Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Blackstone Management Partners L.L.C.
CRD: 136979
 - 0 1 - Unknown
Blackstone Mezzanine Advisors LP
CRD: 109099
 - 0 0 - Unknown
Blackstone Multi-Asset Advisors L.L.C.
CRD: 171640
 - 0 1 - Unknown
Blackstone NWI Asset Management L.L.C.
CRD: 172233
 - 0 0 - Unknown
Blackstone Private Credit Strategies LLC
CRD: 327208
 - 0 1 - Unknown
Blackstone Private Investments Advisors L.L.C.
CRD: 317860
 - 0 1 - Unknown
Blackstone Property Advisors L.P.
CRD: 226598
 - 0 1 - Unknown
Blackstone Real Estate Advisors Europe L.P.
CRD: 135952
 - 0 1 - Unknown
Blackstone Real Estate Advisors International L.L.…
CRD: 111871
 - 0 0 - Unknown
Blackstone Real Estate Advisors IV L.L.C.
CRD: 120936
 - 0 0 - Unknown
Blackstone Real Estate Advisors L.P.
CRD: 142979
 - 0 1 - Unknown
Blackstone Real Estate Advisors V L.P.
CRD: 138208
 - 0 1 - Unknown
Blackstone Real Estate Income Advisors L.L.C.
CRD: 170801
 - 0 0 - Unknown
Blackstone Real Estate Special Situations Advisors…
CRD: 146043
 - 0 1 - Unknown
Blackstone Securities Partners L.P.
CRD: 17917
 NY 0 20 A Active
Blackstone Senfina Advisors L.L.C.
CRD: 172235
 - 0 0 - Unknown
Blackstone Strategic Alliance Advisors L.L.C.
CRD: 142922
 - 0 1 - Unknown
Blackstone Strategic Capital Advisors, L.L.C.
CRD: 165796
 - 0 1 - Unknown
Blackstone Tactical Opportunities Advisors L.L.C.
CRD: 160157
 - 0 1 - Unknown
Blackstone Treasury Solutions Advisors L.L.C.
CRD: 167263
 - 0 0 - Unknown
Blackstone Wealth Management
CRD: 160794
 - 0 0 - Unknown
Blackstreet Capital Advisors, II, LLC
CRD: 149006
 - 0 0 - Unknown
Blackstreet Capital Advisors, LLC
CRD: 135948
 - 0 0 - Unknown
Blackstreet Capital Management, LLC
CRD: 135949
 - 0 0 - Unknown
Blackstreet Capital Management, LLC
CRD: 307710
 - 0 0 - Unknown
Blacksummit Financial Group, Inc.
CRD: 153886
 - 0 1 - Unknown
Blacksun
CRD: 333455
 - 0 0 - Unknown
Blackthorn Asset Management LLC
CRD: 149442
 - 0 1 - Unknown
Blackthorn Investment Group, LLC
CRD: 115411
 - 0 0 - Unknown
Blacktower Financial Management (US) LLC
CRD: 289142
 - 0 6 - Unknown
Blackvault Investments LP
CRD: 283175
 - 0 0 - Unknown
Blackvest Capital, LLC
CRD: 311886
 - 0 0 - Unknown
Blackwall Partners LLC
CRD: 156193
 - 0 1 - Unknown
Blackwatch Brokerage Inc.
CRD: 47954
 - 0 0 A INACTIVE
Blackwatch Financial Group, LLC
CRD: 327684
 - 0 2 - Unknown
Blackwatch Financial Services, LLC
CRD: 325534
 - 0 0 - Unknown
Blackwater Advisory Group LLC
CRD: 282529
 - 0 0 - Unknown
Blackwater Capital Group LLC
CRD: 331886
 - 0 0 - Unknown
Blackwater Financial
CRD: 331580
 - 0 1 - Unknown
Blackwell Donaldson & Company
CRD: 7981
 - 8 0 D INACTIVE
Blackwell Securities, Inc.
CRD: 10688
 - 0 0 A INACTIVE
Blackwells Capital ETF Adviser LLC
CRD: 321085
 - 0 0 - Unknown
Blackwood Healthcare Breakthroughs, LLC
CRD: 330214
 - 0 1 - Unknown
Blackwood Investment Group, LLC
CRD: 139859
 - 0 2 - Unknown
Blackwood Securities, LLC
CRD: 44669
 - 4 0 C INACTIVE
Blackworks Capital Management
CRD: 335127
 - 0 1 - Unknown
Blade Financial
CRD: 332078
 - 0 2 - Unknown
Bladex Securities, L.L.C.
CRD: 106485
 - 0 0 A INACTIVE
Blaine Capital, LLC
CRD: 282864
 - 0 1 - Unknown
Blaine, Andrews & Co., Inc.
CRD: 14529
 - 0 0 A INACTIVE
Page 187 of 1601 (80,028 total)
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