CRD #38642 · FINRA BrokerCheck + SEC IAPD

Blackrock Investments, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Blackrock Investments, LLC ranks #2,599 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #208 of 868 on the same disclosure sort used on the state browse page. Blackrock Investments, LLC carries 2 BrokerCheck disclosures across 17 branch offices - light load for a regional firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
17
branch offices
2
disclosures
#2,599 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 38642 Blackrock Investments, LLC

Blackrock Investments, LLC · Grade C · 2 disc · 0.12/office · Regional firm

  • CRD 38642
  • GRADE C
  • DISC 2
  • REG 1
  • ARB 1
  • CIV 0
  • BRANCH 17
  • PER-OFF 0.12
  • RANK #2,599 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: John Hancock Investment Management Distributors LLC (0.13 disc/office)

John Hancock Investment…0.13Wilmington Capital Secu…0.13Cabin Securities, Inc.0.10Blackrock Investmen… (this)0.12
Disclosures per office among regional firm peers (lower is cleaner)

Blackrock Investments, LLC ranks #2,599 of 20,055 by disclosure count among graded broker-dealers; light load at 0.12 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

17 offices

FINRA: Large firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

1 action

50% of all disclosures

Disclosures per office

0.12 per office

2 ÷ 17 offices

Blackrock Investments, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 85% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 1
Civil Events 0
Total 2

Counts for Blackrock Investments, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 1 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY
CRD Number
38642

Lower disclosures per office

Blackrock Investments, LLC in the heavier-disclosure third

Blackrock Investments, LLC carries 2 BrokerCheck disclosures across 17 branch offices - a heavier-third raw book among graded firms (#2,599 of 20,055). Mix is 1 regulatory, 1 arbitration, and 0 civil (50% regulator share).

Blackrock Investments, LLC runs 0.12 disclosures per branch office (cleaner than 85% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Blackrock Investments, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 0.23× state average

Blackrock Investments, LLC sits below the New York disclosure average

Blackrock Investments, LLC reports 2 BrokerCheck disclosures, 0.23× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Blackrock Investments, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Blackrock Investments, LLC ranks #2,599 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #208 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Blackrock Investments, LLC?
A grade of C reflects Blackrock Investments, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 2 total disclosures across 17 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Blackrock Investments, LLC have?
Blackrock Investments, LLC has 2 total FINRA disclosures, including 1 regulatory event, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Blackrock Investments, LLC?
Blackrock Investments, LLC operates 17 branch offices and is classified by FINRA as a large firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Blackrock Investments, LLC's disciplinary record?
You can verify Blackrock Investments, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 38642. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Blackrock Investments, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Blackrock Investments, LLC carries 2 disclosures across 17 branch offices (about 0.12 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Blackrock Investments, LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.