Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Giuliani Capital Advisors LLC CRD: 111140 | — | 0 | 0 | A | INACTIVE |
| GJG Capital, LLC CRD: 148422 | — | 0 | 0 | A | Unknown |
| GJL Securities, Inc. CRD: 35584 | — | 1 | 0 | B | INACTIVE |
| GK Capital Partners CRD: 150604 | — | 0 | 1 | A | Unknown |
| GK Private Wealth Partners LLC CRD: 326647 | — | 0 | 1 | A | Unknown |
| GKB Partners LLC CRD: 298149 | — | 0 | 1 | A | Unknown |
| GKB, Inc. CRD: 350 | — | 0 | 0 | A | INACTIVE |
| Gkfo, LLC CRD: 151138 | — | 0 | 1 | A | Unknown |
| GKN Securities Corp. CRD: 19415 | — | 33 | 0 | F | INACTIVE |
| GKP, Inc. CRD: 17119 | — | 0 | 0 | A | INACTIVE |
| GL Capital Partners CRD: 160548 | — | 0 | 0 | A | Unknown |
| GL Trust, Inc. CRD: 312012 | — | 0 | 1 | A | Unknown |
| Glacier CRD: 336394 | — | 0 | 1 | A | Unknown |
| Glacierwealth CRD: 116372 | — | 0 | 1 | A | Unknown |
| Glacis Investments LLC CRD: 123848 | — | 0 | 0 | A | INACTIVE |
| Glading Group, LLC CRD: 140480 | — | 0 | 0 | A | Unknown |
| Glads L.L.C. CRD: 104404 | — | 0 | 0 | A | INACTIVE |
| Gladstone Management CRD: 167646 | — | 0 | 0 | A | Unknown |
| Glanz, Keith Dudley CRD: 31874 | — | 0 | 0 | A | INACTIVE |
| Glasfunds, LLC CRD: 150884 | — | 0 | 1 | A | Unknown |
| Glasgow Partners, LLC CRD: 139607 | — | 0 | 1 | A | Unknown |
| Glass, Michael JAY CRD: 34406 | — | 0 | 0 | A | INACTIVE |
| Glatt and Associates, LLC CRD: 119628 | — | 0 | 1 | A | Unknown |
| Glattly, Mark Joseph CRD: 31784 | — | 0 | 0 | A | INACTIVE |
| GLB Trading, Inc CRD: 125363 | — | 3 | 0 | C | INACTIVE |
| GLC Securities Corp. CRD: 38337 | — | 0 | 0 | A | INACTIVE |
| GLC Securities, LLC CRD: 153581 | NY | 0 | 5 | A | Active |
| Glean Management LP CRD: 301898 | — | 0 | 0 | A | Unknown |
| Glen John Koepenick, JR. CRD: 8491 | — | 0 | 0 | A | INACTIVE |
| Glen Mills Group CRD: 126152 | — | 0 | 0 | A | Unknown |
| Glen Nelson Inc CRD: 32608 | — | 0 | 0 | A | INACTIVE |
| Glenbrooke LLC CRD: 152165 | — | 0 | 0 | A | Unknown |
| Glencoe Limited, L.L.C. CRD: 158215 | — | 0 | 0 | A | Unknown |
| Glenhaven Partners CRD: 13112 | — | 0 | 0 | A | INACTIVE |
| Glenn N. Roquevert, Inc. CRD: 173680 | — | 0 | 0 | A | Unknown |
| Glenrock Inc. CRD: 159505 | — | 0 | 0 | A | Unknown |
| Glenview Financial Group LLC CRD: 141448 | — | 0 | 5 | A | Unknown |
| Glenview Wealth LLC CRD: 328073 | — | 0 | 2 | A | Unknown |
| Glenwood Investment Group, LLC CRD: 132950 | — | 0 | 1 | A | Unknown |
| GLG LLC CRD: 138802 | — | 0 | 1 | A | Unknown |
| GLG Partners LP CRD: 163016 | — | 0 | 0 | A | Unknown |
| Glickenhaus & Co. CRD: 2016 | — | 8 | 0 | D | INACTIVE |
| Glide Capital CRD: 288592 | — | 0 | 1 | A | Unknown |
| Gliksman Securities Corp. CRD: 8225 | — | 0 | 0 | A | INACTIVE |
| GLL Investors CRD: 161830 | — | 0 | 1 | A | Unknown |
| Global 1 Group Incorporated CRD: 308655 | — | 0 | 0 | A | Unknown |
| Global Advisory Partners, LLC CRD: 317228 | — | 0 | 1 | A | Unknown |
| Global Arena Capital Corp CRD: 16871 | — | 5 | 0 | C | INACTIVE |
| Global Asset Management Group CRD: 150904 | — | 0 | 0 | A | Unknown |
| Global Assets Advisory, LLC CRD: 300460 | — | 0 | 26 | A | Unknown |