Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blackbox Capital Management LLC CRD: 312791 | - | 0 | 1 | - | Unknown |
| Blackbox Group LLC CRD: 300956 | - | 0 | 1 | - | Unknown |
| Blackburn & Company, Inc. CRD: 6548 | - | 0 | 0 | A | INACTIVE |
| Blackburn Financial CRD: 159312 | - | 0 | 1 | - | Unknown |
| Blackburn Financial Group CRD: 169177 | - | 0 | 0 | - | Unknown |
| Blackchain Capital Management LLC CRD: 290175 | - | 0 | 0 | - | Unknown |
| Blackcrane Capital CRD: 165017 | - | 0 | 0 | - | Unknown |
| Blackcrown CRD: 298140 | - | 0 | 1 | - | Unknown |
| Blackdiamond Wealth Management, LLC CRD: 291459 | - | 0 | 2 | - | Unknown |
| Blackdirt Capital Management, LLC CRD: 286293 | - | 0 | 0 | - | Unknown |
| Blackeagle Partners, LLC CRD: 162532 | - | 0 | 0 | - | Unknown |
| Blackfield Capital Management LLC CRD: 331774 | - | 0 | 3 | - | Unknown |
| Blackfin Capital Partners SAS CRD: 305916 | - | 0 | 0 | - | Unknown |
| Blackfin Capital, LLC CRD: 171220 | - | 0 | 0 | - | Unknown |
| Blackford Capital CRD: 298823 | - | 0 | 0 | - | Unknown |
| Blackford Capital Associates II, Inc. CRD: 202513 | - | 0 | 0 | - | Unknown |
| Blackford Securities Corp. CRD: 20954 | - | 3 | 0 | C | INACTIVE |
| Blackfriars Asset Management Limited CRD: 149711 | - | 0 | 0 | - | Unknown |
| Blackgem Advisors, LLC CRD: 309683 | - | 0 | 0 | - | Unknown |
| Blackglade LLC CRD: 324757 | - | 0 | 1 | - | Unknown |
| Blackgold Capital Management LP CRD: 139804 | - | 0 | 1 | - | Unknown |
| Blackgold Securities, Inc. CRD: 14096 | - | 0 | 0 | A | INACTIVE |
| Blackhaw Wealth Management, LLC CRD: 149953 | - | 0 | 0 | - | Unknown |
| Blackhawk Capital Partners, LLC CRD: 158020 | - | 0 | 6 | - | Unknown |
| Blackhawk Financial Advisors CRD: 324019 | - | 0 | 1 | - | Unknown |
| Blackhawk Wealth Advisors CRD: 132251 | - | 0 | 1 | - | Unknown |
| Blackhawk Wealth Advisory, LLC CRD: 298673 | - | 0 | 0 | - | Unknown |
| Blackheath Corporation CRD: 34705 | - | 0 | 0 | A | INACTIVE |
| Blackhill Advisors LP CRD: 116423 | - | 0 | 0 | A | INACTIVE |
| Blackhill Capital, Inc CRD: 105208 | - | 0 | 1 | - | Unknown |
| Blackhorn Partners CRD: 342294 | - | 0 | 1 | - | Unknown |
| Blackhorn Ventures Management II, LLC CRD: 325836 | - | 0 | 1 | - | Unknown |
| Blackhorn Ventures Management, LLC CRD: 297981 | - | 0 | 1 | - | Unknown |
| Blackhorse Asset Management PTE. Ltd. CRD: 169999 | - | 0 | 0 | - | Unknown |
| Blacklake Securities Corporation CRD: 104128 | - | 2 | 0 | B | INACTIVE |
| Blacklines Financial CRD: 323340 | - | 0 | 1 | - | Unknown |
| Blackmoor Investment Partners Limited CRD: 295647 | - | 0 | 0 | - | Unknown |
| Blackmore & Co. Inc. CRD: 18049 | - | 0 | 0 | A | INACTIVE |
| Blackmore Capital LLC CRD: 292749 | - | 0 | 0 | - | Unknown |
| Blackmore Financial Solutions CRD: 194516 | - | 0 | 1 | - | Unknown |
| Blackoak Advisors LLC CRD: 315180 | - | 0 | 0 | - | Unknown |
| Blackoak Advisors LLC CRD: 338349 | - | 0 | 2 | - | Unknown |
| Blackpier Capital, LLC CRD: 299955 | - | 0 | 0 | - | Unknown |
| Blackpoint Capital Partners CRD: 325630 | - | 0 | 0 | - | Unknown |
| Blackpoynt Inc. CRD: 301223 | - | 0 | 0 | - | Unknown |
| Blackridge Asset Management, LLC CRD: 277085 | - | 0 | 70 | - | Unknown |
| Blackridge Investment Management LLC CRD: 331743 | - | 0 | 0 | - | Unknown |
| Blackrock (Singapore) Limited CRD: 164594 | - | 0 | 0 | - | Unknown |
| Blackrock Advisors, LLC CRD: 106614 | - | 0 | 1 | - | Unknown |
| Blackrock Alternatives Management, LLC CRD: 288041 | - | 0 | 1 | - | Unknown |