Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GPS Investments CRD: 333381 | — | 0 | 3 | A | Unknown |
| GPS Wealth Strategies Group, LLC CRD: 285507 | — | 0 | 0 | A | Unknown |
| Gpwa, LLC CRD: 170171 | TN | 0 | 7 | A | Active |
| GPWM QOF Manager, LLC CRD: 311867 | — | 0 | 1 | A | Unknown |
| GPZ Trading, L.L.C. CRD: 44276 | — | 2 | 0 | B | INACTIVE |
| GQG Partners CRD: 283720 | — | 0 | 1 | A | Unknown |
| GQR Securities LLC CRD: 300998 | CT | 0 | 2 | A | Active |
| GR Financial Group, LLC CRD: 172370 | — | 0 | 2 | A | Unknown |
| GRA Investment Advisor CRD: 168149 | — | 0 | 0 | A | Unknown |
| Grace & White, Inc CRD: 110761 | — | 0 | 1 | A | Unknown |
| Grace Capital CRD: 139771 | — | 0 | 0 | A | Unknown |
| Grace Financial Group LLC CRD: 104133 | — | 8 | 0 | D | INACTIVE |
| Grace Support Services LLC CRD: 152340 | — | 1 | 0 | B | INACTIVE |
| Graceada Partners CRD: 337421 | — | 0 | 1 | A | Unknown |
| Gracor Investors, Inc. CRD: 139222 | — | 0 | 0 | A | Unknown |
| Gradcents, LLC CRD: 288295 | — | 0 | 0 | A | Unknown |
| Gradvisor CRD: 170028 | — | 0 | 0 | A | Unknown |
| Graef Investments CRD: 292046 | — | 0 | 0 | A | Unknown |
| Graetz Wealth CRD: 317857 | — | 0 | 2 | A | Unknown |
| Graf Financial, L.L.C. CRD: 153441 | — | 0 | 2 | A | Unknown |
| Gragg Financial CRD: 110592 | — | 0 | 1 | A | Unknown |
| Graham & Co. Advisory, Inc. CRD: 123539 | — | 0 | 2 | A | Unknown |
| Graham & Dodd Fund L.L.C. CRD: 148285 | — | 0 | 0 | A | Unknown |
| Graham Financial CRD: 307088 | — | 0 | 1 | A | Unknown |
| Graham Partners CRD: 158939 | — | 0 | 1 | A | Unknown |
| Graham Partners, LLC CRD: 157049 | — | 0 | 1 | A | Unknown |
| Graham, Bordelon, Golson & Gilbert, Inc. CRD: 104612 | — | 0 | 5 | A | Unknown |
| Graicap, Inc CRD: 37255 | — | 3 | 0 | C | INACTIVE |
| Grail Investments, L.L.C. CRD: 163295 | — | 0 | 0 | A | Unknown |
| Grail Partners CRD: 163941 | — | 0 | 1 | A | Unknown |
| Grain Management, LLC CRD: 285045 | — | 0 | 1 | A | Unknown |
| Gramercy Consulting Group LLC CRD: 151048 | — | 0 | 0 | A | Unknown |
| Grand CRD: 174960 | — | 0 | 0 | A | Unknown |
| Grand Arbor Advisors CRD: 149176 | — | 0 | 2 | A | Unknown |
| Grand Avenue Advisors LLC CRD: 311035 | — | 0 | 1 | A | Unknown |
| Grand Capital Corp. CRD: 39371 | — | 1 | 0 | B | INACTIVE |
| Grand Central Investment Group, LLC CRD: 172537 | — | 0 | 2 | A | Unknown |
| Grand Coast Capital Group, LLC CRD: 168870 | — | 0 | 1 | A | Unknown |
| Grand Financial, Inc. CRD: 19571 | — | 1 | 0 | B | INACTIVE |
| Grand Ventures GP, LLC CRD: 310754 | — | 0 | 0 | A | Unknown |
| Grand Ventures II GP, LLC CRD: 324949 | — | 0 | 0 | A | Unknown |
| Grande & Co., Inc. CRD: 2054 | — | 0 | 0 | A | INACTIVE |
| Grandeur Peak Global Advisors CRD: 158270 | — | 0 | 2 | A | Unknown |
| Grandevr Insight, Inc. CRD: 304060 | — | 0 | 0 | A | Unknown |
| Grandfund Investment Group, LLC CRD: 143253 | NV | 1 | 2 | B | Active |
| Grandis Management, LLC CRD: 166430 | — | 0 | 0 | A | Unknown |
| Grandt, Lawrence E. CRD: 151492 | — | 0 | 0 | A | Unknown |
| Graney& King, LLC CRD: 126461 | — | 0 | 1 | A | Unknown |
| Granite Advisory Services CRD: 121754 | — | 0 | 0 | A | Unknown |
| Granite Capital CRD: 15219 | — | 0 | 0 | A | INACTIVE |