Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| George E. Buisson B/D Inc. CRD: 16047 | — | 0 | 0 | A | INACTIVE |
| George E. Dullnig & Co. CRD: 1690 | — | 5 | 0 | C | INACTIVE |
| George Francis Kemble CRD: 2416 | — | 0 | 0 | A | INACTIVE |
| George J. Appel CRD: 121081 | — | 0 | 1 | A | Unknown |
| George K. Baum & Company CRD: 36354 | — | 3 | 0 | C | INACTIVE |
| George M Parker CRD: 144867 | — | 0 | 0 | A | Unknown |
| George Papadopoulos, CPA/PFS,CFP CRD: 121985 | — | 0 | 2 | A | Unknown |
| Georgia Advisory Group LLC CRD: 306815 | — | 0 | 1 | A | Unknown |
| Georgian Partners Growth L.P. CRD: 283132 | — | 0 | 0 | A | Unknown |
| Geotech Securities, Corp. CRD: 19171 | — | 0 | 0 | A | INACTIVE |
| Gerald Financial Corp. CRD: 22533 | — | 0 | 0 | A | INACTIVE |
| Gerald L. Delon, PHD CRD: 126137 | — | 0 | 2 | A | Unknown |
| Gerald Michael Materne CRD: 154298 | — | 0 | 0 | A | Unknown |
| Gerald O. Summers, LLC CRD: 145620 | — | 0 | 0 | A | Unknown |
| Gerard a. Siciliano Corp. CRD: 38703 | — | 0 | 0 | A | INACTIVE |
| Gerard J. Cullen, SP CRD: 127034 | — | 0 | 0 | A | INACTIVE |
| Gerard K. Moore, LLC CRD: 147226 | — | 0 | 0 | A | Unknown |
| Gerber Wealth, LLC CRD: 298164 | — | 0 | 1 | A | Unknown |
| Gerber, Kelly & Co. L.L.C. CRD: 126675 | — | 0 | 0 | A | INACTIVE |
| Gerber, LLC CRD: 120039 | — | 0 | 2 | A | Unknown |
| Gerber, Stuart B. CRD: 120461 | — | 0 | 0 | A | Unknown |
| German Wealth CRD: 172493 | — | 0 | 1 | A | Unknown |
| Germano Municipals Corp. CRD: 24960 | — | 1 | 0 | B | INACTIVE |
| Geronimo LLC CRD: 111357 | — | 1 | 0 | B | INACTIVE |
| Gerson, Horowitz, Green Securities Corp. CRD: 2233 | — | 0 | 0 | A | INACTIVE |
| Gerstemeier Financial Group,LLC CRD: 127052 | — | 0 | 3 | A | Unknown |
| Gerwin Group, Inc. CRD: 23199 | — | 4 | 0 | C | INACTIVE |
| Geshem Partners CRD: 323499 | — | 0 | 1 | A | Unknown |
| GET Financially FIT & Equestrian Financial CRD: 168525 | — | 0 | 0 | A | Unknown |
| Getek, Richard J CRD: 139031 | — | 0 | 0 | A | Unknown |
| Gettins Financial Group, Inc. CRD: 10860 | — | 0 | 0 | A | INACTIVE |
| GEX LLC CRD: 338794 | — | 0 | 1 | A | Unknown |
| GFA Securities, LLC CRD: 128568 | — | 0 | 0 | A | INACTIVE |
| GFCM Securities, LLC CRD: 120672 | — | 0 | 0 | A | INACTIVE |
| GFG Capital CRD: 128059 | — | 0 | 1 | A | Unknown |
| GFG Securities, LLC CRD: 132602 | FL | 0 | 2 | A | Active |
| GFG Solutions CRD: 328988 | — | 0 | 2 | A | Unknown |
| GFG Solutions CRD: 331977 | — | 0 | 2 | A | Unknown |
| GFI Investment Counsel CRD: 332720 | — | 0 | 0 | A | Unknown |
| GFI Securities LLC CRD: 19982 | NY | 30 | 11 | C | Active |
| GFM Group Limited CRD: 282197 | — | 0 | 0 | A | Unknown |
| GFM Securities LLC CRD: 166315 | — | 0 | 0 | A | INACTIVE |
| GFO Advisory Services, LLC CRD: 109278 | — | 0 | 1 | A | Unknown |
| GFP Private Wealth CRD: 110031 | — | 0 | 19 | A | Unknown |
| GFP Wealth Management CRD: 133566 | — | 0 | 1 | A | Unknown |
| GFQ Capital LP CRD: 297394 | — | 0 | 0 | A | Unknown |
| GFS Private Wealth CRD: 164467 | — | 0 | 0 | A | Unknown |
| GFT Ventures CRD: 314508 | — | 0 | 1 | A | Unknown |
| GFVP Management CRD: 316662 | — | 0 | 1 | A | Unknown |
| GG Capital CRD: 316568 | — | 0 | 0 | A | Unknown |