Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| French Press Financial Services CRD: 313004 | — | 0 | 0 | A | Unknown |
| Fresh Aire Financial Services CRD: 175255 | — | 0 | 0 | A | Unknown |
| Fresh Forward CRD: 316328 | — | 0 | 1 | A | Unknown |
| Fresh Ventures, LLC CRD: 315708 | — | 0 | 1 | A | Unknown |
| Frey Financial CRD: 123538 | — | 0 | 1 | A | Unknown |
| Frey, Jonathan Quentin CRD: 33498 | — | 0 | 0 | A | INACTIVE |
| Freya Financial Services CRD: 129263 | — | 0 | 2 | A | Unknown |
| FRG Family Wealth Advisors CRD: 282542 | — | 0 | 1 | A | Unknown |
| FRG Securities, LLC CRD: 44845 | — | 0 | 0 | A | INACTIVE |
| Friday Financial CRD: 329748 | — | 0 | 1 | A | Unknown |
| Friedenthal Financial, LLC CRD: 150457 | — | 0 | 1 | A | Unknown |
| Friedland Financial Planning, Inc. CRD: 139808 | — | 0 | 0 | A | Unknown |
| Friend Financial Group Inc CRD: 333887 | — | 0 | 2 | A | Unknown |
| Friends and Family Financial LLC CRD: 298394 | — | 0 | 0 | A | Unknown |
| Frisch Financial Group, Inc. CRD: 126524 | — | 0 | 1 | A | Unknown |
| Frisco Financial Planning CRD: 132585 | — | 0 | 1 | A | Unknown |
| FRO-Time 4 LLC CRD: 313726 | — | 0 | 1 | A | Unknown |
| Froehlich Financial Group, Ltd. CRD: 117840 | — | 0 | 0 | A | Unknown |
| Froelich & Co., Inc. CRD: 6628 | — | 0 | 0 | A | INACTIVE |
| Froger Management, LLC CRD: 339993 | — | 0 | 1 | A | Unknown |
| Frogmore CRD: 167093 | — | 0 | 0 | A | Unknown |
| Front CRD: 310702 | — | 0 | 0 | A | Unknown |
| Front Porch Financial Advisory CRD: 311329 | — | 0 | 1 | A | Unknown |
| Front Street Financial CRD: 314908 | — | 0 | 1 | A | Unknown |
| Frontenac CRD: 156096 | — | 0 | 1 | A | Unknown |
| Frontier CRD: 162468 | — | 0 | 1 | A | Unknown |
| Frontier Financial Advisors, LLC CRD: 134569 | — | 0 | 0 | A | Unknown |
| Frontier Financial Partners, LLC CRD: 136465 | — | 0 | 3 | A | Unknown |
| Frontier Financial Planning CRD: 291824 | — | 0 | 1 | A | Unknown |
| Frontier ONE LLC CRD: 330993 | IL | 0 | 2 | A | Active |
| Frontline Financial Group, LLC CRD: 151505 | — | 0 | 0 | A | Unknown |
| Frorer Partners L.P. CRD: 170848 | — | 0 | 1 | A | Unknown |
| Frost & Berman, Inc. CRD: 43572 | — | 0 | 0 | A | INACTIVE |
| FRS Securities, LLC CRD: 134350 | — | 0 | 0 | A | INACTIVE |
| FRS Ventures, LLC CRD: 298054 | — | 0 | 0 | A | Unknown |
| Fruit of the Vine Financial, LLC CRD: 325004 | — | 0 | 1 | A | Unknown |
| Fruitage Financial LLC CRD: 283352 | — | 0 | 1 | A | Unknown |
| Fruitful CRD: 322603 | — | 0 | 18 | A | Unknown |
| Fruition Financial Planning CRD: 283802 | — | 0 | 0 | A | Unknown |
| FRY & Co. CRD: 21897 | — | 0 | 0 | A | INACTIVE |
| FRY & Co., Inc. CRD: 31022 | — | 0 | 0 | A | INACTIVE |
| FRY Investments, Inc. CRD: 14182 | — | 0 | 0 | A | INACTIVE |
| Fryar Financial CRD: 315944 | — | 0 | 1 | A | Unknown |
| FS Capital Group CRD: 13434 | — | 0 | 0 | A | INACTIVE |
| FS Capital LLC CRD: 41415 | — | 0 | 0 | A | INACTIVE |
| FS Financial Advisors, LLC CRD: 299823 | — | 0 | 1 | A | Unknown |
| FS Fund Advisor, LLC CRD: 286673 | — | 0 | 1 | A | Unknown |
| FS Funds Distributor, Inc. CRD: 28036 | — | 0 | 0 | A | INACTIVE |
| FS Oneequity SLP, LP CRD: 281144 | — | 0 | 0 | A | Unknown |
| FS/KKR Advisor, LLC CRD: 292803 | — | 0 | 1 | A | Unknown |