Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bislett Management, LLC CRD: 162778 | - | 0 | 1 | - | Unknown |
| Bismarck Capital, LLC CRD: 131634 | - | 0 | 0 | A | INACTIVE |
| Bison Capital Advisors, LLC CRD: 306471 | - | 0 | 1 | - | Unknown |
| Bison Capital Advisors, LLC CRD: 324668 | - | 0 | 1 | - | Unknown |
| Bison Capital Asset Management, LLC CRD: 160562 | - | 0 | 1 | - | Unknown |
| Bison Capital Group, LLC CRD: 315170 | - | 0 | 1 | - | Unknown |
| Bison Capitol, Inc. CRD: 36447 | - | 0 | 0 | A | INACTIVE |
| Bison Creek Advisors CRD: 281572 | - | 0 | 0 | - | Unknown |
| Bison Creek Wealth Management LLC CRD: 314991 | - | 0 | 1 | - | Unknown |
| Bison Financial Group, LLC CRD: 325190 | - | 0 | 1 | - | Unknown |
| Bison Interests, LLC CRD: 240790 | - | 0 | 1 | - | Unknown |
| Bison Investment Advisors, LLC CRD: 149775 | - | 0 | 1 | - | Unknown |
| Bison Partners, LLC CRD: 46918 | - | 0 | 0 | A | INACTIVE |
| Bison Securities, Incorporated CRD: 19831 | - | 0 | 0 | A | INACTIVE |
| Bison Ventures Management Company, LLC CRD: 322319 | - | 0 | 1 | - | Unknown |
| Bison Wealth Management, LLC CRD: 123996 | - | 0 | 0 | - | Unknown |
| Bison Wealth Management, LLC CRD: 297943 | - | 0 | 1 | - | Unknown |
| Bison Wealth Management, LLC CRD: 340724 | - | 0 | 3 | - | Unknown |
| Bison Wealth, LLC CRD: 165931 | - | 0 | 0 | - | Unknown |
| Bison Wealth, LLC CRD: 299805 | - | 0 | 48 | - | Unknown |
| Bisonwood Financial Management CRD: 137846 | - | 0 | 1 | - | Unknown |
| Bisselle, Meade and Company LLP CRD: 139599 | - | 0 | 0 | - | Unknown |
| Bisys Shelf B/D (1), Inc. CRD: 26501 | - | 2 | 0 | B | INACTIVE |
| BIT Enterprises, Inc. CRD: 32082 | - | 1 | 0 | B | INACTIVE |
| Bitalpha Global LLC CRD: 300325 | - | 0 | 0 | - | Unknown |
| Bitbull Capital Management LLC CRD: 319730 | - | 0 | 1 | - | Unknown |
| Bitbull Capital Management LP CRD: 290172 | - | 0 | 1 | - | Unknown |
| Bitcoin Standard CRD: 326609 | - | 0 | 2 | - | Unknown |
| Bite Asset Management (Cayman) Limited CRD: 315126 | - | 0 | 0 | - | Unknown |
| Bitfi Capital LLC CRD: 314977 | - | 0 | 1 | - | Unknown |
| Bitkraft Ventures Management, LLC CRD: 305847 | - | 0 | 1 | - | Unknown |
| Bitmatrix Exchange Ltd CRD: 338020 | - | 0 | 1 | - | Unknown |
| Bitooda Technologies LLC CRD: 297644 | CT | 0 | 2 | A | Active |
| Bitramp Capital Management, LLC CRD: 316390 | - | 0 | 1 | - | Unknown |
| Bitrock Capital, LLC CRD: 319257 | - | 0 | 1 | - | Unknown |
| Bitseff Legal & Financial Services, LLC CRD: 152921 | - | 0 | 0 | - | Unknown |
| Bitterroot Capital Advisors LLC CRD: 109088 | - | 0 | 1 | - | Unknown |
| Bitting & Company Incorporated CRD: 6700 | - | 0 | 0 | A | INACTIVE |
| Bitwise Investment Manager, LLC CRD: 317943 | - | 0 | 2 | - | Unknown |
| Bitwise Ventures CRD: 319323 | - | 0 | 0 | - | Unknown |
| Bivin & Associates, Inc. CRD: 111688 | - | 0 | 0 | - | Unknown |
| Bivium Capital Partners, LLC CRD: 134529 | - | 0 | 1 | - | Unknown |
| Bivo Financial LLC CRD: 331283 | CA | 0 | 2 | A | Active |
| Bixy Wealth LLC CRD: 334951 | - | 0 | 1 | - | Unknown |
| BIY Financial, LLC CRD: 338871 | - | 0 | 1 | - | Unknown |
| Biya Global LLC CRD: 325027 | - | 0 | 0 | - | Unknown |
| Bizarro Capital, LLC CRD: 318309 | - | 0 | 1 | - | Unknown |
| BJ Investments Inc CRD: 11760 | - | 0 | 0 | A | INACTIVE |
| BJC Capital Advisors LLC CRD: 323156 | MA | 0 | 2 | A | Active |
| BJI Securities, Inc. CRD: 14401 | - | 0 | 0 | A | INACTIVE |