Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BHJ Wealth Advisors CRD: 151507 | - | 0 | 0 | - | Unknown |
| BHK Investment Advisors CRD: 140515 | - | 0 | 1 | - | Unknown |
| BHK Securities, LLC CRD: 139665 | AL | 0 | 3 | A | Active |
| BHL Advisors, LLC CRD: 141052 | - | 0 | 0 | - | Unknown |
| BHMS Investments, LP CRD: 162554 | - | 0 | 1 | - | Unknown |
| BHPR Equity Research Corp CRD: 328585 | - | 0 | 1 | - | Unknown |
| BHR Capital LLC CRD: 154500 | - | 0 | 0 | - | Unknown |
| BHS Financial, LLC CRD: 27514 | FL | 0 | 1 | A | Active |
| Bhuta Wealth Management, LLC CRD: 159989 | - | 0 | 2 | - | Unknown |
| Bhutani-Palmin Financial Planning LLC CRD: 138555 | - | 0 | 0 | - | Unknown |
| BHV Financial Services, LLC CRD: 147464 | - | 0 | 0 | - | Unknown |
| BHZ Capital Management, LP CRD: 164091 | - | 0 | 0 | - | Unknown |
| BI Investments, LLC CRD: 125437 | - | 2 | 0 | B | INACTIVE |
| BI-Invest Endowment Management S.A R.L. CRD: 319009 | - | 0 | 0 | - | Unknown |
| BIA Capital Strategies, LLC CRD: 130533 | - | 0 | 0 | A | INACTIVE |
| BIA Financial Services, Inc. CRD: 114875 | - | 0 | 0 | - | Unknown |
| Bianco Capital Management, LLC CRD: 300934 | - | 0 | 1 | - | Unknown |
| Bianco Research Securities, LLC CRD: 104071 | - | 0 | 0 | A | INACTIVE |
| Bianco Wealth Advisors LLC CRD: 333512 | - | 0 | 1 | - | Unknown |
| Biar Legacy, LLC CRD: 315472 | - | 0 | 2 | - | Unknown |
| Bias Investors CRD: 120715 | - | 0 | 0 | - | Unknown |
| Bible & Sovereign Partners Financial Services CRD: 299244 | - | 0 | 1 | - | Unknown |
| Bibler Financial Group CRD: 117520 | - | 0 | 1 | - | Unknown |
| BIC Distributors, LLC CRD: 152860 | - | 0 | 0 | A | INACTIVE |
| BIC Equities, Inc. CRD: 7672 | - | 0 | 0 | A | INACTIVE |
| Bice Wealth Management LLC CRD: 323979 | - | 0 | 1 | - | Unknown |
| Bickford & Partners, Inc. CRD: 28422 | - | 0 | 0 | A | INACTIVE |
| Bickford Investment Management Services CRD: 127071 | - | 0 | 0 | - | Unknown |
| Bickley Investments, LLC CRD: 326843 | - | 0 | 1 | - | Unknown |
| Bickling Financial Services, Inc. CRD: 128544 | - | 0 | 0 | - | Unknown |
| Bicycle Capital CRD: 328090 | - | 0 | 1 | - | Unknown |
| Bicycle Financial LLC CRD: 164596 | - | 0 | 0 | - | Unknown |
| Bidart & Ross Inc CRD: 104956 | - | 0 | 0 | - | Unknown |
| Bidart & Ross Services, Inc. CRD: 27844 | - | 0 | 0 | A | INACTIVE |
| Bidart & Ross, Inc. CRD: 23423 | - | 0 | 0 | A | INACTIVE |
| Bidmoni CRD: 294921 | - | 0 | 0 | - | Unknown |
| Bidra Innovation Ventures LLC CRD: 325194 | - | 0 | 0 | - | Unknown |
| Bids Trading L.P. CRD: 141296 | NY | 2 | 2 | B | Active |
| Biechele Royce Advisors, Inc. CRD: 120742 | - | 0 | 0 | - | Unknown |
| Biegel Waller Investment Advisory Services CRD: 109597 | - | 0 | 0 | - | Unknown |
| Bieneman Portfolio Management CRD: 123057 | - | 0 | 0 | - | Unknown |
| Bienstock Asset Management CRD: 221514 | - | 0 | 0 | - | Unknown |
| Bienvenue Wealth LLC CRD: 153313 | - | 0 | 1 | - | Unknown |
| Bienville Capital Management, LLC CRD: 149320 | - | 0 | 1 | - | Unknown |
| Bierbaum-Martin Securities Inc. CRD: 15917 | - | 0 | 0 | A | INACTIVE |
| Biestek, John Paul CRD: 124142 | - | 0 | 0 | - | Unknown |
| BIG "I" Advisory Resources, LLC CRD: 168898 | - | 0 | 2 | - | Unknown |
| BIG 7 Ventures Management, LLC CRD: 329475 | - | 0 | 1 | - | Unknown |
| BIG Basin Management, LLC CRD: 172854 | - | 0 | 1 | - | Unknown |
| BIG Bear Capital, LLC CRD: 291847 | - | 0 | 0 | - | Unknown |