Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blazer Financial Advisors, Inc. CRD: 125378 | - | 0 | 0 | - | Unknown |
| Blazeridge CRD: 316959 | - | 0 | 1 | - | Unknown |
| Blazing Star Financial CRD: 312042 | - | 0 | 3 | - | Unknown |
| BLBB Advisors CRD: 139096 | - | 0 | 1 | - | Unknown |
| BLC Advisors, Ltd. CRD: 308650 | - | 0 | 0 | - | Unknown |
| BLC Financial Services, Inc. CRD: 126638 | - | 14 | 0 | D | INACTIVE |
| BLDR Wealth LLC CRD: 335077 | - | 0 | 2 | - | Unknown |
| Bledsoe Asset Management, LLC CRD: 145943 | - | 0 | 1 | - | Unknown |
| Bleeck Financial Management, Inc. CRD: 132124 | - | 0 | 2 | - | Unknown |
| Bleecker Street Capital Management, LLC CRD: 332519 | - | 0 | 1 | - | Unknown |
| Bleichroeder LP CRD: 304295 | - | 0 | 1 | - | Unknown |
| Bleidorn TAX & Investment Services, LLC CRD: 149544 | - | 0 | 1 | - | Unknown |
| Blend Wealth CRD: 316053 | - | 0 | 2 | - | Unknown |
| Blenheim-Cesarone, LLC CRD: 121957 | - | 0 | 0 | A | INACTIVE |
| Blenheim-Sullivan, LLC CRD: 113461 | - | 0 | 0 | A | INACTIVE |
| Blessed Financial Investments, LLC CRD: 319670 | - | 0 | 1 | - | Unknown |
| Bletchley Park Asset Management (Hong Kong) Limite… CRD: 305040 | - | 0 | 0 | - | Unknown |
| Bleu Options Corporation CRD: 121938 | - | 1 | 0 | B | INACTIVE |
| Bley Investment Group, Inc. CRD: 26678 | TX | 0 | 2 | A | Active |
| BLFC Securities Corporation CRD: 13842 | - | 0 | 0 | A | INACTIVE |
| BLG Advisor LLC CRD: 332395 | - | 0 | 1 | - | Unknown |
| BLG Capital Limited CRD: 168930 | - | 0 | 0 | - | Unknown |
| Blinder, Robinson & Co., Inc. CRD: 5096 | - | 0 | 0 | A | INACTIVE |
| Blindspot Ventures Management Co CRD: 315124 | - | 0 | 1 | - | Unknown |
| Bling Capital LLC CRD: 300070 | - | 0 | 1 | - | Unknown |
| Blink Securities LLC CRD: 305361 | NY | 0 | 2 | A | Active |
| Blinkbox, Ltd. CRD: 150491 | - | 1 | 0 | B | INACTIVE |
| Blisce US LLC CRD: 301960 | - | 0 | 1 | - | Unknown |
| Bliss Financial Consulting CRD: 333380 | - | 0 | 2 | - | Unknown |
| Bliss Securities, Inc. CRD: 13260 | - | 0 | 0 | A | INACTIVE |
| Bliss-Marc Corporation CRD: 14116 | - | 0 | 0 | A | INACTIVE |
| Blissity LLC CRD: 315286 | - | 0 | 0 | - | Unknown |
| Blixt Partners LLP CRD: 327161 | - | 0 | 0 | - | Unknown |
| BLK Financial Advisors, LLC CRD: 154531 | - | 0 | 1 | - | Unknown |
| BLKBRD Asset Management CRD: 329262 | - | 0 | 1 | - | Unknown |
| Bloccelerate VC Management LLC CRD: 318711 | - | 0 | 1 | - | Unknown |
| Bloch Private Wealth, LLC CRD: 144135 | - | 0 | 1 | - | Unknown |
| Block 3 Strategy Group CRD: 323212 | - | 0 | 0 | - | Unknown |
| Block by Block Capital AM, Inc. CRD: 304530 | - | 0 | 0 | - | Unknown |
| Block Captial Corporation CRD: 10482 | - | 0 | 0 | A | INACTIVE |
| Block House Investments, LLC CRD: 340460 | - | 0 | 1 | - | Unknown |
| Block Island Securities LLC CRD: 118944 | - | 0 | 0 | A | INACTIVE |
| Block Mill Capital, LLC CRD: 306145 | - | 0 | 0 | - | Unknown |
| Block Orders Execution, LLC CRD: 134932 | - | 1 | 0 | B | INACTIVE |
| Block Society LLC CRD: 300103 | - | 0 | 0 | - | Unknown |
| Block Trading & Financial Corporation CRD: 13368 | - | 0 | 0 | A | INACTIVE |
| Block Trading Inc. CRD: 36666 | - | 0 | 0 | A | INACTIVE |
| Block Wealth Management, Inc CRD: 146042 | - | 0 | 1 | - | Unknown |
| Block, Candace Linda CRD: 158877 | - | 0 | 0 | - | Unknown |
| Block-Kelly Company CRD: 10492 | - | 0 | 0 | A | INACTIVE |