Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Forsythia Financial CRD: 328358 | — | 0 | 1 | A | Unknown |
| Fort Point Capital Partners LLC CRD: 146759 | — | 0 | 12 | A | Unknown |
| Fort Ross Ventures CRD: 328177 | — | 0 | 0 | A | Unknown |
| Fort Ross Ventures CRD: 324020 | — | 0 | 0 | A | Unknown |
| Fort Worth Financial, Inc. CRD: 19861 | — | 0 | 0 | A | INACTIVE |
| Fort, L.P. CRD: 168613 | — | 0 | 0 | A | Unknown |
| Forta Financial Group, Inc. CRD: 28784 | — | 6 | 0 | C | INACTIVE |
| Forte Ventures CRD: 173701 | — | 0 | 1 | A | Unknown |
| Fortem Financial Group, LLC CRD: 291662 | — | 0 | 6 | A | Unknown |
| Fortem Financial, LLC CRD: 283097 | — | 0 | 0 | A | Unknown |
| Forterra Land DEV Fund MGR CRD: 337790 | — | 0 | 1 | A | Unknown |
| Forth Capital (USA), LLC CRD: 322623 | — | 0 | 2 | A | Unknown |
| Forthright Capital Advisory CRD: 323596 | — | 0 | 19 | A | Unknown |
| Forthright Finances LLC CRD: 300569 | — | 0 | 1 | A | Unknown |
| Forthright Financial Services CRD: 326786 | — | 0 | 1 | A | Unknown |
| Forthright Financial, LLC CRD: 292493 | — | 0 | 0 | A | Unknown |
| Fortified Financial Services, Inc. CRD: 283182 | — | 0 | 0 | A | Unknown |
| Fortified Wealth CRD: 332137 | — | 0 | 1 | A | Unknown |
| Fortify Financial CRD: 340138 | — | 0 | 1 | A | Unknown |
| Fortify Financial Group, LLC CRD: 322197 | — | 0 | 1 | A | Unknown |
| Fortify Wealth, Inc. CRD: 297433 | — | 0 | 1 | A | Unknown |
| Fortin Advisory CRD: 282551 | — | 0 | 0 | A | Unknown |
| Fortin Financial Services CRD: 112986 | — | 0 | 0 | A | Unknown |
| Fortitude Advisors and Accounting Inc CRD: 312337 | — | 0 | 1 | A | Unknown |
| Fortitude Advisory Group L.L.C. CRD: 116083 | — | 0 | 12 | A | Unknown |
| Fortitude Family Office CRD: 317615 | — | 0 | 1 | A | Unknown |
| Fortitude Financial CRD: 172119 | — | 0 | 0 | A | Unknown |
| Fortitude Financial LLC CRD: 313235 | — | 0 | 1 | A | Unknown |
| Fortitude Financial Planning LLC CRD: 309750 | — | 0 | 2 | A | Unknown |
| Fortitude Wealth Management CRD: 159192 | — | 0 | 1 | A | Unknown |
| Fortius Financial Advisors, LLC CRD: 128060 | — | 0 | 3 | A | Unknown |
| Fortress Capital Formation LLC CRD: 152385 | NY | 0 | 3 | A | Active |
| Fortress Financial Group, LLC CRD: 315329 | — | 0 | 2 | A | Unknown |
| Fortress Financial Group, Ltd. CRD: 42414 | — | 0 | 0 | A | INACTIVE |
| Fortress Financial Management CRD: 340068 | — | 0 | 2 | A | Unknown |
| Fortress Financial Partners CRD: 328804 | — | 0 | 1 | A | Unknown |
| Fortress Financial Solutions, LLC CRD: 143969 | — | 0 | 6 | A | Unknown |
| Fortress Investment Co. CRD: 23404 | — | 0 | 0 | A | INACTIVE |
| Fortress Investment Group CRD: 129612 | — | 0 | 1 | A | Unknown |
| Fortress Private Ledger, LLC CRD: 290298 | NC | 0 | 15 | A | Active |
| Fortress Wealth Group CRD: 308968 | — | 0 | 2 | A | Unknown |
| Fortrove Partners CRD: 328536 | — | 0 | 1 | A | Unknown |
| Fortson VC CRD: 335027 | — | 0 | 1 | A | Unknown |
| Fortuna Funds, LLC CRD: 333660 | — | 0 | 1 | A | Unknown |
| Fortunate CRD: 297577 | — | 0 | 1 | A | Unknown |
| Fortune 360 Group LLC CRD: 282391 | — | 0 | 0 | A | Unknown |
| Fortune 401 Inc. CRD: 148412 | — | 0 | 0 | A | Unknown |
| Fortune Advisory Services CRD: 289517 | — | 0 | 2 | A | Unknown |
| Fortune Financial CRD: 135807 | — | 0 | 1 | A | Unknown |
| Fortune Financial Advisors, LLC CRD: 145799 | — | 0 | 1 | A | Unknown |