Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blockad S.R.O. CRD: 341183 | - | 0 | 0 | - | Unknown |
| Blockara Capital Management Ltd CRD: 342234 | - | 0 | 1 | - | Unknown |
| Blockbridge Investments LLC CRD: 341419 | - | 0 | 1 | - | Unknown |
| Blockchain Assets Manager CRD: 329509 | - | 0 | 1 | - | Unknown |
| Blockchain Builders, LLC CRD: 326065 | - | 0 | 1 | - | Unknown |
| Blockchain Capital, LLC CRD: 283610 | - | 0 | 1 | - | Unknown |
| Blockchain Investment Group GP, LLC CRD: 333030 | - | 0 | 1 | - | Unknown |
| Blockchain Investment Management, LLC CRD: 293041 | - | 0 | 0 | - | Unknown |
| Blockchain Principal Management LLC CRD: 305108 | - | 0 | 1 | - | Unknown |
| Blockchain Technology Management, LLC CRD: 290687 | - | 0 | 0 | - | Unknown |
| Blockchain Valley Ventures, LLC CRD: 325743 | - | 0 | 0 | - | Unknown |
| Blockchange Management LLC CRD: 296291 | - | 0 | 1 | - | Unknown |
| Blockforce Capital Management, LLC CRD: 299630 | - | 0 | 0 | - | Unknown |
| Blockhead Capital, LLC CRD: 297479 | - | 0 | 0 | - | Unknown |
| Blockhouse Capital Management LP CRD: 284850 | - | 0 | 0 | - | Unknown |
| Blockstack Token Fund GP, LLC CRD: 291696 | - | 0 | 0 | - | Unknown |
| Blockstart Ventures MGMT LLC CRD: 305282 | - | 0 | 0 | - | Unknown |
| Blockstreet Capital, LLC CRD: 335532 | - | 0 | 1 | - | Unknown |
| Blocktower Capital Advisors LP CRD: 290170 | - | 0 | 0 | - | Unknown |
| Bloctech Management, LLC CRD: 316402 | - | 0 | 1 | - | Unknown |
| Blodgett Wealth Advisors, LLC CRD: 316838 | - | 0 | 3 | - | Unknown |
| Blom & Howell Financial Planning, Inc. CRD: 311830 | - | 0 | 1 | - | Unknown |
| Blom Levy & Co., LLC CRD: 153779 | - | 0 | 1 | - | Unknown |
| Blong Financial CRD: 164746 | - | 0 | 1 | - | Unknown |
| Bloodstock Brokerage Inc. CRD: 11111 | - | 0 | 0 | A | INACTIVE |
| Bloom & Company Securities, Inc. CRD: 27042 | - | 0 | 0 | A | INACTIVE |
| Bloom Advisors CRD: 106152 | - | 0 | 1 | - | Unknown |
| Bloom Equity Partners Management, LLC CRD: 333297 | - | 0 | 1 | - | Unknown |
| Bloom Financial LLC CRD: 337875 | - | 0 | 1 | - | Unknown |
| Bloom Financial, LLC CRD: 286324 | - | 0 | 1 | - | Unknown |
| Bloom Investment CRD: 317306 | - | 0 | 1 | - | Unknown |
| Bloom Investment Advisors, LLC CRD: 317405 | - | 0 | 1 | - | Unknown |
| Bloom Securities LLC CRD: 31422 | - | 2 | 0 | B | INACTIVE |
| Bloom Securities, LLC CRD: 284530 | FL | 0 | 2 | A | Active |
| Bloom Staloff Corporation CRD: 34275 | - | 1 | 0 | B | INACTIVE |
| Bloom Tree Partners, LLC CRD: 160957 | - | 0 | 0 | - | Unknown |
| Bloom Venture Partners, LLC CRD: 338810 | - | 0 | 1 | - | Unknown |
| Bloom Waterstone LLC CRD: 318374 | - | 0 | 0 | - | Unknown |
| Bloom Wealth Advisors CRD: 111893 | - | 0 | 0 | - | Unknown |
| Bloom, Adam Robert CRD: 104230 | - | 0 | 0 | A | INACTIVE |
| Bloomberg Tradebook Canada Company CRD: 313267 | - | 0 | 3 | A | Active |
| Bloomberg Tradebook LLC CRD: 40881 | NY | 9 | 4 | C | Active |
| Bloombergsen Investment Partners CRD: 281189 | - | 0 | 0 | - | Unknown |
| Bloomer Biotech Investment Advisors, LLC CRD: 174870 | - | 0 | 0 | - | Unknown |
| Bloomer Financial Planning LLC CRD: 309080 | - | 0 | 1 | - | Unknown |
| Bloomfield Asset Management, Inc CRD: 289027 | - | 0 | 1 | - | Unknown |
| Bloomfield Capital Holdings, LLC CRD: 169198 | - | 0 | 1 | - | Unknown |
| Blooming Relentlessly, LLC CRD: 331414 | - | 0 | 0 | - | Unknown |
| Bloomington Financial Advising, LLC CRD: 308223 | - | 0 | 0 | - | Unknown |
| Bloomsbury Asset Management LLP CRD: 298426 | - | 0 | 0 | - | Unknown |