| Bernstein Institutional Services LLC CRD: 317807 | NY | 0 | 9 | A | Active |
| Bernstein, Robert E CRD: 141183 | - | 0 | 0 | - | Unknown |