Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BJM Financial Inc CRD: 322493 | - | 0 | 1 | - | Unknown |
| BJO Wealth Management LLC. CRD: 168824 | - | 0 | 2 | - | Unknown |
| BJS Advisors CRD: 298674 | - | 0 | 1 | - | Unknown |
| BJS Management, LLC CRD: 162719 | - | 0 | 0 | - | Unknown |
| BK Chin CRD: 111548 | - | 0 | 2 | - | Unknown |
| BK Growth Partners Management Company LLC CRD: 322028 | - | 0 | 1 | - | Unknown |
| BK Hughes & Associates CRD: 169142 | - | 0 | 1 | - | Unknown |
| BK Securities, L..L.C. CRD: 104172 | - | 0 | 0 | A | INACTIVE |
| BKB Financial Advisors, LLC CRD: 130733 | - | 0 | 3 | - | Unknown |
| BKCM Funds CRD: 296496 | - | 0 | 0 | - | Unknown |
| BKCM, LLC CRD: 305181 | - | 0 | 0 | - | Unknown |
| Bkcoin Management LLC CRD: 299534 | - | 0 | 0 | - | Unknown |
| BKD Insurance, LLC CRD: 42911 | - | 1 | 0 | B | INACTIVE |
| BKF Advisors, Inc. CRD: 165356 | - | 0 | 0 | - | Unknown |
| BKI Associates CRD: 32367 | - | 2 | 0 | B | INACTIVE |
| BKM Wealth Management CRD: 323928 | - | 0 | 1 | - | Unknown |
| BKN Capital, S.A. CRD: 292302 | - | 0 | 0 | - | Unknown |
| BKN Options, L.L.C. CRD: 112385 | - | 0 | 0 | A | INACTIVE |
| BKS Advisors, LLC CRD: 109065 | - | 0 | 0 | - | Unknown |
| BKS Investment Services, Inc. CRD: 113550 | - | 0 | 0 | - | Unknown |
| BKS Retirement Services CRD: 304266 | - | 0 | 0 | - | Unknown |
| BKS Wealth LLC CRD: 329627 | - | 0 | 1 | - | Unknown |
| BKY Financial, Inc. CRD: 304479 | - | 0 | 0 | - | Unknown |
| Black & Associates, Inc. CRD: 17082 | - | 0 | 0 | A | INACTIVE |
| Black & Company, Inc. CRD: 95 | - | 27 | 0 | F | INACTIVE |
| Black & Essington Solutions CRD: 289298 | - | 0 | 0 | - | Unknown |
| Black & White Investment Management LLC CRD: 130844 | - | 0 | 2 | - | Unknown |
| Black ANT Investment Management CRD: 160551 | - | 0 | 0 | - | Unknown |
| Black Arrow Capital LLC CRD: 329582 | - | 0 | 2 | - | Unknown |
| Black Barn Financial, LLC CRD: 170885 | - | 0 | 2 | - | Unknown |
| Black BAY Partners, LLC CRD: 284945 | - | 0 | 1 | - | Unknown |
| Black Bear Capital Advisors, LLC CRD: 305382 | - | 0 | 0 | - | Unknown |
| Black Bear Value Partners, LP CRD: 319746 | - | 0 | 1 | - | Unknown |
| Black Bishop Financial Group, LLC. CRD: 315462 | - | 0 | 1 | - | Unknown |
| Black Bridge Advisors, LLC CRD: 330047 | - | 0 | 1 | - | Unknown |
| Black Bridge Partners CRD: 327557 | - | 0 | 1 | - | Unknown |
| Black Brook Financial Planning CRD: 143111 | - | 0 | 1 | - | Unknown |
| Black Bull Advisors LLC CRD: 305153 | - | 0 | 1 | - | Unknown |
| Black Canyon Management LLC CRD: 296965 | - | 0 | 0 | - | Unknown |
| Black Canyon Securities LLC CRD: 138140 | - | 0 | 0 | A | INACTIVE |
| Black Capital Management, LLC CRD: 105622 | - | 0 | 1 | - | Unknown |
| Black Capital, LLC CRD: 166125 | - | 0 | 1 | - | Unknown |
| Black Card Circle CRD: 290342 | - | 0 | 3 | - | Unknown |
| Black CAT Wealth CRD: 313381 | - | 0 | 1 | - | Unknown |
| Black Chamber Partners, LLC CRD: 306359 | - | 0 | 1 | - | Unknown |
| Black Coffee Capital Management, LP CRD: 309369 | - | 0 | 0 | - | Unknown |
| Black Coffee Investment Management, LLC CRD: 308995 | - | 0 | 0 | - | Unknown |
| Black Coral Financial Advisors, LLC CRD: 154623 | - | 0 | 5 | - | Unknown |
| Black Creek Investment Management Inc. CRD: 161344 | - | 0 | 0 | - | Unknown |
| Black Creek Wealth Management, LLC CRD: 312679 | - | 0 | 2 | - | Unknown |