Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
GG Securities Corp.
CRD: 138993
0 0 A INACTIVE
Ggcfo Advisors
CRD: 170018
0 2 A Unknown
Gget, LLC.
CRD: 107899
0 0 A INACTIVE
GGM Financial LLC
CRD: 327008
0 2 A Unknown
GGM Wealth Advisors
CRD: 111509
0 0 A Unknown
GGP Management, L.P.
CRD: 310340
0 1 A Unknown
GGV Capital LLC
CRD: 288013
0 0 A Unknown
GH Traders LLC
CRD: 36665
2 0 B INACTIVE
GHA, L.L.C.
CRD: 41581
0 0 A INACTIVE
GHCM UK, Ltd.
CRD: 283987
0 0 A Unknown
GHI,Inc
CRD: 169333
0 0 A Unknown
GHM, Inc.
CRD: 33294
0 0 A INACTIVE
GHP Securities LLC
CRD: 336336
NY 0 1 A Active
GHS Trading LLC
CRD: 158195
0 0 A INACTIVE
GHVP Manco, LLC
CRD: 339805
0 0 A Unknown
GI Brokerage, Inc.
CRD: 120722
0 0 A INACTIVE
GI Partners
CRD: 161573
0 1 A Unknown
GI Partners UK Limited
CRD: 161574
0 0 A Unknown
GIA Partners, LLC.
CRD: 151207
0 1 A Unknown
Gianotti Wealth Advisory
CRD: 335264
0 1 A Unknown
Giant Ventures Global LLP
CRD: 317287
0 0 A Unknown
Gibbons, Green, Ltd.
CRD: 11161
0 0 A INACTIVE
Gibson Investments, Ltd
CRD: 31130
0 0 A INACTIVE
Gibson Securities
CRD: 6489
0 0 A INACTIVE
Gigafund
CRD: 289807
0 1 A Unknown
Gilbert Capital Group
CRD: 117268
0 2 A Unknown
Gilbert Wealth
CRD: 317073
0 1 A Unknown
Gilder Gagnon Howe & Co. LLC
CRD: 2002
NY 5 9 B Active
Gilder Partners for Growth, LLC
CRD: 306620
0 2 A Unknown
Giles Partners, L.P.
CRD: 30082
0 0 A INACTIVE
Gilford Financial Corp.
CRD: 126593
0 0 A Unknown
Gilgal Global Capital Advisors, LP
CRD: 287924
0 0 A Unknown
Gill Trading, LLC
CRD: 35598
0 0 A INACTIVE
Gillson Capital
CRD: 284079
0 1 A Unknown
Gilt-Edged Equities, LLC
CRD: 115735
1 0 B INACTIVE
Ginger Brokaw Corp.
CRD: 37015
0 0 A INACTIVE
Ginjer
CRD: 174097
0 0 A Unknown
Ginkgo Global Limited
CRD: 286631
0 0 A Unknown
Ginsberg & Garipoli Securities Corp.
CRD: 18973
5 0 C INACTIVE
Gintel & Co., LLC
CRD: 356
6 0 D INACTIVE
Gintelco, Inc.
CRD: 16426
0 0 A INACTIVE
GIO Government Bond Strategies
CRD: 144345
0 0 A Unknown
Giovine Capital Group LLC
CRD: 138980
0 0 A Unknown
GIR LLC
CRD: 169213
0 0 A Unknown
Gira & Gira Investment Advisors LLC
CRD: 167813
0 1 A Unknown
Giraffe Invest
CRD: 316441
0 0 A Unknown
Girard Partners Ltd.
CRD: 39163
0 47 A INACTIVE
Girard Private Investment Group, LLC
CRD: 226683
0 0 A Unknown
Girtler, Vernon Kevin
CRD: 31525
0 0 A INACTIVE
GIT Securities LLC
CRD: 114723
0 0 A INACTIVE
Page 187 of 544 (27,152 total)