Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Frec Securities LLC CRD: 316641 | CA | 0 | 2 | A | Active |
| Fred King Inc. CRD: 14364 | — | 0 | 0 | A | INACTIVE |
| Fred Myers, CPA, P.C. CRD: 116010 | — | 0 | 0 | A | Unknown |
| Fred Smith Finance CRD: 147044 | — | 0 | 0 | A | Unknown |
| Frederick C. Toth, FSA, CFA CRD: 149191 | — | 0 | 0 | A | Unknown |
| Frederick H. Cron CRD: 111991 | — | 0 | 2 | A | Unknown |
| Frederick H. Yack, Inc. CRD: 46596 | — | 0 | 0 | A | INACTIVE |
| Frederick, Mark D. CRD: 138204 | — | 0 | 2 | A | Unknown |
| Fredric E. Russell Investment Management Co. CRD: 108886 | — | 0 | 1 | A | Unknown |
| Free Market Financial, Inc. CRD: 157692 | — | 0 | 0 | A | Unknown |
| Free State Financial Planning, LLC CRD: 330089 | — | 0 | 1 | A | Unknown |
| Free Time Financial LLC CRD: 335359 | — | 0 | 1 | A | Unknown |
| Freedom Advisory CRD: 147546 | — | 0 | 2 | A | Unknown |
| Freedom Asset Management CRD: 335660 | — | 0 | 1 | A | Unknown |
| Freedom Family Office, LLC CRD: 310275 | — | 0 | 4 | A | Unknown |
| Freedom Fiduciaries LLC CRD: 323673 | — | 0 | 1 | A | Unknown |
| Freedom Financial Advisors CRD: 330516 | — | 0 | 2 | A | Unknown |
| Freedom Financial Advisors LLC CRD: 129278 | — | 0 | 0 | A | Unknown |
| Freedom Financial Advisors, LLC CRD: 321101 | — | 0 | 1 | A | Unknown |
| Freedom Financial Advisors, LLC CRD: 116295 | — | 0 | 1 | A | Unknown |
| Freedom Financial Coaching, LLC CRD: 299696 | — | 0 | 0 | A | Unknown |
| Freedom Financial Consulting CRD: 340490 | — | 0 | 1 | A | Unknown |
| Freedom Financial Counseling, Inc. CRD: 160669 | — | 0 | 0 | A | Unknown |
| Freedom Financial Management, Inc CRD: 315316 | — | 0 | 3 | A | Unknown |
| Freedom Financial Services, Inc. CRD: 15306 | — | 0 | 0 | A | INACTIVE |
| Freedom Financial, Inc. CRD: 45850 | — | 4 | 0 | C | INACTIVE |
| Freedom First Securities, Inc. CRD: 21212 | — | 0 | 0 | A | INACTIVE |
| Freedom Found Financial CRD: 306009 | — | 0 | 1 | A | Unknown |
| Freedom Fund Venture Capital, LLC CRD: 331336 | — | 0 | 1 | A | Unknown |
| Freedom Funds Management Co CRD: 110785 | — | 0 | 3 | A | Unknown |
| Freedom Investments, Corp. CRD: 323452 | — | 0 | 1 | A | Unknown |
| Freedom Investments, Inc. CRD: 37674 | — | 7 | 0 | D | INACTIVE |
| Freedom Investors Corp. CRD: 23714 | — | 5 | 0 | C | INACTIVE |
| Freedom Money Management LLC CRD: 269935 | — | 0 | 1 | A | Unknown |
| Freedom Quest Financial Solutions LLC CRD: 331820 | — | 0 | 0 | A | Unknown |
| Freedom Street Financial, LLC CRD: 285037 | — | 0 | 0 | A | Unknown |
| Freedom Trail Financial CRD: 283902 | — | 0 | 1 | A | Unknown |
| Freedom Wealth LLC CRD: 327278 | — | 0 | 1 | A | Unknown |
| Freelance Financial Planning LLC CRD: 291171 | — | 0 | 0 | A | Unknown |
| Freeman Capital Corp. CRD: 16533 | — | 0 | 0 | A | INACTIVE |
| Freeman Financial LLC CRD: 288904 | — | 0 | 1 | A | Unknown |
| Freeman Investments, Inc. CRD: 10002 | — | 0 | 0 | A | INACTIVE |
| Freemind Financial Advisory CRD: 329741 | — | 0 | 1 | A | Unknown |
| Freeport Financial Partners LLC CRD: 166682 | — | 0 | 1 | A | Unknown |
| Frehr, Joseph Antone CRD: 32140 | — | 0 | 0 | A | INACTIVE |
| Freitag Financial Group, LLC CRD: 150444 | — | 0 | 1 | A | Unknown |
| Fremen Capital CRD: 334502 | — | 0 | 1 | A | Unknown |
| Fremont Financial Advisors Inc. CRD: 145865 | — | 0 | 1 | A | Unknown |
| French Family Office, LLC CRD: 319119 | — | 0 | 2 | A | Unknown |
| French Financial Services CRD: 173540 | — | 0 | 0 | A | Unknown |