Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fortune Financial Group, Inc. CRD: 111378 | — | 0 | 4 | A | Unknown |
| Fortune Financial Services, Inc. CRD: 42150 | PA | 4 | 190 | B | Active |
| Fortune Financials CRD: 286328 | — | 0 | 0 | A | Unknown |
| Fortune Management, LLC CRD: 108930 | — | 0 | 0 | A | Unknown |
| Forty North Wealth CRD: 290770 | — | 0 | 7 | A | Unknown |
| Forty TWO Wealth LLC CRD: 330850 | — | 0 | 1 | A | Unknown |
| Forty4 Financial CRD: 326024 | — | 0 | 1 | A | Unknown |
| Forum Financial Management, LP CRD: 145706 | — | 0 | 92 | A | Unknown |
| Forum Financial Services, LLC CRD: 38816 | — | 0 | 0 | A | INACTIVE |
| Forum Partners Investment Management LLC CRD: 161192 | — | 0 | 0 | A | Unknown |
| Forum SIX Financial CRD: 283469 | — | 0 | 0 | A | Unknown |
| Forumcore Advisory, LLC CRD: 175238 | — | 0 | 0 | A | Unknown |
| Forusall CRD: 167241 | — | 0 | 4 | A | Unknown |
| Forward 360 CRD: 331984 | — | 0 | 2 | A | Unknown |
| Forward Financial CRD: 293764 | — | 0 | 0 | A | Unknown |
| Forward Financial Advisors LLC CRD: 135429 | — | 0 | 2 | A | Unknown |
| Forward Financial Advisors, LLC CRD: 307677 | — | 0 | 1 | A | Unknown |
| Forward Financial LLC CRD: 316517 | — | 0 | 1 | A | Unknown |
| Forward Financial Planning CRD: 318632 | — | 0 | 1 | A | Unknown |
| Forward Financial Planning LLC CRD: 322647 | — | 0 | 1 | A | Unknown |
| Forward Financial Planning,LLC CRD: 129814 | — | 0 | 0 | A | Unknown |
| Forward Focus Financial Planning CRD: 300474 | — | 0 | 0 | A | Unknown |
| Forward Management, LLC CRD: 109193 | — | 0 | 0 | A | Unknown |
| Foster & Baker, Inc. CRD: 14272 | — | 0 | 0 | A | INACTIVE |
| Foster & Co. Equities, Inc. CRD: 7622 | — | 0 | 0 | A | INACTIVE |
| Foster & Wood, Inc. CRD: 165362 | — | 0 | 2 | A | Unknown |
| Foster Financial Services, Inc. CRD: 123109 | — | 0 | 0 | A | Unknown |
| Foster Group, Inc. CRD: 107148 | — | 0 | 4 | A | Unknown |
| Foster Securities CRD: 14413 | — | 0 | 0 | A | INACTIVE |
| Foster Securities CRD: 22113 | — | 0 | 0 | A | INACTIVE |
| Foster Victor CRD: 283656 | — | 0 | 1 | A | Unknown |
| Fostoria Securities Corp. CRD: 14730 | — | 0 | 0 | A | INACTIVE |
| Foundation Financial Inc. CRD: 168147 | — | 0 | 1 | A | Unknown |
| Foundations Investment Advisors LLC CRD: 175083 | — | 0 | 387 | A | Unknown |
| Founder Etfs LLC CRD: 335174 | — | 0 | 1 | A | Unknown |
| Founder Family Financial, LLC CRD: 171978 | — | 0 | 1 | A | Unknown |
| Founders Family Office CRD: 315653 | — | 0 | 1 | A | Unknown |
| Founders Financial Alliance, LLC CRD: 173011 | — | 0 | 32 | A | Unknown |
| Founders Financial Securities LLC CRD: 137945 | MD | 1 | 74 | B | Active |
| Founders First Advisors CRD: 291623 | — | 0 | 0 | A | Unknown |
| Founders First Advisors, LLC CRD: 315177 | — | 0 | 0 | A | Unknown |
| Founders First Advisors, LLC CRD: 326614 | — | 0 | 1 | A | Unknown |
| Founders Fund LLC CRD: 155462 | — | 0 | 1 | A | Unknown |
| Founders Future Inc CRD: 339690 | — | 0 | 1 | A | Unknown |
| Founders M&A Advisory, LLC CRD: 269926 | AL | 0 | 2 | A | Active |
| Founders YOU Should Know Management Company CRD: 329394 | — | 0 | 1 | A | Unknown |
| Foundry Financial LLC CRD: 300122 | — | 0 | 5 | A | Unknown |
| Foundry Group, LLC CRD: 159541 | — | 0 | 1 | A | Unknown |
| Foundry Partners, LLC CRD: 164863 | — | 0 | 0 | A | Unknown |
| Fountain Financial & TAX CRD: 339090 | — | 0 | 1 | A | Unknown |