Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FSA Wealth Partners CRD: 104513 | — | 0 | 4 | A | Unknown |
| Fsam LLC CRD: 287851 | — | 0 | 14 | A | Unknown |
| Fsaq, LLC CRD: 169262 | — | 0 | 0 | A | Unknown |
| FSC Securities Corporation CRD: 7461 | — | 47 | 0 | F | INACTIVE |
| Fscap, LLC CRD: 165780 | — | 0 | 0 | A | Unknown |
| FSCM Co. CRD: 125983 | — | 0 | 0 | A | Unknown |
| FSF Securities, Inc. CRD: 13666 | — | 0 | 0 | A | INACTIVE |
| FSF Ventures CRD: 334331 | — | 0 | 1 | A | Unknown |
| FSG Financial Services, Inc. CRD: 291629 | — | 0 | 1 | A | Unknown |
| FSG Securities, Inc. CRD: 35352 | — | 0 | 0 | A | INACTIVE |
| FSI Advisory Group, Inc. CRD: 115887 | — | 0 | 3 | A | Unknown |
| FSI Financial Corporation CRD: 26261 | — | 0 | 0 | A | INACTIVE |
| FSI Group, LLC CRD: 109478 | — | 0 | 0 | A | Unknown |
| FSI Securities, LLC CRD: 142402 | — | 0 | 0 | A | INACTIVE |
| Fsic CRD: 37813 | — | 2 | 0 | B | INACTIVE |
| FSN Capital CRD: 161592 | — | 0 | 0 | A | Unknown |
| FSP Financial Services CRD: 144279 | — | 0 | 0 | A | Unknown |
| FSP Investments LLC CRD: 42191 | — | 0 | 0 | A | INACTIVE |
| FSW Advisory Services Inc. CRD: 148818 | — | 0 | 0 | A | Unknown |
| FTC Securities, Inc. CRD: 47201 | — | 1 | 0 | B | INACTIVE |
| FTFD Fund Distributor, Inc. CRD: 22229 | — | 1 | 0 | B | INACTIVE |
| FTI Capital Management CRD: 294862 | — | 0 | 0 | A | Unknown |
| FTN Capital Management CRD: 158094 | — | 0 | 1 | A | Unknown |
| FTP Securities LLC CRD: 129356 | CA | 1 | 3 | B | Active |
| FTV Capital CRD: 159568 | — | 0 | 1 | A | Unknown |
| Fuchs Capital Partners PTE Ltd. CRD: 170432 | — | 0 | 0 | A | Unknown |
| Fuchs Financial Planning CRD: 134558 | — | 0 | 2 | A | Unknown |
| Fuel Capital CRD: 171028 | — | 0 | 1 | A | Unknown |
| Fuerst Financial Group, Inc. CRD: 149172 | — | 0 | 2 | A | Unknown |
| Fuerst, Karl W CRD: 125705 | — | 0 | 0 | A | Unknown |
| Fuerza Ventures CRD: 311224 | — | 0 | 1 | A | Unknown |
| Fugue CRD: 33847 | — | 0 | 0 | A | INACTIVE |
| Fuji Futures Inc. CRD: 104394 | — | 0 | 0 | A | INACTIVE |
| Fulcrum Energy Capital Funds CRD: 309924 | — | 0 | 1 | A | Unknown |
| Fulcrum Financial Advisors, Inc. CRD: 44972 | — | 1 | 0 | B | INACTIVE |
| Fulcrum Partners, L.L.C. CRD: 113459 | — | 0 | 0 | A | INACTIVE |
| Fuleihan, Camille, Farid CRD: 129455 | — | 0 | 2 | A | Unknown |
| Fulfilled CRD: 330687 | — | 0 | 0 | A | Unknown |
| Fulfilled Finances LLC CRD: 309013 | — | 0 | 0 | A | Unknown |
| Fulham & Co CRD: 158374 | — | 0 | 1 | A | Unknown |
| Fulkerson Financial Services, LLC CRD: 286315 | — | 0 | 1 | A | Unknown |
| Full Bloom Financial CRD: 330572 | — | 0 | 1 | A | Unknown |
| Full Circle Financial Corp. CRD: 158904 | — | 0 | 0 | A | Unknown |
| Full Circle Financial Planning CRD: 327297 | — | 0 | 1 | A | Unknown |
| Full Financial Inc. CRD: 330574 | — | 0 | 2 | A | Unknown |
| Full Focus Capital Management CRD: 332780 | — | 0 | 3 | A | Unknown |
| Full in Partners CRD: 309967 | — | 0 | 1 | A | Unknown |
| Full Life Financial LLC CRD: 121518 | — | 0 | 0 | A | Unknown |
| Full Life Financial Planning CRD: 309835 | — | 0 | 2 | A | Unknown |
| Full of Grace Financial CRD: 329813 | — | 0 | 2 | A | Unknown |