Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Birchwood Asset Management, LLC CRD: 155173 | - | 0 | 0 | - | Unknown |
| Birchwood Capital CRD: 310219 | - | 0 | 1 | - | Unknown |
| Birchwood Capital Management CRD: 319101 | - | 0 | 0 | - | Unknown |
| Birchwood Creek Capital Management LLC CRD: 338762 | - | 0 | 0 | - | Unknown |
| Birchwood Financial Partners, Inc. CRD: 169962 | - | 0 | 1 | - | Unknown |
| Birchwood Securities Corp. CRD: 17066 | - | 8 | 0 | D | INACTIVE |
| Birchwood Wealth Management, LLC CRD: 307267 | - | 0 | 0 | - | Unknown |
| Bird Capital Group, Inc. CRD: 170585 | - | 0 | 3 | - | Unknown |
| Bird Capital Management CRD: 106210 | - | 0 | 0 | - | Unknown |
| Bird DOG Capital CRD: 325611 | - | 0 | 0 | - | Unknown |
| Bird DOG Equity Partners, LLC CRD: 173702 | - | 0 | 1 | - | Unknown |
| Bird DOG Trading Corporation CRD: 152817 | - | 0 | 2 | - | Unknown |
| Bird Financial Group LLC CRD: 333764 | - | 0 | 2 | - | Unknown |
| Bird Rock Management, LLC CRD: 174293 | - | 0 | 3 | - | Unknown |
| Bird Rock Ventures, LLC CRD: 284055 | - | 0 | 0 | - | Unknown |
| Bird Spring Financial LLC CRD: 321140 | - | 0 | 1 | - | Unknown |
| Bird Wealth Management CRD: 115084 | - | 0 | 0 | - | Unknown |
| Birdie Retirement Planning CRD: 326610 | - | 0 | 0 | - | Unknown |
| Birdrock Wealth CRD: 138872 | - | 0 | 2 | - | Unknown |
| Bireme Capital, LLC CRD: 283224 | - | 0 | 3 | - | Unknown |
| Biremis, Corp. CRD: 127840 | - | 12 | 0 | D | INACTIVE |
| Birinyi Associates, Inc. CRD: 107169 | - | 0 | 1 | - | Unknown |
| Biris Capital Partners CRD: 323951 | - | 0 | 0 | - | Unknown |
| Birkelbach & Co. CRD: 5896 | FL | 1 | 2 | B | Active |
| Birkelbach Investment Securities, Inc. CRD: 11490 | - | 14 | 0 | D | INACTIVE |
| Birks Financial Corp. CRD: 118623 | - | 0 | 3 | - | Unknown |
| Birladk Capital Advisors, LLC CRD: 312153 | - | 0 | 1 | - | Unknown |
| Birmingham Capital LLC CRD: 340016 | - | 0 | 1 | - | Unknown |
| Birmingham Capital Management Co Inc CRD: 108508 | - | 0 | 3 | - | Unknown |
| Birn Financial Inc CRD: 331592 | - | 0 | 2 | - | Unknown |
| Birnam OAK Advisors, LP CRD: 328180 | - | 0 | 1 | - | Unknown |
| Birnam Wood Capital, LLC CRD: 269897 | - | 0 | 1 | - | Unknown |
| Birr Wilson, Inc. CRD: 12997 | - | 0 | 0 | A | INACTIVE |
| Birr, Wilson & Co., Inc. CRD: 93 | - | 0 | 0 | A | INACTIVE |
| Birtcher Securities CRD: 17550 | - | 0 | 0 | A | INACTIVE |
| Biscayne Capital LLC CRD: 40374 | - | 0 | 0 | A | INACTIVE |
| Biscayne Securities Corporation CRD: 17764 | - | 0 | 0 | A | INACTIVE |
| Biscayneamericas Advisers L.L.C. CRD: 112019 | - | 0 | 0 | - | Unknown |
| Bischoff Wealth Management Group, LLC CRD: 171652 | - | 0 | 1 | - | Unknown |
| Bishop & Associates Inc CRD: 105257 | - | 0 | 0 | - | Unknown |
| Bishop & Company Investment Management, LLC CRD: 146448 | - | 0 | 1 | - | Unknown |
| Bishop Capital Advisors LLC CRD: 323102 | - | 0 | 1 | - | Unknown |
| Bishop Financial Services LLC CRD: 314745 | - | 0 | 2 | - | Unknown |
| Bishop Rock Capital, L.P. CRD: 175002 | - | 0 | 0 | - | Unknown |
| Bishop Securities, Inc. CRD: 24520 | - | 0 | 0 | A | INACTIVE |
| Bishop Street Capital Management CRD: 108042 | - | 0 | 1 | - | Unknown |
| Bishop, Allen, Inc. CRD: 2060 | - | 0 | 0 | A | INACTIVE |
| Bishop, JT CRD: 336190 | - | 0 | 2 | - | Unknown |
| Bishop, Rosen & Co., Inc. CRD: 1248 | - | 16 | 0 | D | INACTIVE |
| Bishopsgate Investment Company CRD: 104516 | - | 0 | 2 | - | Unknown |