Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Global Capital Group CRD: 289896 | — | 0 | 0 | A | Unknown |
| Global Capital Partners, L.P. CRD: 124056 | — | 0 | 0 | A | Unknown |
| Global Digital Markets CRD: 298720 | CA | 0 | 1 | A | Active |
| Global Emerging Capital Group, LLC CRD: 130120 | — | 7 | 0 | D | INACTIVE |
| Global Equities Group Inc CRD: 34039 | — | 0 | 0 | A | INACTIVE |
| Global Evolution USA, LLC CRD: 161677 | — | 0 | 1 | A | Unknown |
| Global Financial Group, Inc. CRD: 23958 | — | 8 | 0 | D | INACTIVE |
| Global Financial Planning Group, LLC CRD: 114803 | — | 0 | 1 | A | Unknown |
| Global Freedom Financial LLC CRD: 316257 | — | 0 | 1 | A | Unknown |
| Global Futures & Forex, Ltd. CRD: 129418 | — | 1 | 0 | B | INACTIVE |
| Global Growth Financial LLC CRD: 109043 | — | 0 | 0 | A | INACTIVE |
| Global Guru Capital LLC CRD: 147220 | — | 0 | 0 | A | Unknown |
| Global Holdings X LLC CRD: 322297 | — | 0 | 0 | A | Unknown |
| Global IMC LLC CRD: 170870 | — | 0 | 1 | A | Unknown |
| Global Index Advisors, Inc. CRD: 171692 | — | 0 | 0 | A | Unknown |
| Global Investment & Risk Advisors (Gira) CRD: 136922 | — | 0 | 0 | A | Unknown |
| Global Investment Advisory CRD: 310305 | — | 0 | 8 | A | Unknown |
| Global KEY Advisors CRD: 170269 | — | 0 | 4 | A | Unknown |
| Global Market Math, LLC CRD: 285734 | — | 0 | 0 | A | Unknown |
| Global Market Math, LLC CRD: 326581 | — | 0 | 1 | A | Unknown |
| Global Merchant Group, Inc. CRD: 28316 | — | 0 | 0 | A | INACTIVE |
| Global Options Group CRD: 16223 | — | 0 | 0 | A | INACTIVE |
| Global Options LLC CRD: 111626 | — | 0 | 0 | A | INACTIVE |
| Global RCG Wealth CRD: 314746 | — | 0 | 0 | A | Unknown |
| Global Securities (USA), Inc. CRD: 39962 | — | 0 | 0 | A | INACTIVE |
| Global Silicon Valley Securities LLC CRD: 22882 | — | 1 | 0 | B | INACTIVE |
| Global Strategies Group, Inc. CRD: 27414 | — | 0 | 0 | A | INACTIVE |
| Global Trading Group, Inc. CRD: 103927 | — | 3 | 0 | C | INACTIVE |
| Global Trust CRD: 143120 | — | 0 | 7 | A | Unknown |
| Global United Securities Ltd. CRD: 16556 | — | 3 | 0 | C | INACTIVE |
| Global Ventures CRD: 324361 | — | 0 | 0 | A | Unknown |
| Global Wealth Management, L.C. CRD: 150743 | — | 0 | 1 | A | Unknown |
| Global Wealth, LLC CRD: 321775 | — | 0 | 1 | A | Unknown |
| Global Wine Partners (U.S.) LLC CRD: 130192 | — | 0 | 0 | A | INACTIVE |
| Global X Management Company LLC CRD: 146932 | — | 0 | 1 | A | Unknown |
| Globalaji Capital Group CRD: 168142 | — | 0 | 0 | A | Unknown |
| Globalnetsecurities Corp. CRD: 42912 | — | 0 | 0 | A | INACTIVE |
| Globalt Investments CRD: 168405 | — | 0 | 0 | A | Unknown |
| Globalt Investments CRD: 328039 | — | 0 | 1 | A | Unknown |
| Globeshare, Inc. CRD: 47746 | — | 0 | 0 | A | INACTIVE |
| Globig Investments, Inc. CRD: 322159 | — | 0 | 0 | A | Unknown |
| Gloria Gerber B/D CRD: 28483 | — | 0 | 0 | A | INACTIVE |
| Glorieta Group, LLC CRD: 152829 | — | 0 | 0 | A | Unknown |
| Glowe & Co. CRD: 120718 | — | 0 | 0 | A | Unknown |
| GLR Investment Advisory LLC CRD: 328662 | — | 0 | 1 | A | Unknown |
| GLR Partners CRD: 334902 | — | 0 | 1 | A | Unknown |
| GLS Capital, LLC CRD: 298976 | — | 0 | 1 | A | Unknown |
| GLS Securities, Inc. CRD: 18735 | — | 0 | 0 | A | INACTIVE |
| GLT Ventures LLC CRD: 339030 | — | 0 | 1 | A | Unknown |
| GLYNN, David Robert CRD: 32424 | — | 0 | 0 | A | INACTIVE |