Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GM Pascal Advisory, LLC CRD: 304413 | — | 0 | 0 | A | Unknown |
| GM Securities, LLC CRD: 154657 | WI | 0 | 2 | A | Active |
| GMA Partners, Inc. CRD: 30883 | — | 1 | 0 | B | INACTIVE |
| Gmac Securities LLC CRD: 45155 | — | 0 | 0 | A | INACTIVE |
| Gmag Management LP CRD: 313456 | — | 0 | 0 | A | Unknown |
| GMG Asset Management CRD: 321254 | — | 0 | 2 | A | Unknown |
| GMG Private Counsel ULC CRD: 315453 | — | 0 | 0 | A | Unknown |
| GMI Capital Partners CRD: 328066 | — | 0 | 1 | A | Unknown |
| GMK Capital LLC CRD: 332451 | — | 0 | 1 | A | Unknown |
| GML Capital LLP CRD: 146411 | — | 0 | 0 | A | Unknown |
| GMM Associates, L.L.C CRD: 42945 | — | 0 | 0 | A | INACTIVE |
| GMO Europe LLC CRD: 169308 | — | 0 | 0 | A | Unknown |
| GMO Renewable Resources, LLC CRD: 109309 | — | 0 | 0 | A | Unknown |
| GMP Limited CRD: 287721 | — | 0 | 1 | A | Unknown |
| GMS Group CRD: 8000 | NJ | 18 | 10 | B | Active |
| GMT Capital Corp. CRD: 160404 | — | 0 | 1 | A | Unknown |
| Gnap, Paul Joseph CRD: 37954 | — | 0 | 0 | A | INACTIVE |
| GNH CHFC Advisory Services CRD: 282188 | — | 0 | 1 | A | Unknown |
| GNI Capital, LLC CRD: 114802 | — | 0 | 0 | A | Unknown |
| GNI Securities, Inc. CRD: 43479 | — | 3 | 0 | C | INACTIVE |
| GNO Capital CRD: 313756 | — | 0 | 1 | A | Unknown |
| GNP Securities, Inc. CRD: 11482 | — | 0 | 0 | A | INACTIVE |
| Gnrfunds LLC CRD: 313395 | — | 0 | 1 | A | Unknown |
| GO CIO CRD: 288785 | — | 0 | 0 | A | Unknown |
| GO Fish Finance, LLC CRD: 333606 | — | 0 | 2 | A | Unknown |
| GO Gold Financial, LLC CRD: 314732 | — | 0 | 0 | A | Unknown |
| GO Invest LLC CRD: 291884 | — | 0 | 1 | A | Unknown |
| GO Long Financial CRD: 299132 | — | 0 | 0 | A | Unknown |
| GO ONE GP LLC CRD: 298202 | — | 0 | 0 | A | Unknown |
| GO Trading, Inc. CRD: 41355 | — | 0 | 0 | A | INACTIVE |
| GO Wealth Management CRD: 290254 | — | 0 | 9 | A | Unknown |
| Goahead Mage Company, L.L.C. CRD: 162072 | — | 0 | 1 | A | Unknown |
| Goal Based Investors, Inc. CRD: 312304 | — | 0 | 0 | A | Unknown |
| Goal Quest Advisors, LLC CRD: 159361 | — | 0 | 2 | A | Unknown |
| Goal Wealth Advisory Group, LLC CRD: 330122 | — | 0 | 2 | A | Unknown |
| Goalsetter Gold CRD: 313765 | — | 0 | 0 | A | Unknown |
| Goalvest Advisory LLC CRD: 285374 | — | 0 | 2 | A | Unknown |
| Gobi Partners CRD: 163829 | — | 0 | 0 | A | Unknown |
| Godel Soul LLC CRD: 300056 | — | 0 | 1 | A | Unknown |
| Godsey & Gibb Wealth Management CRD: 105650 | — | 0 | 6 | A | Unknown |
| Godwin Capital Group, LLC CRD: 316592 | — | 0 | 1 | A | Unknown |
| Gofen and Glossberg, L.L.C. CRD: 107859 | — | 0 | 0 | A | Unknown |
| Gogate, Uday S. CRD: 151314 | — | 0 | 2 | A | Unknown |
| Goggans Group Inc CRD: 155039 | — | 0 | 2 | A | Unknown |
| GOI CRD: 319494 | — | 0 | 3 | A | Unknown |
| Goin & Co., LLC CRD: 41733 | — | 2 | 0 | B | INACTIVE |
| Goingvc Partners LLC CRD: 333255 | — | 0 | 1 | A | Unknown |
| Golconda Investments, Inc. CRD: 25656 | — | 0 | 0 | A | INACTIVE |
| Gold Family Wealth CRD: 290140 | — | 0 | 0 | A | Unknown |
| Gold Goblins, LLC CRD: 296154 | — | 0 | 0 | A | Unknown |