Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Better Planning & Investing CRD: 322901 | - | 0 | 0 | - | Unknown |
| Better Pockets Financial CRD: 317366 | - | 0 | 4 | - | Unknown |
| Better Puerto Rico Management LLC CRD: 322247 | - | 0 | 1 | - | Unknown |
| Better Things Financial Partners LLC CRD: 172601 | - | 0 | 1 | - | Unknown |
| Better Together Financial, LLC CRD: 331393 | - | 0 | 0 | - | Unknown |
| Better Tomorrow Financial CRD: 311995 | - | 0 | 1 | - | Unknown |
| Better Tomorrow Ventures, LLC CRD: 307609 | - | 0 | 0 | - | Unknown |
| Better Ventures Central LLC CRD: 170793 | - | 0 | 1 | - | Unknown |
| Better WAY Investment Management LLC CRD: 174609 | - | 0 | 0 | - | Unknown |
| Better WAY LLC CRD: 300305 | - | 0 | 1 | - | Unknown |
| Better Wealth Advisory LLC CRD: 331691 | - | 0 | 1 | - | Unknown |
| Better World Investments, Inc. CRD: 159896 | - | 0 | 0 | - | Unknown |
| Better World Planning CRD: 333145 | - | 0 | 1 | - | Unknown |
| Betteredge Capital LLC CRD: 334496 | - | 0 | 1 | - | Unknown |
| Betterman Digital Wealth, Inc. CRD: 158755 | - | 0 | 1 | - | Unknown |
| Betterment CRD: 149117 | - | 0 | 8 | - | Unknown |
| Betterment Securities CRD: 47788 | NY | 2 | 5 | B | Active |
| Betterview Wealth Advisors, LLC CRD: 285697 | - | 0 | 0 | - | Unknown |
| Betterway Venture Capital, LLC CRD: 334001 | - | 0 | 1 | - | Unknown |
| Betterwealth LLC CRD: 226661 | - | 0 | 5 | - | Unknown |
| Bettinger & Leech Financial Corp. CRD: 14171 | NJ | 2 | 2 | B | Active |
| Bettor Capital Management, LLC CRD: 316960 | - | 0 | 1 | - | Unknown |
| Betts LLC CRD: 287593 | - | 0 | 1 | - | Unknown |
| Betzel Wealth Advisors, LLC CRD: 169674 | - | 0 | 0 | - | Unknown |
| Beuret & Company, Ltd. CRD: 16198 | - | 0 | 0 | A | INACTIVE |
| Beutel, Goodman & Company Ltd. CRD: 135829 | - | 0 | 0 | - | Unknown |
| BEV Capital CRD: 162422 | - | 0 | 0 | - | Unknown |
| BEV-E GP Sarl CRD: 305019 | - | 0 | 0 | - | Unknown |
| Bevc Management, LLC CRD: 327185 | - | 0 | 1 | - | Unknown |
| Beverley B. Butler CRD: 116341 | - | 0 | 0 | - | Unknown |
| Beverly a. Mumper, CPA, PS CRD: 116893 | - | 0 | 0 | - | Unknown |
| Beverly Hills Capital Management LLC CRD: 164142 | - | 0 | 1 | - | Unknown |
| Beverly Hills Financial Planners, LLC CRD: 137638 | - | 0 | 1 | - | Unknown |
| Beverly Hills Private Wealth, LLC CRD: 321132 | - | 0 | 1 | - | Unknown |
| Beverly Hills Wealth Management, LLC CRD: 152031 | - | 0 | 0 | - | Unknown |
| Beverly Investment Advisors LLC CRD: 124038 | - | 0 | 0 | - | Unknown |
| Beverly Securities Company CRD: 23015 | - | 0 | 0 | A | INACTIVE |
| Beverly-Hanks Securities, Inc. CRD: 13727 | - | 0 | 0 | A | INACTIVE |
| Bevill, Bresler & Schulman Incorporated CRD: 6971 | - | 0 | 0 | A | INACTIVE |
| Bevill, Bresler & Schulman Securities Inc. CRD: 7259 | - | 0 | 0 | A | INACTIVE |
| Bewater Consultoria Aogf Ltda. CRD: 324896 | - | 0 | 0 | - | Unknown |
| Bewater Consultoria Aspvs Ltda CRD: 324897 | - | 0 | 0 | - | Unknown |
| BEX Capital CRD: 333204 | - | 0 | 0 | - | Unknown |
| Bexil Advisers LLC CRD: 154387 | - | 0 | 1 | - | Unknown |
| Bexil Securities LLC CRD: 153813 | - | 0 | 0 | A | INACTIVE |
| Bexley Capital Partners LLC CRD: 340954 | - | 0 | 1 | - | Unknown |
| BEY Securities Corporation CRD: 17904 | - | 0 | 0 | A | INACTIVE |
| BEY-Douglas, LLC Investment Counsel CRD: 108856 | - | 0 | 1 | - | Unknown |
| Beyda, GIL CRD: 161593 | - | 0 | 1 | - | Unknown |
| Beyer & Company CRD: 1243 | - | 10 | 0 | D | INACTIVE |