Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Biondo Asset Management LLC CRD: 129690 | - | 1 | 0 | B | INACTIVE |
| Biondo Investment Advisors LLC CRD: 130105 | - | 0 | 1 | - | Unknown |
| Bionic Capital CRD: 150240 | - | 0 | 2 | - | Unknown |
| Biopattern, LLC CRD: 290708 | - | 0 | 0 | - | Unknown |
| Biophy Capital Management LLC CRD: 318933 | - | 0 | 1 | - | Unknown |
| Bios Capital Management, LP CRD: 298955 | - | 0 | 2 | - | Unknown |
| Bios Research CRD: 163720 | - | 0 | 3 | - | Unknown |
| Bioscience Securities, Inc. CRD: 35477 | - | 0 | 0 | A | INACTIVE |
| Biospring Management Partners, L.P. CRD: 309640 | - | 0 | 0 | - | Unknown |
| Biospring Management, LLC CRD: 321694 | - | 0 | 1 | - | Unknown |
| Biostar Capital CRD: 163649 | - | 0 | 1 | - | Unknown |
| Biotech Capital Advisors, LLC CRD: 281916 | - | 0 | 0 | - | Unknown |
| Biotrack Capital Limited CRD: 305486 | - | 0 | 0 | - | Unknown |
| Biotrack Capital Management Limited CRD: 305489 | - | 0 | 0 | - | Unknown |
| Biotrack Fund I GP, LP CRD: 305488 | - | 0 | 0 | - | Unknown |
| Biotrack Fund II GP Limited CRD: 319337 | - | 0 | 0 | - | Unknown |
| Bioveda Capital Singapore PTE. Ltd. CRD: 318564 | - | 0 | 0 | - | Unknown |
| Bioventures Investors CRD: 163433 | - | 0 | 0 | - | Unknown |
| Bioventures Investors CRD: 161520 | - | 0 | 1 | - | Unknown |
| Bioverge Funds Management LLC CRD: 285999 | - | 0 | 1 | - | Unknown |
| Biovv Advisors LLC CRD: 340487 | - | 0 | 0 | - | Unknown |
| BIP Alliance, LLC CRD: 330528 | - | 0 | 0 | - | Unknown |
| BIP Capital CRD: 292983 | - | 0 | 1 | - | Unknown |
| BIP Capital Management Services, LLC CRD: 300757 | - | 0 | 1 | - | Unknown |
| BIP Equity Management, LLC CRD: 162682 | - | 0 | 0 | - | Unknown |
| BIP Wealth, LLC CRD: 143208 | - | 0 | 35 | - | Unknown |
| Birath Wealth Management, LLC CRD: 157328 | - | 0 | 1 | - | Unknown |
| Birch Capital Inc. CRD: 158008 | - | 0 | 0 | - | Unknown |
| Birch Capital Management, LLC CRD: 152302 | - | 0 | 2 | - | Unknown |
| Birch Cove Group, Ltd. CRD: 148926 | - | 0 | 0 | - | Unknown |
| Birch Creek Capital, LLC CRD: 158730 | - | 0 | 1 | - | Unknown |
| Birch Elliott Financial, LLC CRD: 300046 | - | 0 | 1 | - | Unknown |
| Birch Financial Group CRD: 332057 | - | 0 | 1 | - | Unknown |
| Birch Hill Equity Partners CRD: 163193 | - | 0 | 0 | - | Unknown |
| Birch Hill Investment Advisors LLC CRD: 143750 | - | 0 | 1 | - | Unknown |
| Birch Investment Management, L.L.C. CRD: 158735 | - | 0 | 1 | - | Unknown |
| Birch Lake Partners, LP CRD: 285558 | IL | 0 | 2 | A | Active |
| Birch Point Wealth Management LLC CRD: 306596 | - | 0 | 1 | - | Unknown |
| Birch RUN Capital CRD: 157167 | - | 0 | 0 | - | Unknown |
| Birch RUN Investments, LLC CRD: 285285 | - | 0 | 1 | - | Unknown |
| Birch Street Financial Advisors CRD: 305749 | - | 0 | 1 | - | Unknown |
| Birch Wealth Management CRD: 304727 | - | 0 | 2 | - | Unknown |
| Birchbrook CRD: 105164 | - | 0 | 3 | - | Unknown |
| Birchcreek Wealth Management, LLC CRD: 304207 | - | 0 | 2 | - | Unknown |
| Birchcroft Investments, LLC CRD: 287581 | - | 0 | 2 | - | Unknown |
| Birchlane Capital LLP CRD: 309824 | - | 0 | 0 | - | Unknown |
| Birchmere Management LLC CRD: 163561 | - | 0 | 0 | - | Unknown |
| Birchmere Management LLC CRD: 322027 | - | 0 | 1 | - | Unknown |
| Birchtree Financial Services LLC CRD: 15014 | - | 5 | 0 | C | INACTIVE |
| Birchview Capital, LP CRD: 170534 | - | 0 | 1 | - | Unknown |