Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Future Financial Partners
CRD: 147550
0 0 A Unknown
Future First Finance, LLC
CRD: 335273
0 1 A Unknown
Future MAP Financial LLC
CRD: 291013
0 0 A Unknown
Future Path Financial Planning
CRD: 336296
0 1 A Unknown
Future Perfect Planning, LLC
CRD: 173765
0 1 A Unknown
Future U Financial Inc.
CRD: 309468
0 2 A Unknown
Future Ventures
CRD: 301700
0 1 A Unknown
Future Wallet
CRD: 329049
0 1 A Unknown
Future Wealth LLC
CRD: 283911
0 1 A Unknown
Future YOU Wealth
CRD: 305173
0 0 A Unknown
Futureadvisor, Inc.
CRD: 154604
0 0 A Unknown
Futuremoney RIA
CRD: 329835
0 1 A Unknown
Futureplan Financial
CRD: 324962
0 2 A Unknown
Futureproof Finances LLC
CRD: 168813
0 0 A Unknown
Futures, First Investors Shearson
CRD: 14807
0 0 A INACTIVE
Fvlcrum Partners, LLC
CRD: 310971
0 1 A Unknown
FVS Financial
CRD: 117340
0 2 A Unknown
FW Investments, LLC
CRD: 174018
0 0 A Unknown
FWD Global
CRD: 316780
0 1 A Unknown
FWG Investments, LLC
CRD: 284064
0 4 A Unknown
FWM Legacy, LLC
CRD: 144344
0 0 A Unknown
FWT Options, LLC
CRD: 130038
0 0 A INACTIVE
FX International, Inc.
CRD: 119080
2 0 B INACTIVE
FX Securities Inc.
CRD: 103877
0 0 A INACTIVE
FX Securities Inc.
CRD: 111344
0 0 A INACTIVE
FX2 Capital
CRD: 337735
0 1 A Unknown
FXP Advisory Services
CRD: 135477
0 0 A Unknown
Fyooz Financial Planning
CRD: 304113
0 2 A Unknown
Fyvie Financial LLC
CRD: 309375
0 1 A Unknown
G & C Investments, LLC
CRD: 146793
0 0 A Unknown
G & K Partners, Ltd.
CRD: 31368
0 0 A INACTIVE
G & W Equity Sales, Inc.
CRD: 35356
0 0 A INACTIVE
G - W Brokerage Group, Inc.
CRD: 22691
4 0 C INACTIVE
G HUB Capital LLC
CRD: 318225
0 1 A Unknown
G J Allison & Co., Inc.
CRD: 6816
0 0 A INACTIVE
G S Z Securities Inc.
CRD: 16559
0 0 A INACTIVE
G Squared Trading L.L.C.
CRD: 139711
0 0 A INACTIVE
G&C Trading, LLC
CRD: 34156
0 0 A INACTIVE
G&F Financial Services
CRD: 128940
0 1 A Unknown
G&G Capital Management, LLC
CRD: 299153
0 1 A Unknown
G&H Investments
CRD: 317722
0 1 A Unknown
G&L Partners, Inc.
CRD: 129605
2 0 B INACTIVE
G&L Partners, LLC
CRD: 38719
0 0 A INACTIVE
G&S Capital LLC
CRD: 171033
0 1 A Unknown
G, G, & M Financial Goals
CRD: 117731
0 1 A Unknown
G-2 Trading,LLC
CRD: 44018
7 0 D INACTIVE
G-51 Management
CRD: 161108
0 1 A Unknown
G-Squared Advisory LLC
CRD: 152968
0 1 A Unknown
G-V Capital Corp.
CRD: 18271
0 0 A INACTIVE
G. Earl Mowrey & Co., L.L.C
CRD: 120802
0 1 A Unknown
Page 179 of 544 (27,152 total)