Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Black Cypress Capital CRD: 151100 | - | 0 | 2 | - | Unknown |
| Black Diamond Advisory Partners CRD: 311051 | - | 0 | 1 | - | Unknown |
| Black Diamond Asset Management, LLC CRD: 168048 | - | 0 | 0 | - | Unknown |
| Black Diamond Capital Management CRD: 154495 | - | 0 | 1 | - | Unknown |
| Black Diamond Financial Planning, LLC CRD: 297041 | - | 0 | 1 | - | Unknown |
| Black Diamond Financial, LLC CRD: 145108 | - | 0 | 6 | - | Unknown |
| Black Diamond Financial, LLC CRD: 314622 | - | 0 | 1 | - | Unknown |
| Black Diamond Investment Group,Inc. CRD: 122917 | - | 0 | 1 | - | Unknown |
| Black Diamond Investment Partners, LLC CRD: 154640 | - | 0 | 0 | - | Unknown |
| Black Diamond Management, L.P. CRD: 163580 | - | 0 | 0 | - | Unknown |
| Black Diamond Securities LLC CRD: 151228 | - | 3 | 0 | C | INACTIVE |
| Black Diamond Securities, LLC CRD: 38418 | - | 0 | 0 | A | INACTIVE |
| Black DOG Financial Ltd. CRD: 159908 | - | 0 | 1 | - | Unknown |
| Black DOG Financial Planning LLC CRD: 307369 | - | 0 | 1 | - | Unknown |
| Black DOG Wealth, LLC CRD: 334464 | - | 0 | 1 | - | Unknown |
| Black Dome Securities Corporation CRD: 10763 | - | 0 | 0 | A | INACTIVE |
| Black Dragon Capital Investment Management, Inc CRD: 312404 | - | 0 | 1 | - | Unknown |
| Black Dragon Capital, LLC CRD: 318634 | - | 0 | 0 | - | Unknown |
| Black Druthers CRD: 174858 | - | 0 | 0 | - | Unknown |
| Black Eagle Asset Management, Ltd. CRD: 300091 | - | 0 | 0 | - | Unknown |
| Black Economic Alliance Ventures, LLC CRD: 330990 | - | 0 | 1 | - | Unknown |
| Black Edge Securities LLC CRD: 309241 | IL | 0 | 1 | A | Active |
| Black ELM Advisers, LLC CRD: 174910 | - | 0 | 2 | - | Unknown |
| Black Fern Capital CRD: 284680 | - | 0 | 0 | - | Unknown |
| Black Financial Planning, LLC CRD: 312263 | - | 0 | 1 | - | Unknown |
| Black Forest Capital Management CRD: 153173 | - | 0 | 0 | - | Unknown |
| Black Granite Capital LLC CRD: 319515 | - | 0 | 1 | - | Unknown |
| Black Harbor Financial CRD: 290015 | - | 0 | 1 | - | Unknown |
| Black Hawk Investment Management LLC CRD: 226754 | - | 0 | 0 | - | Unknown |
| Black Hill Capital Partners, LLC CRD: 118291 | - | 0 | 2 | - | Unknown |
| Black Hill Capital Partners, LLC CRD: 284778 | - | 0 | 0 | - | Unknown |
| Black Hills Capital, LLC CRD: 148719 | - | 0 | 0 | - | Unknown |
| Black Horse Wealth Management CRD: 308427 | - | 0 | 1 | - | Unknown |
| Black Impact Group, LLC CRD: 313748 | - | 0 | 1 | - | Unknown |
| Black INK Securities, Inc. CRD: 23519 | - | 0 | 0 | A | INACTIVE |
| Black Jade Capital LLC CRD: 312735 | - | 0 | 1 | - | Unknown |
| Black King Capital LLC CRD: 290103 | - | 0 | 0 | - | Unknown |
| Black Knight Alternative Investments, LLC CRD: 319681 | - | 0 | 1 | - | Unknown |
| Black Knight Ventures, Inc. CRD: 132296 | - | 3 | 0 | C | INACTIVE |
| Black Knight Wealth Management, LLC CRD: 305515 | - | 0 | 13 | - | Unknown |
| Black Label Wealth Management, LLC CRD: 132619 | - | 0 | 0 | - | Unknown |
| Black Lake Capital Corp. CRD: 147399 | - | 0 | 1 | - | Unknown |
| Black Lake Investments LLC CRD: 334605 | - | 0 | 1 | - | Unknown |
| Black Lotus Capital LLC CRD: 324766 | - | 0 | 1 | - | Unknown |
| Black Lotus Partners, LLC CRD: 332443 | - | 0 | 1 | - | Unknown |
| Black Mammoth LLC CRD: 310508 | - | 0 | 1 | - | Unknown |
| Black Maple Capital Management LP CRD: 168385 | - | 0 | 1 | - | Unknown |
| Black Marlin Capital LLC CRD: 171090 | - | 0 | 0 | - | Unknown |
| Black Mountain Investments GP, LLC CRD: 338637 | - | 0 | 1 | - | Unknown |
| Black OAK Capital Management, LLC CRD: 286481 | - | 0 | 1 | - | Unknown |