Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ganas Ventures, LLC CRD: 320651 | — | 0 | 1 | A | Unknown |
| Ganbatte, LLC CRD: 157552 | — | 0 | 0 | A | Unknown |
| Gancer, Peter Joseph CRD: 33827 | — | 0 | 0 | A | INACTIVE |
| Gann° CRD: 308962 | — | 0 | 0 | A | Unknown |
| GAO Investments CRD: 284665 | — | 0 | 1 | A | Unknown |
| GAP Financial Services or GAP Financial CRD: 288703 | — | 0 | 2 | A | Unknown |
| GAP to GAP Financial CRD: 297114 | — | 0 | 0 | A | Unknown |
| Gapstow Capital Partners, L.P. CRD: 157623 | — | 0 | 2 | A | Unknown |
| Garabedian Wealth Management Group CRD: 171307 | — | 0 | 1 | A | Unknown |
| Garantia Inc. CRD: 30692 | — | 0 | 0 | A | INACTIVE |
| Garbett Investments CRD: 334144 | — | 0 | 1 | A | Unknown |
| Garcia Wealth Management Group, Inc. CRD: 158082 | — | 0 | 0 | A | Unknown |
| Gard Family Office LLC CRD: 255792 | — | 0 | 0 | A | Unknown |
| Garda Financial CRD: 170354 | — | 0 | 0 | A | Unknown |
| Gardant Investor SGR S.P.A. CRD: 317565 | — | 0 | 0 | A | Unknown |
| Garden Gate Ventures LLC CRD: 316615 | — | 0 | 1 | A | Unknown |
| Garden Investments CRD: 330358 | — | 0 | 1 | A | Unknown |
| Garden State Securities, Inc. CRD: 10083 | NJ | 27 | 10 | C | Active |
| Gardenia Global Advisors L.P. CRD: 287798 | — | 0 | 1 | A | Unknown |
| Gardiner Investment Group, Inc. CRD: 112512 | — | 0 | 2 | A | Unknown |
| Gardner Rich, L.L.C. CRD: 23681 | — | 6 | 0 | D | INACTIVE |
| Gardner Russo & Quinn LLC CRD: 106114 | — | 0 | 1 | A | Unknown |
| Gardner, Edward D. CRD: 154180 | — | 0 | 0 | A | Unknown |
| Garelick Capital Partners, L.P. CRD: 165103 | — | 0 | 0 | A | Unknown |
| Garglet LLC CRD: 321111 | — | 0 | 1 | A | Unknown |
| Garland Capital Group LLC CRD: 170514 | — | 0 | 0 | A | Unknown |
| Garlon Equities Corp. CRD: 15936 | — | 0 | 0 | A | INACTIVE |
| Garman Wealth Advisory, LLC CRD: 290130 | — | 0 | 0 | A | Unknown |
| Garnet Fund L.P. CRD: 38334 | — | 0 | 0 | A | INACTIVE |
| Garnet Group LLC CRD: 141389 | — | 0 | 0 | A | Unknown |
| Garofalo, Emanuel CRD: 133290 | — | 0 | 0 | A | INACTIVE |
| Garrett Nagle & Co., Inc. CRD: 7071 | MA | 3 | 3 | B | Active |
| Garrison Investment Group LP CRD: 155253 | — | 0 | 0 | A | Unknown |
| Garry Emer Enterprises Inc. CRD: 39812 | — | 0 | 0 | A | INACTIVE |
| Garver Capital Group Inc CRD: 110287 | — | 0 | 0 | A | Unknown |
| Gary a. Morris CRD: 106729 | — | 0 | 0 | A | Unknown |
| Gary Carl Knowles CRD: 7589 | — | 0 | 0 | A | INACTIVE |
| Gary Cook CRD: 172602 | — | 0 | 0 | A | Unknown |
| Gary Dorfman & Co., Inc. CRD: 46899 | — | 0 | 0 | A | INACTIVE |
| Gary Goldberg & Co., Inc. CRD: 6482 | — | 12 | 0 | D | INACTIVE |
| Gary Goldberg & Co., LLC CRD: 47957 | — | 3 | 0 | C | INACTIVE |
| Gary Goldberg Planning Services CRD: 173565 | — | 0 | 0 | A | Unknown |
| Gary Goldberg Planning Services Inc CRD: 110784 | — | 0 | 0 | A | Unknown |
| Gary Ishikawa & Co., Inc. CRD: 985 | — | 0 | 0 | A | INACTIVE |
| Gary L. Ebdon, CPA CRD: 115899 | — | 0 | 0 | A | Unknown |
| Gary L. Greenberg CRD: 108423 | — | 0 | 1 | A | Unknown |
| Gary M Tsujimoto CRD: 116238 | — | 0 | 0 | A | Unknown |
| Gary M. Martinez CRD: 115972 | — | 0 | 2 | A | Unknown |
| Garza Investments CRD: 15797 | — | 0 | 0 | A | INACTIVE |
| GAS Capital GP LLC CRD: 316371 | — | 0 | 0 | A | Unknown |