Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FPC Investment Advisory, Inc. CRD: 122728 | — | 0 | 1 | A | Unknown |
| FPC Ventures, LLC CRD: 333221 | — | 0 | 0 | A | Unknown |
| FPC, Inc. CRD: 14535 | — | 0 | 0 | A | INACTIVE |
| FPCM Securities, LLC CRD: 38283 | — | 0 | 0 | A | INACTIVE |
| FPE Capital LLP CRD: 338789 | — | 0 | 0 | A | Unknown |
| FPF Wealth LLC CRD: 334987 | — | 0 | 2 | A | Unknown |
| Fpfoco CRD: 283890 | — | 0 | 2 | A | Unknown |
| FPG Wealth CRD: 325539 | — | 0 | 1 | A | Unknown |
| FPI Financial, Inc. CRD: 10843 | — | 0 | 0 | A | INACTIVE |
| FPI Securities, Inc. CRD: 10280 | — | 0 | 0 | A | INACTIVE |
| FPLF Management LLC CRD: 331881 | — | 0 | 1 | A | Unknown |
| FPR Investments LLC CRD: 331752 | — | 0 | 1 | A | Unknown |
| FPR Partners LLC CRD: 157311 | — | 0 | 0 | A | Unknown |
| FR Financial Advisors LLC CRD: 135980 | — | 0 | 2 | A | Unknown |
| FR Trading LLC CRD: 318566 | NY | 0 | 2 | A | Active |
| FR&R Financial Services, L.L.C. CRD: 119669 | — | 0 | 0 | A | Unknown |
| Fractal Financial Design, LLC CRD: 297518 | — | 0 | 2 | A | Unknown |
| Fractal Management LLC CRD: 331549 | — | 0 | 1 | A | Unknown |
| Fragasso Financial Advisors CRD: 123255 | — | 0 | 10 | A | Unknown |
| Frame VC LLC CRD: 326916 | — | 0 | 1 | A | Unknown |
| Framework Wealth CRD: 335385 | — | 0 | 1 | A | Unknown |
| Francis Financial CRD: 128067 | — | 0 | 2 | A | Unknown |
| Francis J. Mcmahon & Associates, C.P.A., P.A. CRD: 141932 | — | 0 | 0 | A | Unknown |
| Francis LLC CRD: 130687 | — | 0 | 4 | A | Unknown |
| Francisco Partners CRD: 160272 | — | 0 | 1 | A | Unknown |
| Franco Financial Advisors, Inc. CRD: 137587 | — | 0 | 1 | A | Unknown |
| Frango Financial CRD: 154204 | — | 0 | 0 | A | Unknown |
| Frank a. Neaylon, LLC CRD: 140322 | — | 0 | 1 | A | Unknown |
| Frank Associates L.L.C. CRD: 38601 | — | 0 | 0 | A | INACTIVE |
| Frank Defelice, PH.D., Inc. CRD: 14292 | — | 0 | 0 | A | INACTIVE |
| Frank Finances LLC CRD: 305886 | — | 0 | 2 | A | Unknown |
| Frank Financial Advisors CRD: 147537 | — | 0 | 1 | A | Unknown |
| Frank Gerwig Financial Planning CRD: 290994 | — | 0 | 0 | A | Unknown |
| Frank Horton, CFP® CRD: 150086 | — | 0 | 0 | A | Unknown |
| Frank Investments CRD: 334429 | — | 0 | 0 | A | Unknown |
| Frank N. Scott Securities Inc. CRD: 8101 | — | 0 | 0 | A | INACTIVE |
| Frank O. COX JR. CRD: 160968 | — | 0 | 0 | A | Unknown |
| Frank Ramson, LLC CRD: 149337 | — | 0 | 1 | A | Unknown |
| Frank, Donald O. CRD: 133555 | — | 0 | 0 | A | Unknown |
| Franklin & Co. CRD: 1897 | — | 0 | 0 | A | INACTIVE |
| Franklin Advisory Group LLC CRD: 158803 | — | 0 | 0 | A | Unknown |
| Franklin BSP Lending Adviser, L.L.C. CRD: 155644 | — | 0 | 0 | A | Unknown |
| Franklin Equities CRD: 19062 | — | 0 | 0 | A | INACTIVE |
| Franklin Financial Planning CRD: 291191 | — | 0 | 0 | A | Unknown |
| Franklin Legacy Financial, LLC CRD: 170941 | — | 0 | 1 | A | Unknown |
| Frankly Finances CRD: 321270 | — | 0 | 1 | A | Unknown |
| Franson Financial LLC CRD: 321943 | — | 0 | 1 | A | Unknown |
| Frazier Financial Advisors, LLC CRD: 106649 | — | 0 | 3 | A | Unknown |
| FRC Securities, Inc. CRD: 13236 | — | 0 | 0 | A | INACTIVE |
| Frec CRD: 325982 | — | 0 | 4 | A | Unknown |