Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Goode Partners LLC CRD: 161816 | — | 0 | 1 | A | Unknown |
| Goodfill USA, LLC CRD: 317610 | — | 0 | 0 | A | INACTIVE |
| Goodhart Partners (US) LLP CRD: 305417 | — | 0 | 0 | A | Unknown |
| Goodman Advisory Group, LLC CRD: 285637 | — | 0 | 1 | A | Unknown |
| Goodman, Kenneth L. CRD: 125078 | — | 0 | 0 | A | INACTIVE |
| Goodnow Investment Group LLC CRD: 136792 | — | 0 | 1 | A | Unknown |
| Goodpasture Gray CRD: 108916 | — | 0 | 0 | A | Unknown |
| Goodrich Financial Group, LLC CRD: 139958 | — | 0 | 2 | A | Unknown |
| Goodstead CRD: 308769 | — | 0 | 1 | A | Unknown |
| Goodstock Options, LLC CRD: 31535 | — | 3 | 0 | C | INACTIVE |
| Goodvest LLC CRD: 286239 | — | 0 | 0 | A | Unknown |
| Goodwin Investment Advisory CRD: 131193 | — | 0 | 2 | A | Unknown |
| GOP Capital CRD: 310371 | — | 0 | 0 | A | Unknown |
| Gordian Group, LLC CRD: 24034 | NY | 0 | 2 | A | Active |
| Gordian Knot Inc. CRD: 118932 | — | 0 | 0 | A | INACTIVE |
| Gordon & Co. CRD: 11391 | — | 2 | 0 | B | INACTIVE |
| Gordon Dyal & Co., LLC CRD: 284175 | NY | 0 | 2 | A | Active |
| Gordon Financial CRD: 174196 | — | 0 | 1 | A | Unknown |
| Gordon, Haskett & Co. CRD: 7378 | — | 0 | 0 | A | INACTIVE |
| Gordonmd Global Investments LP CRD: 316751 | — | 0 | 1 | A | Unknown |
| Gore-Horvath, Inc. CRD: 6809 | — | 1 | 0 | B | INACTIVE |
| Gorian Investments CRD: 159969 | — | 0 | 2 | A | Unknown |
| Gorman (JR), William James CRD: 47119 | — | 0 | 0 | A | INACTIVE |
| Goshen Investments, L.L.C. CRD: 160061 | — | 0 | 0 | A | Unknown |
| Goshert Investment Advisory CRD: 114693 | — | 0 | 0 | A | Unknown |
| Gosho Financial Group CRD: 152268 | — | 0 | 1 | A | Unknown |
| Gossamer Consulting Group, LLC CRD: 270024 | — | 0 | 1 | A | Unknown |
| Gosselin Consulting Group LLC CRD: 161019 | — | 0 | 1 | A | Unknown |
| Gotham Block, LLC CRD: 290005 | — | 0 | 1 | A | Unknown |
| Gotham Green Partners, LLC CRD: 288771 | — | 0 | 1 | A | Unknown |
| Gotham Trading Group, L.L.C. CRD: 35208 | — | 0 | 0 | A | INACTIVE |
| Goto Financial CRD: 155948 | — | 0 | 2 | A | Unknown |
| Gottfried-Rational Group, Inc. CRD: 165018 | — | 0 | 0 | A | Unknown |
| Gottlieb, Jeffrey a. CRD: 46151 | — | 0 | 0 | A | INACTIVE |
| Gould Tactical Growth LLC CRD: 287904 | — | 0 | 2 | A | Unknown |
| Governors Lane LP CRD: 213511 | — | 0 | 1 | A | Unknown |
| GP Analytics CRD: 290085 | — | 0 | 0 | A | Unknown |
| GP Financial CRD: 323610 | — | 0 | 1 | A | Unknown |
| GP North America, LLC CRD: 173897 | — | 0 | 0 | A | Unknown |
| GP Nurmenkari Inc. CRD: 153480 | CT | 0 | 2 | A | Active |
| GP Securities, Inc. CRD: 13085 | — | 0 | 0 | A | INACTIVE |
| GPC Securities, Inc. CRD: 14007 | — | 1 | 0 | B | INACTIVE |
| GPI Capital, L.P. CRD: 283010 | — | 0 | 1 | A | Unknown |
| GPI Securities Corp. CRD: 14071 | — | 0 | 0 | A | INACTIVE |
| Gpih GP Limited CRD: 340222 | — | 0 | 0 | A | Unknown |
| GPM Growth Investors, Inc. CRD: 107645 | — | 0 | 1 | A | Unknown |
| GPN Securities Inc. CRD: 104269 | — | 0 | 0 | A | INACTIVE |
| GPP Securities, LLC CRD: 285223 | CT | 0 | 2 | A | Active |
| GPS Financial Group, LLC CRD: 281534 | — | 0 | 2 | A | Unknown |
| GPS Financial, LLC CRD: 290227 | — | 0 | 1 | A | Unknown |