Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Beyer & Macali, Cpa's, PC CRD: 155961 | - | 0 | 0 | - | Unknown |
| Beyer Investment Advisors, LLC CRD: 170191 | - | 0 | 0 | - | Unknown |
| Beyond Balanced Financial Planning, LLC CRD: 290690 | - | 0 | 1 | - | Unknown |
| Beyond Borders Investment Strategies, LLC CRD: 169513 | - | 0 | 2 | - | Unknown |
| Beyond Capital Financial Management Group, Inc. CRD: 149808 | - | 0 | 0 | - | Unknown |
| Beyond Capital Management, LLC CRD: 323981 | - | 0 | 1 | - | Unknown |
| Beyond Capital Ventures CRD: 316411 | - | 0 | 1 | - | Unknown |
| Beyond Earth LLC CRD: 336465 | - | 0 | 0 | - | Unknown |
| Beyond Equity, LLC CRD: 335400 | - | 0 | 1 | - | Unknown |
| Beyond Financial Planning, LLC CRD: 306240 | - | 0 | 1 | - | Unknown |
| Beyond Financial Services CRD: 286350 | - | 0 | 1 | - | Unknown |
| Beyond Global Management, LLC CRD: 316510 | - | 0 | 0 | - | Unknown |
| Beyond Impact Advisors Sarl CRD: 316513 | - | 0 | 0 | - | Unknown |
| Beyond Investing LLC CRD: 304093 | - | 0 | 1 | - | Unknown |
| Beyond Investments CRD: 314807 | - | 0 | 0 | - | Unknown |
| Beyond Profit and Wealth Consulting CRD: 315621 | - | 0 | 1 | - | Unknown |
| Beyond Tangible Wealth CRD: 314065 | - | 0 | 0 | - | Unknown |
| Beyond Utility Ventures, LLC CRD: 342247 | - | 0 | 1 | - | Unknown |
| Beyond Wealth CRD: 162231 | - | 0 | 1 | - | Unknown |
| Beyond Wealth Advisory LLC CRD: 326675 | - | 0 | 1 | - | Unknown |
| Beyond Wealth Management Group, LLC CRD: 293291 | - | 0 | 1 | - | Unknown |
| Beyond Your Hammock LLC CRD: 168738 | - | 0 | 1 | - | Unknown |
| Beyondtrade Securities Inc. CRD: 300439 | MO | 1 | 2 | B | Active |
| Beyou Financial CRD: 295661 | - | 0 | 0 | - | Unknown |
| Beztak Securities Corp. CRD: 13853 | - | 0 | 0 | A | INACTIVE |
| BF Financial Group CRD: 285638 | - | 0 | 0 | - | Unknown |
| BF, LLC CRD: 327273 | - | 0 | 1 | - | Unknown |
| BF/Anderson CRD: 109050 | - | 0 | 3 | - | Unknown |
| BFA Wealth Management CRD: 241793 | - | 0 | 1 | - | Unknown |
| Bfam Partners (Cayman) Limited CRD: 165432 | - | 0 | 0 | - | Unknown |
| Bfam Partners (Hong Kong) Limited CRD: 332686 | - | 0 | 0 | - | Unknown |
| Bfam Partners (North America) LLC CRD: 304740 | - | 0 | 0 | - | Unknown |
| BFC Capital LLC CRD: 299519 | MA | 0 | 2 | A | Active |
| BFC Planning, Inc. CRD: 119682 | - | 0 | 227 | - | Unknown |
| BFD Distributor, Inc. CRD: 136212 | - | 0 | 0 | A | INACTIVE |
| BFF Capital Management LLC CRD: 131230 | - | 0 | 0 | - | Unknown |
| BFF Management Co., LLC CRD: 319675 | - | 0 | 0 | - | Unknown |
| BFF Wealth Management, Inc. CRD: 112877 | - | 0 | 3 | - | Unknown |
| BFG Financial Services,Inc. CRD: 15512 | - | 0 | 0 | A | INACTIVE |
| BFG Wealth CRD: 167814 | - | 0 | 0 | - | Unknown |
| BFG Wealth Management LLC CRD: 299406 | - | 0 | 2 | - | Unknown |
| BFI Consulting AG CRD: 323860 | - | 0 | 0 | - | Unknown |
| BFI Infinity Ltd. CRD: 158420 | - | 0 | 0 | - | Unknown |
| BFI Wealth Solutions, LLC CRD: 319185 | - | 0 | 1 | - | Unknown |
| Bfim Securities LP CRD: 168269 | - | 0 | 0 | A | INACTIVE |
| Bfinance US Ltd. CRD: 159903 | - | 0 | 1 | A | Active |
| BFJ Wealth Management, LLC CRD: 118233 | - | 0 | 0 | - | Unknown |
| BFM Advisory, L.P. CRD: 26146 | - | 0 | 0 | A | INACTIVE |
| BFM Wealth Planning LLC CRD: 285641 | - | 0 | 0 | - | Unknown |
| BFO Investments LLC CRD: 174084 | - | 0 | 1 | - | Unknown |