Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blue FIN Capital, Inc. CRD: 108451 | - | 0 | 3 | - | Unknown |
| Blue Financial CRD: 330324 | - | 0 | 1 | - | Unknown |
| Blue Fire Capital, LLC CRD: 144831 | - | 8 | 0 | D | INACTIVE |
| Blue Flag Planning LLC CRD: 175133 | - | 0 | 0 | - | Unknown |
| Blue Flamingo Wealth Management LLC CRD: 166521 | - | 0 | 0 | - | Unknown |
| Blue Forest Asset Management CRD: 338084 | - | 0 | 1 | - | Unknown |
| Blue FOX Advisors, LLC CRD: 167395 | - | 0 | 3 | - | Unknown |
| Blue FOX L.P. CRD: 104008 | - | 0 | 0 | A | INACTIVE |
| Blue Granite Capital, LLC CRD: 125607 | - | 0 | 3 | - | Unknown |
| Blue Grotto Capital, LLC CRD: 299869 | - | 0 | 1 | - | Unknown |
| Blue Hall Capital CRD: 289137 | - | 0 | 0 | - | Unknown |
| Blue Hall Capital, LLC CRD: 167537 | - | 0 | 0 | - | Unknown |
| Blue Harbour Group, L.P. CRD: 154768 | - | 0 | 0 | - | Unknown |
| Blue Haven Capital, LLC CRD: 141738 | - | 0 | 1 | - | Unknown |
| Blue Hawk Investment Group, LLC CRD: 285473 | - | 0 | 0 | - | Unknown |
| Blue Helm Capital Management LP CRD: 174171 | - | 0 | 0 | - | Unknown |
| Blue Hercules Trading L.L.C. CRD: 47729 | - | 0 | 0 | A | INACTIVE |
| Blue Heron Capital CRD: 339475 | - | 0 | 4 | - | Unknown |
| Blue Heron Capital Management, LLC CRD: 300018 | - | 0 | 1 | - | Unknown |
| Blue Heron Capital Partners, LLC CRD: 168660 | - | 0 | 0 | - | Unknown |
| Blue Heron Infrastructure CRD: 315181 | - | 0 | 0 | - | Unknown |
| Blue Hill Capital, Inc. CRD: 104173 | - | 0 | 0 | A | INACTIVE |
| Blue Horizon Equity, Inc. CRD: 341095 | - | 0 | 13 | - | Unknown |
| Blue Horizon Investments LLC CRD: 338691 | - | 0 | 1 | - | Unknown |
| Blue Horizon Wealth Management, LLC CRD: 168466 | - | 0 | 1 | - | Unknown |
| Blue Horse Financial CRD: 269922 | - | 0 | 0 | - | Unknown |
| Blue Horseshoe Limited Partnership CRD: 36762 | - | 0 | 0 | A | INACTIVE |
| Blue Hour Ventures, LLC CRD: 328092 | - | 0 | 1 | - | Unknown |
| Blue Iguana Capital LLC CRD: 337884 | - | 0 | 1 | - | Unknown |
| Blue Iguana Financial, LLC CRD: 330254 | - | 0 | 1 | - | Unknown |
| Blue Impact Ventures, LLC CRD: 331490 | - | 0 | 1 | - | Unknown |
| Blue Infinitas Capital, LLC CRD: 329245 | - | 0 | 1 | - | Unknown |
| Blue Investment Partners LLC CRD: 298444 | - | 0 | 0 | - | Unknown |
| Blue Jasper Capital LLC CRD: 319757 | - | 0 | 1 | - | Unknown |
| Blue JAY Capital Management, LLC CRD: 169242 | - | 0 | 0 | - | Unknown |
| Blue JAY Financial Group, LLC CRD: 296467 | - | 0 | 1 | - | Unknown |
| Blue Jean Financial LLC CRD: 331138 | - | 0 | 9 | - | Unknown |
| Blue Kayak Partners CRD: 148258 | - | 0 | 1 | - | Unknown |
| Blue Keel Financial Planning CRD: 173006 | - | 0 | 2 | - | Unknown |
| Blue Ladder Financial Planning, LLC CRD: 319431 | - | 0 | 1 | - | Unknown |
| Blue Lagoon Advisors, LLC CRD: 300276 | - | 0 | 1 | - | Unknown |
| Blue Lakes Financial CRD: 306467 | - | 0 | 0 | - | Unknown |
| Blue Lawn Asset Management LLC CRD: 136527 | - | 0 | 3 | - | Unknown |
| Blue Like an Orange Sustainable Capital CRD: 291948 | - | 0 | 1 | - | Unknown |
| Blue Lima LLC CRD: 330738 | - | 0 | 1 | - | Unknown |
| Blue Line Capital CRD: 304024 | - | 0 | 3 | - | Unknown |
| Blue Line Capital Advisors CRD: 297188 | - | 0 | 1 | - | Unknown |
| Blue Line Capital Management, LLC CRD: 153514 | - | 0 | 0 | - | Unknown |
| Blue Lion Global Management, L.P. CRD: 321168 | - | 0 | 1 | - | Unknown |
| Blue Marble Financial, LLC CRD: 103989 | - | 2 | 0 | B | INACTIVE |