Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bill Messner Contrarian Investment Advisory, LLC CRD: 301701 | - | 0 | 1 | - | Unknown |
| Bill Oakes EA, CFP CRD: 152825 | - | 0 | 0 | - | Unknown |
| Bill OPP Fixed Income Advisory Service, LLC CRD: 150087 | - | 0 | 2 | - | Unknown |
| Bill Parker Agency CRD: 6783 | CA | 3 | 2 | B | Active |
| Bill Spalding Wealth Management CRD: 154998 | - | 0 | 0 | - | Unknown |
| Billeter Wealth Management Inc. CRD: 142961 | - | 0 | 0 | - | Unknown |
| Billfold Budget Counseling CRD: 305073 | - | 0 | 1 | - | Unknown |
| Billings Capital Management LLC CRD: 164338 | - | 0 | 0 | - | Unknown |
| Billings Equities, Inc. CRD: 7932 | - | 1 | 0 | B | INACTIVE |
| Billings Securities Company, Inc. CRD: 15068 | - | 0 | 0 | A | INACTIVE |
| Billings, Matthew John CRD: 124361 | - | 0 | 0 | A | INACTIVE |
| Billington Ashton Corporation CRD: 27515 | - | 0 | 0 | A | INACTIVE |
| Billionfold Asset Management Inc. CRD: 339015 | - | 0 | 0 | - | Unknown |
| Bills Asset Management CRD: 114520 | - | 0 | 4 | - | Unknown |
| Biltmore Capital Advisors CRD: 143965 | - | 0 | 0 | - | Unknown |
| Biltmore Equities & Securities, Ltd. CRD: 16090 | - | 0 | 0 | A | INACTIVE |
| Biltmore Family Office, LLC CRD: 167174 | - | 0 | 8 | - | Unknown |
| Biltmore International Corporation CRD: 21163 | - | 5 | 0 | C | INACTIVE |
| Biltmore Investment Management, LLC CRD: 111698 | - | 0 | 0 | - | Unknown |
| Biltmore Money, LLC CRD: 153720 | - | 0 | 0 | - | Unknown |
| Biltmore Securities Corporation CRD: 14870 | - | 0 | 0 | A | INACTIVE |
| Biltmore Securities, Inc. CRD: 25023 | - | 0 | 0 | A | INACTIVE |
| Biltmore Wealth Advisors, LLC CRD: 165557 | - | 0 | 0 | - | Unknown |
| Biltmore Wealth Management, LLC CRD: 163652 | - | 0 | 0 | - | Unknown |
| Biltmore Wealth Management, LLC CRD: 151365 | - | 0 | 1 | - | Unknown |
| Bimini Advisors, LLC CRD: 164944 | - | 0 | 1 | - | Unknown |
| BIN Yuan Capital (Cayman) Limited CRD: 170104 | - | 0 | 0 | - | Unknown |
| BIN Yuan Capital Limited CRD: 170109 | - | 0 | 0 | - | Unknown |
| Binah Investment Advisory CRD: 173634 | - | 0 | 0 | - | Unknown |
| Binary Capital CRD: 173162 | - | 0 | 0 | - | Unknown |
| Binary Traders, LP CRD: 104238 | - | 0 | 0 | A | INACTIVE |
| Binatix Labs, LLC CRD: 171744 | - | 0 | 0 | - | Unknown |
| Bindman Financial Services, Inc. CRD: 132333 | - | 0 | 1 | - | Unknown |
| Bingham Financial Advisory, LLC CRD: 118876 | - | 0 | 0 | - | Unknown |
| Bingham Private Wealth, LLC CRD: 330598 | - | 0 | 1 | - | Unknown |
| Bingman Securities CRD: 13031 | - | 0 | 0 | A | INACTIVE |
| Binjai Hill Asset Management PTE Ltd. CRD: 138921 | - | 0 | 0 | - | Unknown |
| Binkley Wealth Management Group LLC CRD: 159182 | - | 0 | 1 | - | Unknown |
| Binnacle Financial Group LLC CRD: 322486 | - | 0 | 1 | - | Unknown |
| Binnerinvestments CRD: 338528 | - | 0 | 1 | - | Unknown |
| Bins L.L.C. CRD: 44038 | - | 0 | 0 | A | INACTIVE |
| Binvesting CRD: 335283 | - | 0 | 1 | - | Unknown |
| BIO-IB, Inc. CRD: 120926 | - | 2 | 0 | B | INACTIVE |
| BIO79 Venture Partners LP CRD: 325250 | - | 0 | 0 | - | Unknown |
| Bioeconomy Capital GP, LLC CRD: 174968 | - | 0 | 0 | - | Unknown |
| Biogeneration III Services B.V. CRD: 327422 | - | 0 | 0 | - | Unknown |
| Bioimpact Capital LLC CRD: 309865 | - | 0 | 0 | - | Unknown |
| Biointel Venture Management, L.P. CRD: 333414 | - | 0 | 1 | - | Unknown |
| Biomark Capital CRD: 170809 | - | 0 | 0 | - | Unknown |
| Biomatics Management Company, LLC CRD: 284637 | - | 0 | 1 | - | Unknown |