Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gencap PTY Ltd CRD: 336643 | — | 0 | 0 | A | Unknown |
| Gene Alexander Qualman CRD: 127531 | — | 0 | 1 | A | Unknown |
| Gene Root, CFP CRD: 122624 | — | 0 | 0 | A | Unknown |
| General Funds Corporation CRD: 1978 | — | 0 | 0 | A | INACTIVE |
| General Global Capital LLC CRD: 318454 | — | 0 | 1 | A | Unknown |
| General Origin LLC CRD: 307275 | — | 0 | 0 | A | Unknown |
| General Securities Corp CRD: 15062 | — | 12 | 0 | D | INACTIVE |
| Generation Pmca Corp. CRD: 117842 | — | 0 | 0 | A | Unknown |
| Generational Capital Markets Inc. CRD: 145869 | TX | 0 | 5 | A | Active |
| Generations Retirement Group, LLC CRD: 335069 | — | 0 | 1 | A | Unknown |
| Genesee Investments CRD: 122261 | — | 0 | 0 | A | Unknown |
| Genesis Asset Management Group, Inc. CRD: 125350 | — | 0 | 1 | A | Unknown |
| Genesis Capital CRD: 170568 | — | 0 | 0 | A | Unknown |
| Genesis Capital Group LLC CRD: 150035 | — | 0 | 5 | A | Unknown |
| Genesis Financial Group, Inc. CRD: 16387 | — | 0 | 0 | A | INACTIVE |
| Genesis Financial Group, LLC CRD: 327996 | — | 0 | 1 | A | Unknown |
| Genesis Fund GP LLC CRD: 340130 | — | 0 | 1 | A | Unknown |
| Genesis Global Trading, Inc CRD: 136962 | — | 3 | 0 | C | INACTIVE |
| Genesis Holding Group, Ltd. CRD: 30851 | — | 0 | 0 | A | INACTIVE |
| Genesis Investments CRD: 310878 | — | 0 | 1 | A | Unknown |
| Genesis Marketing Group CRD: 132388 | — | 0 | 2 | A | Unknown |
| Genesis Securities, LLC CRD: 46992 | — | 10 | 0 | D | INACTIVE |
| Genesis Wealth Management Group, LLC CRD: 159240 | — | 0 | 4 | A | Unknown |
| Geneva Capital Corp. CRD: 43747 | — | 1 | 0 | B | INACTIVE |
| Geneva Financial Group CRD: 331944 | — | 0 | 1 | A | Unknown |
| Geneva Financial Group LLC CRD: 142899 | — | 0 | 3 | A | Unknown |
| Geneva Fund Partners CRD: 150781 | — | 0 | 0 | A | Unknown |
| Geneva Partners, LLC CRD: 130768 | — | 0 | 3 | A | Unknown |
| Geneva Stock, L.L.C. CRD: 104435 | IL | 4 | 2 | B | Active |
| Geneva, L.L.C. CRD: 41996 | — | 0 | 0 | A | INACTIVE |
| Genfi LLC CRD: 156464 | — | 0 | 1 | A | Unknown |
| Genie AI LLC CRD: 322663 | — | 0 | 0 | A | Unknown |
| Genius Ventures CRD: 337376 | — | 0 | 1 | A | Unknown |
| Genoa Ventures, LLC CRD: 300617 | — | 0 | 1 | A | Unknown |
| Genstar Capital CRD: 156932 | — | 0 | 1 | A | Unknown |
| Gentco Trading Group LP CRD: 168655 | — | 0 | 0 | A | INACTIVE |
| Gentco Trading Group, L.P. CRD: 159480 | — | 0 | 0 | A | INACTIVE |
| Gentrust CRD: 158369 | — | 0 | 14 | A | Unknown |
| Gentry Financial CRD: 331696 | — | 0 | 1 | A | Unknown |
| Genui GMBH CRD: 305605 | — | 0 | 0 | A | Unknown |
| GEO Capital CRD: 322902 | — | 0 | 0 | A | Unknown |
| GEO Securities Corp. CRD: 10366 | — | 0 | 0 | A | INACTIVE |
| GEO Securities, Inc. CRD: 44830 | — | 5 | 0 | C | INACTIVE |
| GEO. E Snyder & Co CRD: 35096 | — | 0 | 0 | A | INACTIVE |
| Geocapital LLC CRD: 110827 | — | 0 | 0 | A | Unknown |
| Geocom Management, LLC CRD: 285910 | — | 0 | 0 | A | Unknown |
| Geoffrey Scott Gummersall CRD: 127184 | — | 0 | 0 | A | INACTIVE |
| Geoffry H. Oshman, CFP CRD: 114278 | — | 0 | 2 | A | Unknown |
| Geofin Inc. CRD: 104459 | — | 0 | 0 | A | INACTIVE |
| Geomatrix CRD: 290058 | — | 0 | 0 | A | Unknown |