Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BIG Bear Securities Incorporated CRD: 15908 | - | 0 | 0 | A | INACTIVE |
| BIG Blue Investors, LLC CRD: 326931 | - | 0 | 3 | - | Unknown |
| BIG Blue Trading, J.V. CRD: 100200 | - | 0 | 0 | A | INACTIVE |
| BIG Capital Management, LLC CRD: 323190 | - | 0 | 0 | - | Unknown |
| BIG Cedar Investment Advisors CRD: 281788 | - | 0 | 1 | - | Unknown |
| BIG Creek Capital Management CRD: 322793 | - | 0 | 1 | - | Unknown |
| BIG Dipper Innovation Fund Manager LLC CRD: 336298 | - | 0 | 1 | - | Unknown |
| BIG Idea Ventures CRD: 312156 | - | 0 | 1 | - | Unknown |
| BIG Investment Services CRD: 291437 | - | 0 | 1 | - | Unknown |
| BIG League Advantage CRD: 291999 | - | 0 | 1 | - | Unknown |
| BIG OAK Financial, LLC CRD: 172792 | - | 0 | 0 | - | Unknown |
| BIG River Capital Management, LLC CRD: 175134 | - | 0 | 0 | - | Unknown |
| BIG Rock Advisors LLC CRD: 330067 | - | 0 | 2 | - | Unknown |
| BIG Rock Partners Investments LLC CRD: 306778 | - | 0 | 0 | - | Unknown |
| BIG Sioux Wealth Management CRD: 299593 | - | 0 | 3 | - | Unknown |
| BIG SKY Asset Management LLC CRD: 124813 | - | 0 | 0 | - | Unknown |
| BIG SKY Capital Group LLC CRD: 328676 | - | 0 | 1 | - | Unknown |
| BIG SKY Capital VC Management, LLC CRD: 325446 | - | 0 | 1 | - | Unknown |
| BIG SKY Energy Capital, LLC CRD: 165718 | FL | 0 | 2 | A | Active |
| BIG SKY Investment Manager, LLC CRD: 339983 | - | 0 | 1 | - | Unknown |
| BIG SKY Treasury Services CRD: 335519 | MT | 0 | 1 | A | Active |
| BIG SKY Wealth Advisors, LLC CRD: 321272 | - | 0 | 1 | - | Unknown |
| BIG TEN Trading CRD: 33372 | - | 0 | 0 | A | INACTIVE |
| BIG TEN Trading, LLC CRD: 124386 | - | 0 | 0 | A | INACTIVE |
| BIG Tree Capital LLC CRD: 148074 | - | 0 | 0 | - | Unknown |
| BIG Ventures Management Company, LLC CRD: 288799 | - | 0 | 1 | - | Unknown |
| BIG Wave Advisors, Inc. CRD: 134044 | - | 0 | 2 | - | Unknown |
| Bigby Financial Planning, LLC CRD: 130267 | - | 0 | 1 | - | Unknown |
| Bigelow Associates, Ltd. CRD: 10762 | - | 0 | 0 | A | INACTIVE |
| Bigelow Capital Securities LLC CRD: 141161 | NH | 0 | 2 | A | Active |
| Bigelow Investment Advisors, LLC CRD: 143733 | - | 0 | 3 | - | Unknown |
| Bigfin Capital, LLC CRD: 310388 | - | 0 | 0 | - | Unknown |
| Biggin, Inc. CRD: 165202 | - | 0 | 1 | - | Unknown |
| Bigham Wealth Advisory LLC CRD: 310958 | - | 0 | 2 | - | Unknown |
| Bighorn Asset Management, LLC CRD: 226543 | - | 0 | 0 | - | Unknown |
| Bighorn Financial CRD: 306535 | - | 0 | 1 | - | Unknown |
| Bighorn Wealth Management CRD: 149740 | - | 0 | 2 | - | Unknown |
| Biglari Capital Corp. CRD: 115197 | - | 0 | 1 | - | Unknown |
| Bigler Partners CRD: 16561 | - | 0 | 0 | A | INACTIVE |
| Bigman Consulting Services LLC CRD: 126671 | - | 0 | 0 | - | Unknown |
| Bigr Ventures GP LLC CRD: 285984 | - | 0 | 1 | - | Unknown |
| Bigstory VC LLC CRD: 317607 | - | 0 | 1 | - | Unknown |
| Bigsur Partners, LLC CRD: 146511 | - | 0 | 1 | - | Unknown |
| Bijan, Sherry CRD: 137152 | - | 0 | 0 | - | Unknown |
| Bili Finance CRD: 339828 | - | 0 | 1 | - | Unknown |
| Bilkeykatz Investment Consultants CRD: 125216 | - | 0 | 0 | - | Unknown |
| Bill Bachli Associates, Inc. CRD: 10591 | - | 0 | 0 | A | INACTIVE |
| Bill FEW Associates, Inc. CRD: 133561 | - | 0 | 15 | - | Unknown |
| Bill FEW Securities, Inc. CRD: 41917 | - | 2 | 0 | B | INACTIVE |
| Bill Losey Retirement Solutions, LLC CRD: 140731 | - | 0 | 1 | - | Unknown |