Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GCP Advisory & Co. (Cayman) Ltd. CRD: 161821 | — | 0 | 0 | A | Unknown |
| GCP Securities, Inc. CRD: 30902 | — | 0 | 0 | A | INACTIVE |
| GCP Securities, LLC CRD: 161596 | — | 0 | 0 | A | INACTIVE |
| GCVSVC1 LLC CRD: 159316 | — | 0 | 1 | A | Unknown |
| GCW Global Customised Wealth LLP CRD: 292793 | — | 0 | 0 | A | Unknown |
| GDC Equity Corp. CRD: 21615 | — | 0 | 0 | A | INACTIVE |
| GDK, Inc. CRD: 31785 | — | 0 | 0 | A | INACTIVE |
| GDM Advisory Group Ltd CRD: 106153 | — | 0 | 0 | A | Unknown |
| GDM Advisory LLC CRD: 300154 | — | 0 | 0 | A | INACTIVE |
| GDM Securities, Inc. CRD: 14133 | — | 0 | 0 | A | INACTIVE |
| Gdma, LLC CRD: 298800 | — | 0 | 0 | A | Unknown |
| GDMN Family Investments GP, LLC CRD: 285246 | — | 0 | 0 | A | Unknown |
| GDS Investments, LLC CRD: 165871 | — | 0 | 1 | A | Unknown |
| GDS Securities Inc CRD: 31359 | — | 0 | 0 | A | INACTIVE |
| GDS Wealth Management CRD: 315934 | — | 0 | 1 | A | Unknown |
| Gearhart Geld, LLC CRD: 287885 | — | 0 | 0 | A | Unknown |
| Geary & Geary CRD: 346 | — | 1 | 0 | B | INACTIVE |
| GEB Financial Services Group, LLC CRD: 121019 | — | 0 | 0 | A | INACTIVE |
| GEB Securities, Inc. CRD: 22100 | — | 0 | 0 | A | INACTIVE |
| Gebhardt Group, Inc CRD: 142903 | — | 0 | 1 | A | Unknown |
| Gebhardt, John JAY CRD: 32486 | — | 1 | 0 | B | INACTIVE |
| Geek Securities, Inc. CRD: 14834 | — | 14 | 0 | D | INACTIVE |
| Geek Ventures, LLC CRD: 318619 | — | 0 | 1 | A | Unknown |
| GEF Capital Partners CRD: 293329 | — | 0 | 1 | A | Unknown |
| GEG Advisors CRD: 337347 | — | 0 | 1 | A | Unknown |
| Gehret Investments CRD: 152782 | — | 0 | 1 | A | Unknown |
| Geiger, Reade, Inc. CRD: 13979 | — | 0 | 0 | A | INACTIVE |
| Gelband & Co., Inc. CRD: 32599 | — | 1 | 0 | B | INACTIVE |
| Gelbard, John David CRD: 32360 | — | 0 | 0 | A | INACTIVE |
| Gelber Consulting Corp. CRD: 134891 | — | 0 | 0 | A | Unknown |
| Geller & Lehmann, LLC CRD: 132310 | — | 0 | 0 | A | Unknown |
| GEM Financial Corporation CRD: 25841 | — | 0 | 0 | A | INACTIVE |
| GEM Holdings LLC CRD: 317709 | — | 0 | 0 | A | Unknown |
| GEM Investments Ltd. CRD: 41335 | — | 0 | 0 | A | INACTIVE |
| GEM Securities, LLC CRD: 171344 | — | 0 | 0 | A | INACTIVE |
| GEM-Young Wealth Advisors, LLC CRD: 171340 | — | 0 | 1 | A | Unknown |
| Gemini Capital Corp. CRD: 10395 | — | 0 | 0 | A | INACTIVE |
| Gemini Capital L.L.C. CRD: 45178 | IL | 0 | 2 | A | Active |
| Gemini Galactic Markets, LLC CRD: 304761 | NY | 0 | 2 | A | Active |
| Gemini OIL & GAS Management Limited CRD: 162968 | — | 0 | 0 | A | Unknown |
| Gemini RE, LLC CRD: 293413 | — | 0 | 0 | A | Unknown |
| Gemini Wealth CRD: 336806 | — | 0 | 1 | A | Unknown |
| Gems Management CRD: 132028 | — | 0 | 0 | A | Unknown |
| Gemsstock Guernsey IC Limited CRD: 340002 | — | 0 | 0 | A | Unknown |
| Gemsstock Ltd. CRD: 226738 | — | 0 | 0 | A | Unknown |
| GEN Invest LLC CRD: 333196 | — | 0 | 1 | A | Unknown |
| GEN Labs Limited CRD: 339103 | — | 0 | 1 | A | Unknown |
| GEN Next Wealth, Inc. CRD: 289756 | — | 0 | 1 | A | Unknown |
| GEN X Wealth Advisors CRD: 311726 | — | 0 | 0 | A | Unknown |
| GEN Y Planning CRD: 167656 | — | 0 | 2 | A | Unknown |