Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gadiraju, Raju CRD: 131086 | — | 0 | 1 | A | Unknown |
| Gadsden CRD: 291195 | — | 0 | 1 | A | Unknown |
| Gaelin LLC CRD: 336808 | — | 0 | 1 | A | Unknown |
| Gaer Financial Group, Inc CRD: 168430 | — | 0 | 1 | A | Unknown |
| Gage Wealth Management Group CRD: 166651 | — | 0 | 1 | A | Unknown |
| Gagnonlee Management CRD: 161696 | — | 0 | 0 | A | Unknown |
| Gahler Financial CRD: 292785 | — | 0 | 0 | A | Unknown |
| Gain Securities CRD: 16203 | — | 3 | 0 | C | INACTIVE |
| Gaines Financial Group CRD: 157037 | — | 0 | 0 | A | Unknown |
| Gaines, John Andrew CRD: 135700 | — | 0 | 2 | A | Unknown |
| Gainplan LLC CRD: 174427 | — | 0 | 2 | A | Unknown |
| Gainvest CRD: 301090 | — | 0 | 0 | A | Unknown |
| Gainy, Inc. CRD: 314696 | — | 0 | 0 | A | Unknown |
| Gaja Capital CRD: 316417 | — | 0 | 0 | A | Unknown |
| Galapagos Advisory LLC CRD: 322042 | — | 0 | 1 | A | Unknown |
| Galaxy Global Capital Management, LLC CRD: 310874 | — | 0 | 0 | A | Unknown |
| Galaxy Management, LLC CRD: 319064 | — | 0 | 0 | A | Unknown |
| Galaxy Muse CRD: 319293 | — | 0 | 0 | A | Unknown |
| Galen Management, LLC CRD: 158333 | — | 0 | 1 | A | Unknown |
| Galena Capital CRD: 297375 | — | 0 | 0 | A | INACTIVE |
| Galicia Capital US, LLC CRD: 329157 | FL | 0 | 2 | A | Active |
| Galileo Fund I GP LLC CRD: 325183 | — | 0 | 1 | A | Unknown |
| Galileo Global Securities, LLC CRD: 140076 | NY | 0 | 2 | A | Active |
| Galileo Group LLC CRD: 325449 | — | 0 | 0 | A | Unknown |
| Galileo Planning Group, Inc CRD: 142586 | — | 0 | 1 | A | Unknown |
| Gallacher Capital Management, LLC CRD: 113189 | — | 0 | 5 | A | Unknown |
| Gallagher CRD: 108695 | — | 0 | 0 | A | Unknown |
| Gallagher & Co. CRD: 13871 | — | 0 | 0 | A | INACTIVE |
| Gallagher Capital Corp. CRD: 129285 | — | 0 | 1 | A | Unknown |
| Gallagher Fiduciary Advisors, LLC CRD: 146509 | — | 0 | 122 | A | Unknown |
| Gallo & Russell CRD: 124923 | — | 0 | 0 | A | Unknown |
| Gallo Lupo LLC CRD: 323381 | — | 0 | 1 | A | Unknown |
| Gallo Partners LP CRD: 329774 | — | 0 | 1 | A | Unknown |
| Galloway Gestora DE Recursos Ltda CRD: 171212 | — | 0 | 0 | A | Unknown |
| Galstian, Shahe CRD: 281861 | — | 0 | 1 | A | Unknown |
| Galt Financial Group, Inc. CRD: 146976 | CA | 0 | 2 | A | Active |
| Galt Global Capital Inc. CRD: 163372 | — | 0 | 0 | A | Unknown |
| Galt Securities, Inc. CRD: 21884 | — | 0 | 0 | A | INACTIVE |
| Galtere Inc. CRD: 175107 | — | 0 | 0 | A | Unknown |
| Galvanic Investments CRD: 322666 | — | 0 | 0 | A | Unknown |
| Galvin, Gaustad & Stein, LLC CRD: 153410 | — | 0 | 17 | A | Unknown |
| Galway Capital, L.L.C. CRD: 38563 | — | 0 | 0 | A | INACTIVE |
| GAM London Limited CRD: 110670 | — | 0 | 0 | A | Unknown |
| GAM USA Inc. CRD: 110458 | — | 0 | 1 | A | Unknown |
| Gama Global Investments, LLC CRD: 147282 | — | 0 | 0 | A | INACTIVE |
| Game Creek Capital, LP CRD: 158973 | — | 0 | 1 | A | Unknown |
| Gamma Group CRD: 118295 | — | 0 | 2 | A | Unknown |
| Gamma VOL Fund LP CRD: 125787 | — | 0 | 0 | A | INACTIVE |
| Gamma-Q, LLC CRD: 277135 | — | 0 | 0 | A | Unknown |
| GAN Ventures, LLC CRD: 288175 | — | 0 | 0 | A | Unknown |