Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blaine-Updike, Inc. CRD: 15681 | - | 0 | 0 | A | INACTIVE |
| Blair Capital Management CRD: 323660 | - | 0 | 1 | - | Unknown |
| Blair Hall Advisors, LLC CRD: 170114 | - | 0 | 4 | - | Unknown |
| Blair House, Inc. CRD: 17077 | - | 0 | 0 | A | INACTIVE |
| Blair Investments LLC CRD: 144539 | - | 0 | 1 | - | Unknown |
| Blair Wealth Management, Inc. CRD: 159958 | - | 0 | 0 | - | Unknown |
| Blair, Remeika & Company CRD: 13744 | - | 0 | 0 | A | INACTIVE |
| Blair/Manfredonia Limited Partnership CRD: 26417 | - | 0 | 0 | A | INACTIVE |
| Blake Barnett Investments Inc. CRD: 40656 | - | 1 | 0 | B | INACTIVE |
| Blake Financial Counsel, LLC CRD: 305157 | - | 0 | 3 | - | Unknown |
| Blake Schutter Theil Wealth Advisors, LLC CRD: 292661 | - | 0 | 1 | - | Unknown |
| Blake Street Securities LLC CRD: 44905 | - | 1 | 0 | B | INACTIVE |
| Blake Wealth Strategies CRD: 306809 | - | 0 | 1 | - | Unknown |
| Blake, Thomas Jeffrey CRD: 41819 | - | 0 | 0 | A | INACTIVE |
| Blakely Financial Services CRD: 173058 | - | 0 | 0 | - | Unknown |
| Blakely Harbor Advisors, LLC CRD: 152249 | - | 0 | 1 | - | Unknown |
| Blakely Walters Wealth Management CRD: 324410 | - | 0 | 5 | - | Unknown |
| Blakeney Management CRD: 160233 | - | 0 | 0 | - | Unknown |
| Blakeslee & Blakeslee Financial Advisers Inc. CRD: 287683 | - | 0 | 7 | - | Unknown |
| Blakeslee and Blakeslee Inc. CRD: 8149 | CA | 0 | 7 | A | Active |
| Blake|Cooper Financial Strategies CRD: 269896 | - | 0 | 1 | - | Unknown |
| Blalack & Company CRD: 31229 | - | 0 | 0 | A | INACTIVE |
| Blalack-Loop, Incorporated CRD: 4207 | - | 0 | 0 | A | INACTIVE |
| Blalock Williams, LLC CRD: 325465 | - | 0 | 2 | - | Unknown |
| Blameuser Asset Management CRD: 137149 | - | 0 | 1 | - | Unknown |
| Blan Inc. CRD: 286649 | - | 0 | 0 | - | Unknown |
| Blanchard Wealth Partners CRD: 298993 | - | 0 | 0 | - | Unknown |
| Blanche Park Capital CRD: 338172 | - | 0 | 1 | - | Unknown |
| Bland Garvey Wealth Advisors, LLC CRD: 140066 | - | 0 | 3 | - | Unknown |
| Blandford Wealth Management, LLC CRD: 168925 | - | 0 | 0 | - | Unknown |
| Blank Capital CRD: 330354 | - | 0 | 0 | - | Unknown |
| Blank Equity Management LLC CRD: 153570 | - | 0 | 1 | - | Unknown |
| Blank Ventures CRD: 315092 | - | 0 | 1 | - | Unknown |
| Blank, Conger & Sena, Incorporated CRD: 8473 | - | 0 | 0 | A | INACTIVE |
| Blanken Management Corp CRD: 226546 | - | 0 | 1 | - | Unknown |
| Blankenship Financial Planning, Ltd. CRD: 125651 | - | 0 | 2 | - | Unknown |
| Blankinship & Foster, LLC CRD: 104795 | - | 0 | 1 | - | Unknown |
| Blantyre Capital CRD: 289396 | - | 0 | 0 | - | Unknown |
| Blantyre Capital II Limited CRD: 341712 | - | 0 | 0 | - | Unknown |
| Blantyre Capital US LLC CRD: 336308 | - | 0 | 1 | - | Unknown |
| Blarron Group, Inc. CRD: 10784 | - | 0 | 0 | A | INACTIVE |
| Blasanne, Inc. CRD: 16647 | - | 0 | 0 | A | INACTIVE |
| Blasdel & Company, Inc. CRD: 10427 | - | 0 | 0 | A | INACTIVE |
| Blasdell & Co. CRD: 120400 | - | 0 | 0 | - | Unknown |
| Blasen Capital Markets Group, LLC CRD: 339182 | - | 0 | 1 | - | Unknown |
| Blau Capital Ltd. CRD: 158295 | - | 0 | 0 | - | Unknown |
| Blauvelt Capital Advisors LLC CRD: 163466 | - | 0 | 1 | - | Unknown |
| Blaylock & Company, Inc. CRD: 35669 | - | 3 | 0 | C | INACTIVE |
| Blaylock VAN, LLC CRD: 145317 | NY | 2 | 6 | B | Active |
| Blazer Asset Management, LLC CRD: 175504 | - | 0 | 0 | - | Unknown |