Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bloomschon Cpas LLC CRD: 317803 | - | 0 | 1 | - | Unknown |
| Bloomwood CRD: 322154 | - | 0 | 1 | - | Unknown |
| Blooom, Inc. CRD: 168604 | - | 0 | 0 | - | Unknown |
| Blossom Balance LLC CRD: 338937 | - | 0 | 1 | - | Unknown |
| Blossom Capital Limited CRD: 317139 | - | 0 | 0 | - | Unknown |
| Blossom Capital LLP CRD: 326886 | - | 0 | 0 | - | Unknown |
| Blossom Capital Management Limited CRD: 326977 | - | 0 | 0 | - | Unknown |
| Blossom Hill Investment Management CRD: 314129 | - | 0 | 0 | - | Unknown |
| Blossom Street Capital, LP CRD: 128342 | - | 0 | 0 | A | INACTIVE |
| Blossom Wealth Management, LLC CRD: 150402 | - | 0 | 3 | - | Unknown |
| Blount Parrish & Company, Inc. CRD: 16456 | - | 7 | 0 | D | INACTIVE |
| BLPG Investments CRD: 156578 | - | 0 | 0 | - | Unknown |
| BLS Capital Fondsmaeglerselskab a/S CRD: 170746 | - | 0 | 0 | - | Unknown |
| BLS Securities, LLC CRD: 44785 | - | 0 | 0 | A | INACTIVE |
| BLSH Wealth Management CRD: 337744 | - | 0 | 1 | - | Unknown |
| BLT Fund Manager LLC CRD: 166743 | - | 0 | 1 | - | Unknown |
| BLT Green Hollow CRD: 306489 | - | 0 | 0 | - | Unknown |
| BLT Securities Corp. CRD: 146915 | - | 0 | 0 | A | INACTIVE |
| BLU Capital CRD: 337287 | - | 0 | 1 | - | Unknown |
| BLU Collar Wealth Management LLC CRD: 297336 | - | 0 | 0 | - | Unknown |
| BLU SKY Benefits CRD: 151939 | - | 0 | 0 | - | Unknown |
| BLU Venture Management, LLC CRD: 308487 | - | 0 | 1 | - | Unknown |
| Blubuzzard Advisors, LLC CRD: 309703 | - | 0 | 0 | - | Unknown |
| Blue Advisors CRD: 316516 | - | 0 | 1 | - | Unknown |
| Blue AI Capital Management LLC CRD: 324122 | - | 0 | 1 | - | Unknown |
| Blue Amber Investments, LLC CRD: 331716 | - | 0 | 1 | - | Unknown |
| Blue Amber Ventures Management Co, LLC CRD: 300497 | - | 0 | 0 | - | Unknown |
| Blue Anchor Advisory Services CRD: 311294 | - | 0 | 0 | - | Unknown |
| Blue Anchor Capital Management CRD: 305274 | - | 0 | 0 | - | Unknown |
| Blue Anchor Wealth Advisors, LLC CRD: 307522 | - | 0 | 4 | - | Unknown |
| Blue Aris CRD: 314727 | - | 0 | 1 | - | Unknown |
| Blue Barn Wealth CRD: 107202 | - | 0 | 1 | - | Unknown |
| Blue Barn Wealth, LLC CRD: 283316 | - | 0 | 0 | - | Unknown |
| Blue Beach Capital CRD: 328045 | - | 0 | 0 | - | Unknown |
| Blue Bear Capital, LLC CRD: 285930 | - | 0 | 0 | - | Unknown |
| Blue Bear Financial, LLC CRD: 331226 | - | 0 | 2 | - | Unknown |
| Blue Bear Investment Group, LLC CRD: 308460 | - | 0 | 1 | - | Unknown |
| Blue Bell Private Wealth Management, LLC CRD: 134184 | - | 0 | 5 | - | Unknown |
| Blue Belle Investment Co., Inc. CRD: 23282 | - | 0 | 0 | A | INACTIVE |
| Blue Bison Investments CRD: 147216 | - | 0 | 1 | - | Unknown |
| Blue Blaze Financial Advisors, LLC CRD: 171269 | - | 0 | 0 | - | Unknown |
| Blue Book Crypto, LLC CRD: 316129 | - | 0 | 0 | - | Unknown |
| Blue BOX Docs, LLC CRD: 339120 | - | 0 | 1 | - | Unknown |
| Blue Canopy Capital Management, LLC CRD: 325596 | - | 0 | 0 | - | Unknown |
| Blue Canyon Wealth CRD: 292525 | - | 0 | 1 | - | Unknown |
| Blue Capay Ventures CRD: 331511 | CA | 0 | 1 | A | Active |
| Blue Capital CRD: 304083 | - | 0 | 3 | - | Unknown |
| Blue Capital Advisors LLC CRD: 290087 | - | 0 | 0 | - | Unknown |
| Blue Capital Asset Management LLC CRD: 133951 | - | 0 | 0 | A | INACTIVE |
| Blue Capital Group LLC CRD: 46759 | - | 2 | 0 | B | INACTIVE |