Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fountain Financial Group, Inc. CRD: 123364 | — | 0 | 3 | A | Unknown |
| Fountain Leasing LLC CRD: 287858 | — | 0 | 1 | A | Unknown |
| Fountainhead Fiduciary, LLC CRD: 305658 | — | 0 | 1 | A | Unknown |
| Fountainhead Financial, Inc. CRD: 19990 | — | 0 | 0 | A | INACTIVE |
| Fountainhead Financial, LLC CRD: 150813 | — | 0 | 1 | A | Unknown |
| Fountech Ventures CRD: 322600 | — | 0 | 0 | A | Unknown |
| Four Cities CRD: 298696 | — | 0 | 0 | A | Unknown |
| Four Corners Financial CRD: 287468 | — | 0 | 1 | A | Unknown |
| Four Financial Management CRD: 284251 | — | 0 | 2 | A | Unknown |
| Four Five Seven PCP, LLC CRD: 326898 | — | 0 | 0 | A | Unknown |
| Four Lion Capital, LP CRD: 333602 | — | 0 | 1 | A | Unknown |
| Four Pines Financial CRD: 338709 | — | 0 | 1 | A | Unknown |
| Four Ponds Financial Planning CRD: 142683 | — | 0 | 0 | A | Unknown |
| Four Quadrant Wealth Advisors, Inc. CRD: 130753 | — | 0 | 3 | A | Unknown |
| Four Quarters Capital CRD: 333753 | — | 0 | 1 | A | Unknown |
| Four Rivers Financial, LLC CRD: 327091 | — | 0 | 0 | A | Unknown |
| Four Rivers Group CRD: 163233 | — | 0 | 1 | A | Unknown |
| Four Seasons Securities, Inc. CRD: 24586 | — | 0 | 0 | A | INACTIVE |
| Four Seasons Securities, Inc. CRD: 44468 | — | 0 | 0 | A | INACTIVE |
| Four Town Financial LLC CRD: 322819 | — | 0 | 0 | A | Unknown |
| Fourbridges Financial Group, Inc. CRD: 291985 | — | 0 | 0 | A | Unknown |
| Fourth Dimension Financial Group CRD: 156733 | — | 0 | 1 | A | Unknown |
| Fourth Quadrant Asset Management LLC CRD: 154090 | — | 0 | 0 | A | Unknown |
| Fourth Quarter Retirement Strategies, LLC CRD: 307395 | — | 0 | 1 | A | Unknown |
| Fourth Realm LLC CRD: 315192 | — | 0 | 1 | A | Unknown |
| Fourth Sail Capital US LP CRD: 332445 | — | 0 | 1 | A | Unknown |
| Fourth Street Financial Group, Inc. CRD: 29704 | — | 1 | 0 | B | INACTIVE |
| Fovc Management, LLC CRD: 323971 | — | 0 | 1 | A | Unknown |
| FOW Partners, LP CRD: 329051 | — | 0 | 1 | A | Unknown |
| Fowler Financial Management CRD: 124945 | — | 0 | 2 | A | Unknown |
| FOX & Henry, Inc. CRD: 10210 | — | 0 | 0 | A | INACTIVE |
| FOX Capital Partners CRD: 319074 | — | 0 | 1 | A | Unknown |
| FOX Custom Financial Planning LLC CRD: 174530 | — | 0 | 1 | A | Unknown |
| FOX Financial Services, Inc. CRD: 112506 | — | 0 | 2 | A | Unknown |
| FOX Meadow Financial Planning CRD: 334972 | — | 0 | 1 | A | Unknown |
| FOX RUN Alpha Fund, L.P. CRD: 44826 | — | 0 | 0 | A | INACTIVE |
| FOX RUN Management LLC CRD: 149092 | — | 0 | 1 | A | Unknown |
| FOX, Reusch & Co., Inc. CRD: 6976 | — | 2 | 0 | B | INACTIVE |
| FOX-Davies Capital USA Inc. CRD: 146241 | — | 1 | 0 | B | INACTIVE |
| Foxe Capital CRD: 330084 | — | 0 | 1 | A | Unknown |
| Foxglove Financial CRD: 318971 | — | 0 | 1 | A | Unknown |
| Foxholm Financial CRD: 339940 | — | 0 | 1 | A | Unknown |
| Foxman Asset Advisors Inc. CRD: 310637 | — | 0 | 1 | A | Unknown |
| Foxstone Financial CRD: 284268 | — | 0 | 1 | A | Unknown |
| FOY Financial Services, Inc. CRD: 118828 | — | 0 | 1 | A | Unknown |
| FP Guidance CRD: 299044 | — | 0 | 0 | A | Unknown |
| FP Investment CRD: 336265 | — | 0 | 1 | A | Unknown |
| FPA Fund Distributors, Inc. CRD: 28575 | — | 0 | 0 | A | INACTIVE |
| FPA Investments, Inc. CRD: 14708 | — | 0 | 0 | A | INACTIVE |
| FPC Fund I GP, LLC CRD: 312934 | — | 0 | 1 | A | Unknown |