Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BFP Securities, LLC CRD: 44731 | AZ | 0 | 2 | A | Active |
| BFS Advisory Group, LLC CRD: 170288 | - | 0 | 0 | - | Unknown |
| Bfse Holding BV CRD: 163083 | - | 0 | 0 | - | Unknown |
| BFV Management LLC CRD: 311838 | - | 0 | 1 | - | Unknown |
| BFWM LLC CRD: 339127 | - | 0 | 1 | - | Unknown |
| BFY Securities, LLC CRD: 187514 | ME | 0 | 2 | A | Active |
| BG Advisors, Inc. CRD: 338874 | - | 0 | 1 | - | Unknown |
| BG America LLC CRD: 322621 | - | 0 | 1 | - | Unknown |
| BG Capital, Inc. CRD: 31069 | - | 0 | 0 | A | INACTIVE |
| BG Equities,Inc. CRD: 14789 | - | 0 | 0 | A | INACTIVE |
| BG Financial Advisors, LLC CRD: 167309 | - | 0 | 1 | - | Unknown |
| BG Financial Planning CRD: 119234 | - | 0 | 2 | - | Unknown |
| BG Investment Services, LLC CRD: 281716 | - | 0 | 0 | - | Unknown |
| BG Strategic Advisors LLC CRD: 124448 | FL | 0 | 2 | A | Active |
| BG Valeur SA CRD: 284243 | - | 0 | 0 | - | Unknown |
| BG Wealth Advisory, LLC CRD: 164471 | - | 0 | 4 | - | Unknown |
| BG Wealth Sharing Ltd CRD: 338316 | - | 0 | 1 | - | Unknown |
| BG Worldwide Securities, Inc. CRD: 121735 | CA | 0 | 2 | A | Active |
| Bgai Investment Management LLC CRD: 336721 | - | 0 | 1 | - | Unknown |
| BGB Securities, Inc. CRD: 36716 | - | 1 | 0 | B | INACTIVE |
| BGC Financial, L.P. CRD: 19801 | NY | 36 | 13 | D | Active |
| BGH Capital CRD: 297150 | - | 0 | 0 | - | Unknown |
| BGL Family Office AG CRD: 158222 | - | 0 | 0 | - | Unknown |
| BGM Wealth Management CRD: 110483 | - | 0 | 1 | - | Unknown |
| BGO US Real Estate LP CRD: 157034 | - | 0 | 1 | - | Unknown |
| BGR Advisors CRD: 144264 | - | 0 | 1 | - | Unknown |
| BGS Capital Management, LLC CRD: 145575 | - | 0 | 0 | - | Unknown |
| BGV Financial Advisors CRD: 324511 | - | 0 | 1 | - | Unknown |
| BGV II Partners, LLC CRD: 172418 | - | 0 | 0 | - | Unknown |
| BGV III Partners, LLC CRD: 288103 | - | 0 | 0 | - | Unknown |
| BGV Securities CRD: 315086 | FL | 0 | 4 | A | Active |
| BGV VC Management LLC CRD: 298473 | - | 0 | 1 | - | Unknown |
| BGW Wealth Advisors, LLC CRD: 117865 | - | 0 | 0 | - | Unknown |
| BH Advisors, LLC CRD: 168811 | - | 0 | 0 | - | Unknown |
| BH Asset Management, LLC CRD: 152117 | - | 0 | 1 | - | Unknown |
| BH Capital Management LLC CRD: 173208 | - | 0 | 0 | - | Unknown |
| BH Credit Management LLC CRD: 317505 | - | 0 | 1 | - | Unknown |
| BH Securities, LLC CRD: 167186 | - | 0 | 0 | A | INACTIVE |
| BH-DG Systematic Trading LLP CRD: 165592 | - | 0 | 0 | - | Unknown |
| BH3 Fund Advisors, LLC CRD: 298967 | - | 0 | 1 | - | Unknown |
| BHA Select Network, LLC CRD: 168883 | MA | 2 | 2 | B | Active |
| Bharcap Partners, LLC CRD: 315679 | - | 0 | 1 | - | Unknown |
| Bhargava Capital CRD: 131817 | - | 0 | 0 | A | INACTIVE |
| Bhatt Innovation Capital LLC CRD: 282341 | - | 0 | 0 | - | Unknown |
| BHC Fund Management LLC CRD: 161933 | - | 0 | 0 | - | Unknown |
| BHC Macro Investment Management LLC CRD: 289034 | - | 0 | 0 | - | Unknown |
| BHC Topco Management LLC CRD: 331815 | - | 0 | 0 | - | Unknown |
| BHF Advisory, Inc. CRD: 304188 | - | 0 | 0 | - | Unknown |
| BHF Securities Corporation CRD: 7749 | - | 7 | 0 | D | INACTIVE |
| Bhirud Associates, Inc. CRD: 30339 | - | 0 | 0 | A | INACTIVE |