Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GAS I LLC CRD: 34091 | — | 0 | 0 | A | INACTIVE |
| Gassman Financial Group CRD: 137440 | — | 0 | 0 | A | Unknown |
| Gate KEY Financial L.L.C. CRD: 306241 | — | 0 | 0 | A | Unknown |
| Gate US LLC CRD: 10863 | — | 1 | 0 | B | INACTIVE |
| Gatemore CRD: 332864 | — | 0 | 1 | A | Unknown |
| Gates Capital Corporation CRD: 29582 | — | 8 | 0 | D | INACTIVE |
| Gates Wealth Group CRD: 322129 | — | 0 | 1 | A | Unknown |
| Gateway Advisory, LLC CRD: 152347 | — | 0 | 0 | A | Unknown |
| Gateway Capital Investment Group Inc. CRD: 35999 | — | 0 | 0 | A | INACTIVE |
| Gateway Financial CRD: 306078 | — | 0 | 2 | A | Unknown |
| Gateway Financial Group, Inc. CRD: 115619 | — | 0 | 2 | A | Unknown |
| Gateway Partners, LLC CRD: 38648 | — | 1 | 0 | B | INACTIVE |
| Gateway Partners, LLC. CRD: 168488 | — | 0 | 0 | A | Unknown |
| Gateway Wealth, Inc. CRD: 106022 | — | 0 | 1 | A | Unknown |
| Gather Venture Group, LLC CRD: 308903 | — | 0 | 0 | A | Unknown |
| Gatsby Management, LLC CRD: 334518 | — | 0 | 1 | A | Unknown |
| Gatsby Securities CRD: 300596 | — | 0 | 0 | A | INACTIVE |
| Gattini & Co. CRD: 10317 | — | 0 | 0 | A | INACTIVE |
| Gauge Capital CRD: 169890 | — | 0 | 1 | A | Unknown |
| Gauntt & Gauntt Incorporated CRD: 13929 | — | 0 | 0 | A | INACTIVE |
| GAV, Ltd. CRD: 120509 | — | 0 | 0 | A | Unknown |
| Gavin Management Group, Inc. CRD: 140261 | — | 0 | 0 | A | Unknown |
| Gavion, LLC CRD: 167807 | — | 0 | 0 | A | Unknown |
| GAW Capital Advisors USA CRD: 174019 | — | 0 | 0 | A | Unknown |
| GB Investments LLC CRD: 283329 | — | 0 | 1 | A | Unknown |
| GBC Investment Group CRD: 308511 | — | 0 | 2 | A | Unknown |
| GBI Capital, Inc. CRD: 166424 | — | 0 | 0 | A | INACTIVE |
| GBKS LLC CRD: 337678 | — | 0 | 1 | A | Unknown |
| GBM International, Inc. CRD: 28684 | TX | 6 | 2 | C | Active |
| GBM Wealth Management, S. DE R.L. DE C.V. CRD: 283941 | — | 0 | 0 | A | Unknown |
| GBQ Wealth Advisory, LLC CRD: 324677 | — | 0 | 1 | A | Unknown |
| GBS Finance, LLC CRD: 164538 | — | 0 | 0 | A | Unknown |
| GBS Financial Corp. CRD: 16906 | — | 2 | 0 | B | INACTIVE |
| GBS Group CRD: 335904 | — | 0 | 1 | A | Unknown |
| GBS Retirement Services, Inc. CRD: 34889 | IL | 0 | 4 | A | Active |
| GC Asset Management CRD: 159324 | — | 0 | 1 | A | Unknown |
| GC Group Capital LLC CRD: 327968 | — | 0 | 0 | A | Unknown |
| GC Opal Advisors LLC CRD: 289425 | — | 0 | 1 | A | Unknown |
| Gcasco, LLC CRD: 334460 | — | 0 | 1 | A | Unknown |
| GCB Private Wealth CRD: 292356 | — | 0 | 2 | A | Unknown |
| GCC Securities, Inc. CRD: 24814 | — | 0 | 0 | A | INACTIVE |
| GCC-Prospect Corporation CRD: 124728 | — | 0 | 0 | A | INACTIVE |
| Gcfa Securities, LLC CRD: 155191 | — | 0 | 0 | A | INACTIVE |
| GCG Securities, LLC CRD: 324243 | MI | 0 | 4 | A | Active |
| GCI Financial Group CRD: 124193 | — | 0 | 1 | A | Unknown |
| GCI Investors CRD: 115696 | — | 0 | 0 | A | Unknown |
| GCI Partners, LLC CRD: 326707 | — | 0 | 1 | A | Unknown |
| GCM Advisory Inc. CRD: 289556 | — | 0 | 0 | A | Unknown |
| GCM Grosvenor L.P. CRD: 108654 | — | 0 | 1 | A | Unknown |
| Gcmi Securities Corp. CRD: 139520 | CA | 0 | 2 | A | Active |