Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Best Direct Securities, LLC CRD: 146053 | - | 0 | 0 | A | INACTIVE |
| Best Financial Life CRD: 221526 | - | 0 | 1 | - | Unknown |
| Best Financial Services CRD: 125919 | - | 0 | 0 | - | Unknown |
| Best Financial Strategies CRD: 168044 | - | 0 | 0 | - | Unknown |
| Best Interest Financial, LLC CRD: 284419 | - | 0 | 0 | - | Unknown |
| Best Invest CRD: 297599 | - | 0 | 1 | - | Unknown |
| Best Investment Options, LLC CRD: 307743 | - | 0 | 1 | - | Unknown |
| Best Investor Ever Corporation CRD: 323869 | - | 0 | 0 | - | Unknown |
| Best Life Financial Planning, LLC CRD: 323628 | - | 0 | 0 | - | Unknown |
| Best Life Financial Planning, LLC CRD: 341171 | - | 0 | 1 | - | Unknown |
| Best Life Infinity, LLC CRD: 319232 | - | 0 | 5 | - | Unknown |
| Best Minds, Inc. CRD: 134121 | - | 0 | 0 | - | Unknown |
| Best Wealth Advisory, LLC CRD: 326526 | - | 0 | 1 | - | Unknown |
| Bestex Research Securities, LLC CRD: 309569 | CT | 0 | 2 | A | Active |
| Bestgate Wealth Advisors, LLC CRD: 301639 | - | 0 | 2 | - | Unknown |
| Bestige Holdings, LLC CRD: 305343 | - | 0 | 1 | - | Unknown |
| Bestrade Inc. CRD: 43173 | - | 0 | 0 | A | INACTIVE |
| Bestvest Investments, Ltd. CRD: 40302 | - | 3 | 0 | C | INACTIVE |
| Beta Boom Capital Management, LLC CRD: 318000 | - | 0 | 0 | - | Unknown |
| Beta Capital Advisors LLC CRD: 155028 | - | 0 | 0 | - | Unknown |
| Beta Innovation Technology Inc CRD: 339942 | - | 0 | 1 | - | Unknown |
| Beta Management Consulting CRD: 131633 | - | 0 | 2 | - | Unknown |
| Beta Management LLC CRD: 282989 | - | 0 | 1 | - | Unknown |
| Beta Tech Fund Manager CRD: 339966 | - | 0 | 1 | - | Unknown |
| Beta Wealth Group, Inc CRD: 165224 | - | 0 | 4 | - | Unknown |
| BETA.VENTURES Capital, LLC CRD: 324473 | - | 0 | 0 | - | Unknown |
| Betafits, Inc. CRD: 281495 | - | 0 | 0 | - | Unknown |
| Betafrontier CRD: 137386 | - | 0 | 0 | - | Unknown |
| Betar, Waddell and Company, Inc. CRD: 13880 | - | 0 | 0 | A | INACTIVE |
| Betasmartz CRD: 285444 | - | 0 | 0 | - | Unknown |
| Betaworks Investments, LLC CRD: 170173 | - | 0 | 0 | - | Unknown |
| Betaworks Ventures Management, LLC CRD: 285996 | - | 0 | 1 | - | Unknown |
| Beth Wright Woodside, CFP CRD: 110332 | - | 0 | 0 | - | Unknown |
| Bethany Bristow Financial Planning, LLC CRD: 288861 | - | 0 | 0 | - | Unknown |
| Bethany Financial Advisory, Inc. CRD: 45545 | - | 2 | 0 | B | INACTIVE |
| Bethel Landing Securities LLC CRD: 318565 | CT | 0 | 2 | A | Active |
| Bethesda Financial Advisors, LLC CRD: 170715 | - | 0 | 1 | - | Unknown |
| Bethesda Securities, LLC CRD: 281179 | CT | 0 | 3 | A | Active |
| Betro Mileszko & Company CRD: 145184 | - | 0 | 1 | - | Unknown |
| Better Bucks Advisory CRD: 290624 | - | 0 | 0 | - | Unknown |
| Better Capital Management LLC CRD: 315598 | - | 0 | 1 | - | Unknown |
| Better DAY Financial Planning LLC CRD: 333230 | - | 0 | 0 | - | Unknown |
| Better Financial Education CRD: 155213 | - | 0 | 0 | - | Unknown |
| Better Financial Future, LLC CRD: 281687 | - | 0 | 0 | - | Unknown |
| Better Financial Services, LLC CRD: 329520 | - | 0 | 1 | - | Unknown |
| Better Homes and Gardens Real Estate Securities In… CRD: 15779 | - | 0 | 0 | A | INACTIVE |
| Better Money Decisions CRD: 172980 | - | 0 | 0 | - | Unknown |
| Better Money Method CRD: 143303 | - | 0 | 0 | - | Unknown |
| Better Options LLC CRD: 308312 | - | 0 | 0 | - | Unknown |
| Better Path Wealth Management CRD: 300561 | - | 0 | 0 | - | Unknown |