Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gold Path Investment Group CRD: 324590 | — | 0 | 2 | A | Unknown |
| Goldata Financial CRD: 134566 | — | 0 | 0 | A | Unknown |
| Goldbean CRD: 170154 | — | 0 | 0 | A | Unknown |
| Goldcrest Advisory II, LLC CRD: 339646 | — | 0 | 1 | A | Unknown |
| Goldcrest Advisory, LLC CRD: 281506 | — | 0 | 1 | A | Unknown |
| Golden Chain Capital CRD: 334482 | — | 0 | 1 | A | Unknown |
| Golden Eagle Strategies, LLC CRD: 169362 | — | 0 | 1 | A | Unknown |
| Golden Gate Advisors, Inc CRD: 133057 | — | 0 | 1 | A | Unknown |
| Golden Gate Asset Management GP CRD: 139187 | — | 0 | 0 | A | Unknown |
| Golden Gate Capital CRD: 157379 | — | 0 | 1 | A | Unknown |
| Golden Gate Financial Group, LLC CRD: 120600 | — | 0 | 0 | A | INACTIVE |
| Golden Gate Securities LLC CRD: 28181 | — | 0 | 0 | A | INACTIVE |
| Golden Goat Capital LLC CRD: 283983 | — | 0 | 0 | A | Unknown |
| Golden Goose Wealth Planning CRD: 311595 | — | 0 | 1 | A | Unknown |
| Golden Guidance LLC CRD: 300702 | — | 0 | 1 | A | Unknown |
| Golden Harris Capital Group, Inc. CRD: 13889 | — | 5 | 0 | C | INACTIVE |
| Golden Hills Financial Group, LLC CRD: 132371 | — | 0 | 0 | A | Unknown |
| Golden Lake LLC CRD: 313819 | — | 0 | 1 | A | Unknown |
| Golden Pine Advisory, LLC CRD: 332248 | — | 0 | 1 | A | Unknown |
| Golden Reserve Retirement, LLC CRD: 283588 | — | 0 | 28 | A | Unknown |
| Golden Spades Advisory LLC CRD: 339761 | — | 0 | 1 | A | Unknown |
| Golden Ventures CRD: 310554 | — | 0 | 0 | A | Unknown |
| Golden Wealth Management Group CRD: 300207 | — | 0 | 0 | A | Unknown |
| Golden Years Financial Advisors, Inc. CRD: 174275 | — | 0 | 1 | A | Unknown |
| Golden Years Financial, LLC CRD: 286458 | — | 0 | 1 | A | Unknown |
| Goldfinch Partners CRD: 300919 | — | 0 | 1 | A | Unknown |
| Goldin & Co. CRD: 14902 | — | 0 | 0 | A | INACTIVE |
| Goldiron GP LLC CRD: 285239 | — | 0 | 1 | A | Unknown |
| Goldis Financial Group, Inc. CRD: 16444 | — | 6 | 0 | D | INACTIVE |
| Goldman Sachs Money Markets, L.P. CRD: 28613 | — | 0 | 0 | A | INACTIVE |
| Goldner Hawn CRD: 299154 | — | 0 | 1 | A | Unknown |
| Goldonline Global Ltd CRD: 338061 | — | 0 | 1 | A | Unknown |
| Goldpoint Partners LLC CRD: 116776 | — | 0 | 0 | A | Unknown |
| Goldstein Capital Corp. CRD: 126146 | — | 0 | 1 | A | Unknown |
| Goldstone Financial Group, LLC CRD: 222520 | — | 0 | 3 | A | Unknown |
| Goldstrand Planning Group CRD: 115906 | — | 0 | 1 | A | Unknown |
| Golenberg & Co. CRD: 14114 | — | 0 | 0 | A | INACTIVE |
| Goliad Capital Corp. CRD: 34180 | — | 0 | 0 | A | INACTIVE |
| Gollihugh, Vernon W. CRD: 121980 | — | 0 | 0 | A | Unknown |
| Golz Trading L.L.C. CRD: 126464 | — | 0 | 0 | A | INACTIVE |
| Golzar Investment Group LLC CRD: 313194 | — | 0 | 1 | A | Unknown |
| Gompert Financial CRD: 153780 | — | 0 | 1 | A | Unknown |
| Gonnelli & Co., Inc. CRD: 112576 | — | 0 | 0 | A | INACTIVE |
| Good Better Best Financial Planning LLC CRD: 325406 | — | 0 | 1 | A | Unknown |
| Good Capital CRD: 324262 | — | 0 | 1 | A | Unknown |
| Good Deal Development LLC CRD: 323874 | — | 0 | 1 | A | Unknown |
| Good Growth Capital Management, LLC CRD: 307981 | — | 0 | 1 | A | Unknown |
| Good Harvest Financial Group, Inc. CRD: 131229 | — | 0 | 1 | A | Unknown |
| Good Life RIA CRD: 311226 | — | 0 | 0 | A | Unknown |
| Good Luck NY Inc. CRD: 338208 | — | 0 | 1 | A | Unknown |