Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blue Capital Management, Inc. CRD: 169968 | - | 0 | 0 | - | Unknown |
| Blue Capital, LLC CRD: 133644 | - | 0 | 0 | A | INACTIVE |
| Blue Castle Wealth CRD: 320724 | - | 0 | 1 | - | Unknown |
| Blue Cedar Advisors LLC CRD: 312727 | - | 0 | 2 | - | Unknown |
| Blue Cheese Investments LLC CRD: 342667 | - | 0 | 1 | - | Unknown |
| Blue Cheese Private Investments Club CRD: 327499 | - | 0 | 0 | - | Unknown |
| Blue Chip Finance LLC CRD: 281221 | - | 0 | 0 | - | Unknown |
| Blue Chip Financial Advisors, Inc. CRD: 119917 | - | 0 | 3 | - | Unknown |
| Blue Chip Financial Advisors, LLC CRD: 115048 | - | 0 | 0 | - | Unknown |
| Blue Chip Financial Advisors, LLP CRD: 119510 | - | 0 | 6 | - | Unknown |
| Blue Chip Financial Planning, LLC CRD: 112837 | - | 0 | 1 | - | Unknown |
| Blue Chip Macro CRD: 286615 | - | 0 | 0 | - | Unknown |
| Blue Chip Money Management, LLC CRD: 111058 | - | 0 | 0 | - | Unknown |
| Blue Chip Partners LLC CRD: 160790 | - | 0 | 0 | - | Unknown |
| Blue Chip Partners, LLC CRD: 132437 | - | 0 | 2 | - | Unknown |
| Blue Chip Portfolios, Inc. CRD: 141915 | - | 0 | 0 | - | Unknown |
| Blue Chip Trading L.L.C. CRD: 46892 | - | 1 | 0 | B | INACTIVE |
| Blue Chip Venture Company Ltd. CRD: 160796 | - | 0 | 0 | - | Unknown |
| Blue Chip VI Partners LLC CRD: 307722 | - | 0 | 0 | - | Unknown |
| Blue Chip Wealth Management, Inc. CRD: 281083 | - | 0 | 0 | - | Unknown |
| Blue Clay Capital CRD: 166382 | - | 0 | 0 | - | Unknown |
| Blue Cloud Management, LLC CRD: 167512 | - | 0 | 1 | - | Unknown |
| Blue Coast Financial Planning CRD: 329371 | - | 0 | 2 | - | Unknown |
| Blue Coin Capital LLC CRD: 334245 | - | 0 | 1 | - | Unknown |
| Blue Colibri Capital S.A R.L. CRD: 300259 | - | 0 | 0 | - | Unknown |
| Blue Collar Retirement Group LLC CRD: 320952 | - | 0 | 0 | - | Unknown |
| Blue Collective, LLC CRD: 304851 | - | 0 | 0 | - | Unknown |
| Blue Compass Wealth Management, LLC CRD: 323213 | - | 0 | 2 | - | Unknown |
| Blue Crab Partners, LLC CRD: 154361 | - | 0 | 2 | - | Unknown |
| Blue Creek Asset Management CRD: 126029 | - | 0 | 0 | - | Unknown |
| Blue Creek Capital Management Limited CRD: 313682 | - | 0 | 0 | - | Unknown |
| Blue CUB Capital Management, LLC CRD: 282719 | - | 0 | 0 | - | Unknown |
| Blue Curve Advisory, LLC CRD: 333724 | - | 0 | 1 | - | Unknown |
| Blue Cypress Wealth Management, LLC CRD: 304657 | - | 0 | 2 | - | Unknown |
| Blue Delta Capital Partners, LLC CRD: 283199 | - | 0 | 1 | - | Unknown |
| Blue Devil Advisors LLC CRD: 329173 | - | 0 | 1 | - | Unknown |
| Blue Diamond Asset Management AG CRD: 305253 | - | 0 | 0 | - | Unknown |
| Blue Diamond Capital Investment Advisors CRD: 333059 | - | 0 | 1 | - | Unknown |
| Blue Diamond Financial Coaching LLC CRD: 283003 | - | 0 | 0 | - | Unknown |
| Blue Diamond Financial Group, LLC CRD: 178518 | - | 0 | 1 | - | Unknown |
| Blue Diamond Securities of America LLC CRD: 158821 | NY | 0 | 2 | A | Active |
| Blue Dock Capital LLC CRD: 137255 | - | 0 | 1 | - | Unknown |
| Blue Door Asset Management, LLC CRD: 314457 | - | 0 | 1 | - | Unknown |
| Blue Dream Investment Management CRD: 314939 | - | 0 | 1 | - | Unknown |
| Blue Duck Capital, LLC CRD: 309202 | - | 0 | 1 | - | Unknown |
| Blue Duck Wealth Management CRD: 281832 | - | 0 | 0 | - | Unknown |
| Blue Earth Capital AG CRD: 323140 | - | 0 | 0 | - | Unknown |
| Blue Edge Capital, LLC CRD: 155613 | - | 0 | 3 | - | Unknown |
| Blue ELM Advisors CRD: 318686 | - | 0 | 1 | - | Unknown |
| Blue Field Capital CRD: 311837 | - | 0 | 1 | - | Unknown |