Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| G. Erwin Securities Corp. CRD: 17593 | — | 0 | 0 | A | INACTIVE |
| G. F. Tate & Co., Inc. CRD: 35587 | — | 4 | 0 | C | INACTIVE |
| G. H. Sheppard & Co., Inc. CRD: 6447 | — | 0 | 0 | A | INACTIVE |
| G. Joseph Dippell JR. & Company Inc. CRD: 36051 | — | 0 | 0 | A | INACTIVE |
| G. K. Scott & Co., Inc. CRD: 3305 | — | 0 | 0 | A | INACTIVE |
| G. Martin Meyers, P.C. CRD: 284878 | — | 0 | 2 | A | Unknown |
| G. P. Greco & Co., Inc. CRD: 318087 | — | 0 | 1 | A | Unknown |
| G. R. Phelps & Co., Inc. CRD: 173 | — | 0 | 0 | A | INACTIVE |
| G. T. Murray & Co. CRD: 7446 | — | 0 | 0 | A | INACTIVE |
| G. T. Murray Group, Inc. CRD: 164884 | — | 0 | 0 | A | Unknown |
| G. W. Courtney, Inc. CRD: 7769 | — | 0 | 0 | A | INACTIVE |
| G.A. Davies & Co., Inc. CRD: 31479 | — | 0 | 0 | A | INACTIVE |
| G.B. Allen Associates, Inc. CRD: 112737 | — | 0 | 2 | A | Unknown |
| G.C. Steele & Company CRD: 136953 | — | 0 | 1 | A | Unknown |
| G.C.N. Corp. CRD: 7245 | — | 0 | 0 | A | INACTIVE |
| G.E.C. Investments, Inc. CRD: 13394 | — | 0 | 0 | A | INACTIVE |
| G.E.M. BD, Ltd. CRD: 25339 | — | 0 | 0 | A | INACTIVE |
| G.F.B. Securities, Inc. CRD: 36381 | — | 0 | 0 | A | INACTIVE |
| G.I.C. Capital Markets, Inc. CRD: 24815 | — | 0 | 0 | A | INACTIVE |
| G.I.M.B. Municipal Securities Broker CRD: 16016 | — | 0 | 0 | A | INACTIVE |
| G.I.T. Investments, LLC CRD: 124303 | — | 0 | 0 | A | Unknown |
| G.J. Foster Financial Services, Inc. CRD: 158623 | — | 0 | 0 | A | Unknown |
| G.K. Allen & Co. Inc. CRD: 1043 | — | 0 | 0 | A | INACTIVE |
| G.K. Financial, L.L.C. CRD: 44157 | — | 0 | 0 | A | INACTIVE |
| G.L. Leavitt Financial Group CRD: 17861 | — | 0 | 0 | A | INACTIVE |
| G.P. Direct Corp. CRD: 125031 | — | 0 | 0 | A | INACTIVE |
| G.P. Marone & Co., Inc. CRD: 13402 | — | 1 | 0 | B | INACTIVE |
| G.P. Securities Corp. CRD: 35130 | — | 1 | 0 | B | INACTIVE |
| G.R. Greene & Company, LLC CRD: 281768 | — | 0 | 0 | A | Unknown |
| G.RESEARCH, LLC CRD: 7353 | NY | 6 | 2 | C | Active |
| G.S. Heck & Co. CRD: 19521 | — | 0 | 0 | A | INACTIVE |
| G.S. Woods Wealth Management CRD: 285599 | — | 0 | 1 | A | Unknown |
| G.W. Piper & Co., Inc. CRD: 22563 | — | 1 | 0 | B | INACTIVE |
| G10 LLC CRD: 322876 | — | 0 | 1 | A | Unknown |
| G2 Investments, Inc. CRD: 45799 | — | 0 | 0 | A | INACTIVE |
| G2 Trading LLC CRD: 159978 | — | 2 | 0 | B | INACTIVE |
| G2VP, LLC CRD: 288490 | — | 0 | 1 | A | Unknown |
| G3W Ventures LLC CRD: 111585 | — | 0 | 0 | A | Unknown |
| G5 Financial Group RIA, LLC CRD: 157344 | — | 0 | 0 | A | Unknown |
| GA Advisors LLC CRD: 291925 | — | 0 | 2 | A | Unknown |
| GA Advisors, LLC CRD: 164989 | — | 0 | 0 | A | Unknown |
| GA Financial, Inc. CRD: 42293 | — | 1 | 0 | B | INACTIVE |
| GA Investco, LLC CRD: 326414 | — | 0 | 0 | A | Unknown |
| GA PCCV BD, LLC CRD: 319308 | FL | 0 | 2 | A | Active |
| Gabel Global Capital LLC CRD: 127995 | — | 0 | 0 | A | INACTIVE |
| Gabelli Direct Inc. CRD: 19138 | — | 0 | 0 | A | INACTIVE |
| Gabelli Fixed Income Distributors, Inc. CRD: 20900 | — | 1 | 0 | B | INACTIVE |
| Gabriel Elias Khouri CRD: 14532 | — | 0 | 0 | A | INACTIVE |
| Gabriel Options, Inc. CRD: 102080 | — | 0 | 0 | A | INACTIVE |
| Gacek Advisory Service CRD: 128452 | — | 0 | 0 | A | Unknown |