Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bernstein, Robert JAY CRD: 126230 | - | 0 | 0 | - | Unknown |
| Berntson Porter Wealth Management, LLC CRD: 116276 | - | 0 | 3 | - | Unknown |
| Bernzott Capital Advisors CRD: 104583 | - | 0 | 2 | - | Unknown |
| Berone Capital LLC CRD: 316412 | - | 0 | 2 | - | Unknown |
| Berrenberg Wealth Management LLC CRD: 113888 | - | 0 | 0 | - | Unknown |
| Berry Advisors Group, LLC CRD: 311625 | - | 0 | 1 | - | Unknown |
| Berry and Boyle Securities Inc. CRD: 14362 | - | 0 | 0 | A | INACTIVE |
| Berry Capital Management, LLC CRD: 342167 | - | 0 | 1 | - | Unknown |
| Berry Energy Securities, Inc. CRD: 19501 | - | 0 | 0 | A | INACTIVE |
| Berry Financial Securities, LLC CRD: 165282 | - | 0 | 0 | - | Unknown |
| Berry Street Capital Management LLP CRD: 307563 | - | 0 | 0 | - | Unknown |
| Berry Wealth Group CRD: 327346 | - | 0 | 1 | - | Unknown |
| Berry-Shino Securities, Inc. CRD: 38098 | - | 7 | 0 | D | INACTIVE |
| Berrydunn Wealth Management CRD: 113434 | - | 0 | 0 | - | Unknown |
| Bersec International Corporation CRD: 23530 | - | 0 | 0 | A | INACTIVE |
| Berson Money Management CRD: 160631 | - | 0 | 2 | - | Unknown |
| Bersot Capital Management, LLC CRD: 139090 | - | 0 | 0 | - | Unknown |
| Bert Lacey & Company CRD: 2495 | - | 0 | 0 | A | INACTIVE |
| Bert Reames Investment Advisors, Inc. CRD: 141986 | - | 0 | 3 | - | Unknown |
| Bert Riddell Cramer, Investment Adviser CRD: 121241 | - | 0 | 1 | - | Unknown |
| Berta Investments, Inc. CRD: 14766 | - | 0 | 0 | A | INACTIVE |
| Berthel, Fisher & Company Financial Services, Inc. CRD: 13609 | IA | 42 | 188 | B | Active |
| Bertolet Capital LLC CRD: 125121 | - | 0 | 1 | - | Unknown |
| Bertoncini, Edwin J. CRD: 31988 | - | 0 | 0 | A | INACTIVE |
| Bertram Capital Management LLC CRD: 156920 | - | 0 | 1 | - | Unknown |
| Bertram Financial Advisor Services CRD: 147987 | - | 0 | 1 | - | Unknown |
| Bertram H. Rosen CRD: 116989 | - | 0 | 0 | - | Unknown |
| Bertram Samuel Securities, LLC CRD: 111183 | - | 0 | 0 | A | INACTIVE |
| Bertram Solutions LLC CRD: 289073 | - | 0 | 0 | - | Unknown |
| Bertrand Investment Strategies, L.L.C. CRD: 321651 | - | 0 | 2 | - | Unknown |
| Berunda Capital Management CRD: 297072 | - | 0 | 1 | - | Unknown |
| Berwind Financial, L.P. CRD: 41473 | - | 0 | 0 | A | INACTIVE |
| Berwyn Financial Services Corp. CRD: 35586 | - | 3 | 0 | C | INACTIVE |
| Beryl Capital Management, LLC CRD: 269959 | - | 0 | 1 | - | Unknown |
| Beryl Fund Management, LLC CRD: 319606 | - | 0 | 1 | - | Unknown |
| Berylson Capital Partners LLC CRD: 165169 | - | 0 | 0 | - | Unknown |
| Besa Capital Partners LLC CRD: 338069 | - | 0 | 0 | - | Unknown |
| Bespoke Advisory CRD: 323909 | - | 0 | 1 | - | Unknown |
| Bespoke Capital Advisors, Inc. CRD: 331647 | - | 0 | 1 | - | Unknown |
| Bespoke Capital Management LLC CRD: 313824 | - | 0 | 0 | - | Unknown |
| Bespoke Capital Partners CRD: 297709 | - | 0 | 0 | - | Unknown |
| Bespoke Financial Planning, LLC CRD: 286670 | - | 0 | 1 | - | Unknown |
| Bespoke Investment Group, LLC CRD: 144080 | - | 0 | 1 | - | Unknown |
| Bespoke TFC Capital CRD: 322754 | - | 0 | 1 | - | Unknown |
| Bessemer Investment Management LLC CRD: 112215 | - | 0 | 1 | - | Unknown |
| Bessemer Investor Services, Inc. CRD: 17442 | NY | 0 | 18 | A | Active |
| Bessemer Venture Partners CRD: 159279 | - | 0 | 1 | - | Unknown |
| Best Capital Management, LLC CRD: 284190 | - | 0 | 0 | - | Unknown |
| Best Capital Management, LLC CRD: 339392 | - | 0 | 1 | - | Unknown |
| Best Case Financial CRD: 334845 | - | 0 | 1 | - | Unknown |