Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Full Service Securities Inc. CRD: 21311 | — | 0 | 0 | A | INACTIVE |
| Fulla Financial Planning CRD: 337622 | — | 0 | 1 | A | Unknown |
| Fullen Financial Group, Inc. CRD: 135065 | — | 0 | 0 | A | Unknown |
| Fullguards Financial CRD: 325399 | — | 0 | 1 | A | Unknown |
| Fully Financial CRD: 326015 | — | 0 | 1 | A | Unknown |
| Fulton Ferracute Capital Corp, Inc. CRD: 22115 | — | 0 | 0 | A | INACTIVE |
| Fulton Financial Planning, Inc. CRD: 125207 | — | 0 | 0 | A | Unknown |
| Fultz Investing CRD: 298472 | — | 0 | 0 | A | Unknown |
| FUN Financial LLC CRD: 308379 | — | 0 | 0 | A | Unknown |
| Func Ventures, LLC CRD: 324157 | — | 0 | 0 | A | Unknown |
| Fund Investors, Inc. CRD: 20374 | PA | 1 | 2 | B | Active |
| Fund Launch Partners CRD: 329566 | — | 0 | 1 | A | Unknown |
| Fund Management CRD: 163870 | — | 0 | 0 | A | Unknown |
| Fund Management Corp. CRD: 113341 | — | 0 | 0 | A | Unknown |
| Fund Management, Inc. CRD: 36024 | — | 0 | 0 | A | INACTIVE |
| Fund Securities, Inc. CRD: 1933 | — | 7 | 0 | D | INACTIVE |
| Fund Services Advisors, Inc. (FSA) CRD: 30862 | — | 0 | 0 | A | INACTIVE |
| Fund4People Capital Management, LLC CRD: 170273 | — | 0 | 0 | A | Unknown |
| Fundamental Corporate Bond Brokers CRD: 28198 | — | 0 | 0 | A | INACTIVE |
| Fundamental Corporate Bond Brokers, Inc. CRD: 15147 | — | 0 | 0 | A | INACTIVE |
| Fundamental Equities Corp. CRD: 7402 | — | 0 | 0 | A | INACTIVE |
| Fundamental Global GP, LLC CRD: 316946 | — | 0 | 0 | A | Unknown |
| Fundclear, Inc. CRD: 28102 | — | 0 | 0 | A | INACTIVE |
| Funded Life Financial, LLC CRD: 325806 | — | 0 | 1 | A | Unknown |
| Funding Circle USA CRD: 171698 | — | 0 | 0 | A | Unknown |
| Fundomo Management, LLC CRD: 326725 | — | 0 | 1 | A | Unknown |
| Funds IV Distributor, Inc. CRD: 35683 | — | 0 | 0 | A | INACTIVE |
| Funds Management, Inc. CRD: 20088 | — | 0 | 0 | A | INACTIVE |
| Fundsmith Partners U.S. LLC CRD: 277143 | — | 0 | 0 | A | Unknown |
| Fundteq CRD: 269857 | — | 0 | 0 | A | Unknown |
| Fure Financial Corporation CRD: 288396 | — | 0 | 0 | A | Unknown |
| Furlong Financial LLC CRD: 169435 | — | 0 | 0 | A | Unknown |
| Furman Investment Co., Inc. CRD: 10345 | — | 0 | 0 | A | INACTIVE |
| Fusco Financial Services Inc CRD: 106841 | — | 0 | 3 | A | Unknown |
| Fusco, John Mark CRD: 104452 | — | 0 | 0 | A | INACTIVE |
| Fuse CRD: 314167 | — | 0 | 1 | A | Unknown |
| Fusion Capital CRD: 333924 | — | 0 | 1 | A | Unknown |
| Fusion Family Wealth, LLC CRD: 168254 | — | 0 | 1 | A | Unknown |
| Fusion Financial CRD: 166026 | — | 0 | 1 | A | Unknown |
| Fusion Fund Silicon Valley LLC CRD: 289902 | — | 0 | 1 | A | Unknown |
| Fusion Quant Technologies CRD: 337431 | — | 0 | 1 | A | Unknown |
| FUSION.FINANCIAL CRD: 294415 | — | 0 | 0 | A | Unknown |
| Futr Family Management, LLC CRD: 146542 | — | 0 | 0 | A | Unknown |
| Futrex Trading, L.L.C CRD: 42269 | — | 0 | 0 | A | INACTIVE |
| Futura Asset Advisors LLC CRD: 136285 | — | 0 | 2 | A | Unknown |
| Futurago Financial Services, LLC CRD: 175029 | — | 0 | 0 | A | Unknown |
| Future Bright CRD: 177521 | — | 0 | 5 | A | Unknown |
| Future Capital CRD: 119081 | — | 0 | 1 | A | Unknown |
| Future Finance Academy Ltd CRD: 340116 | — | 0 | 1 | A | Unknown |
| Future Finances Inc CRD: 105190 | — | 0 | 3 | A | Unknown |