Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Blackrock Asset Management Canada Limited
CRD: 162262
 - 0 0 - Unknown
Blackrock Asset Management North Asia Limited
CRD: 165482
 - 0 0 - Unknown
Blackrock Asset Management Schweiz AG
CRD: 161987
 - 0 0 - Unknown
Blackrock Capital Investment Advisors, LLC
CRD: 290336
 - 0 1 - Unknown
Blackrock Capital Management, Inc.
CRD: 108069
 - 0 1 - Unknown
Blackrock Capital Markets, LLC
CRD: 146514
 - 0 0 A INACTIVE
Blackrock Distributors, Inc
CRD: 39636
 - 1 0 B INACTIVE
Blackrock Execution Services
CRD: 39438
 NY 0 6 A Active
Blackrock Financial Management, Inc
CRD: 107105
 - 0 27 - Unknown
Blackrock Fund Advisors
CRD: 105247
 - 0 7 - Unknown
Blackrock Fund Distribution Company
CRD: 146183
 - 0 0 A INACTIVE
Blackrock International Limited
CRD: 106843
 - 0 0 - Unknown
Blackrock Investment Management (UK) Limited
CRD: 162379
 - 0 0 - Unknown
Blackrock Investment Management, LLC
CRD: 108928
 - 0 418 - Unknown
Blackrock Investments, LLC
CRD: 38642
 NY 2 17 C Active
Blackrock Realty Advisors Inc
CRD: 109457
 - 0 1 - Unknown
Blacksand Capital Management I, LLC
CRD: 163136
 - 0 1 - Unknown
Blacksand Capital, LLC
CRD: 291612
 - 0 1 - Unknown
Blackshark Capital LLC
CRD: 167063
 - 0 0 - Unknown
Blacksheep Advisor
CRD: 310123
 - 0 0 - Unknown
Blacksheep Fund Management Ltd.
CRD: 300648
 - 0 0 - Unknown
Blacksky Investments
CRD: 171394
 - 0 0 - Unknown
Blacksmith Advisors LLC
CRD: 160060
 - 0 2 - Unknown
Blackstart Capital LP
CRD: 282703
 - 0 0 - Unknown
Blackstock & Co., Inc.
CRD: 8469
 - 0 0 A INACTIVE
Blackstock & Landstreet, Inc.
CRD: 14227
 - 0 0 A INACTIVE
Blackston Financial Advisory Group, LLC
CRD: 291380
 - 0 1 - Unknown
Blackstone Alternative Asset Management L.P.
CRD: 107580
 - 0 1 - Unknown
Blackstone Alternative Credit Advisors LP
CRD: 137519
 - 0 1 - Unknown
Blackstone Alternative Investment Advisors LLC
CRD: 165782
 - 0 1 - Unknown
Blackstone Alternative Solutions L.L.C.
CRD: 158784
 - 0 1 - Unknown
Blackstone Asset Based Finance Advisors LP
CRD: 120934
 - 0 1 - Unknown
Blackstone Clean Technology Advisors L.L.C.
CRD: 148943
 - 0 0 - Unknown
Blackstone CLO Management LLC
CRD: 304307
 - 0 1 - Unknown
Blackstone Communications Advisors I LLC
CRD: 109106
 - 0 0 - Unknown
Blackstone Core Equity Advisors L.L.C.
CRD: 175228
 - 0 0 - Unknown
Blackstone Credit BDC Advisors LLC
CRD: 296294
 - 0 1 - Unknown
Blackstone Credit Systematic Strategies LLC
CRD: 134018
 - 0 1 - Unknown
Blackstone Energy Corporation
CRD: 14098
 - 0 0 A INACTIVE
Blackstone Europe Fund Management S.A.R.L.
CRD: 290012
 - 0 0 - Unknown
Blackstone Growth Advisors L.L.C.
CRD: 305708
 - 0 1 - Unknown
Blackstone Infrastructure Advisors L.L.C.
CRD: 289751
 - 0 1 - Unknown
Blackstone Ireland Fund Management Limited
CRD: 292144
 - 0 0 - Unknown
Blackstone Ireland Limited
CRD: 292121
 - 0 0 - Unknown
Blackstone ISG-I Advisors L.L.C.
CRD: 289202
 - 0 1 - Unknown
Blackstone ISG-II Advisors L.L.C.
CRD: 289550
 - 0 1 - Unknown
Blackstone Life Sciences Advisors L.L.C.
CRD: 304477
 - 0 1 - Unknown
Blackstone Liquid Credit Advisors I LLC
CRD: 152294
 - 0 1 - Unknown
Blackstone Liquid Credit Strategies LLC
CRD: 144537
 - 0 1 - Unknown
Blackstone Management Partners IV L.L.C.
CRD: 114716
 - 0 0 - Unknown
Page 186 of 1601 (80,028 total)
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