Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Granite Capital CRD: 141743 | — | 0 | 1 | A | Unknown |
| Granite Chief CRD: 312771 | — | 0 | 1 | A | Unknown |
| Granite Financial Group CRD: 168675 | — | 0 | 2 | A | Unknown |
| Granite Group Advisors, LLC CRD: 127357 | — | 0 | 1 | A | Unknown |
| Granite Growth Health Partners CRD: 290899 | — | 0 | 0 | A | Unknown |
| Granite M.S.A. Ltd. CRD: 293125 | — | 0 | 0 | A | Unknown |
| Granite Partners CRD: 158378 | — | 0 | 1 | A | Unknown |
| Grant & Co. CRD: 13930 | — | 0 | 0 | A | INACTIVE |
| Grant Financial Group CRD: 121612 | — | 0 | 1 | A | Unknown |
| Grant Street Securities, Inc. CRD: 38765 | — | 0 | 0 | A | INACTIVE |
| Granta Capital Group LLC CRD: 114657 | — | 5 | 0 | C | INACTIVE |
| Grantd Wealth, Inc. CRD: 310908 | — | 0 | 3 | A | Unknown |
| Grantvest Financial Group LLC CRD: 310272 | — | 0 | 1 | A | Unknown |
| Granville CRD: 163191 | — | 0 | 0 | A | Unknown |
| Grasso, Louis CRD: 115219 | — | 0 | 0 | A | INACTIVE |
| Grassroot, LLC CRD: 333852 | — | 0 | 1 | A | Unknown |
| Gratke Wealth, LLC CRD: 145983 | — | 0 | 1 | A | Unknown |
| Graves Light Lenhart CRD: 298283 | — | 0 | 7 | A | Unknown |
| Graves, John E CRD: 156107 | — | 0 | 0 | A | Unknown |
| Gravimark LLC CRD: 329085 | — | 0 | 0 | A | Unknown |
| Gray & Company CRD: 109349 | — | 0 | 0 | A | Unknown |
| Gray Ghost Ventures CRD: 163417 | — | 0 | 0 | A | Unknown |
| Gray OAK Capital, LLC CRD: 290056 | CT | 0 | 2 | A | Active |
| Gray Seifert Securities Inc. CRD: 23708 | — | 0 | 0 | A | INACTIVE |
| Gray Wealth Strategies LLC CRD: 319415 | — | 0 | 1 | A | Unknown |
| Gray, James a CRD: 44986 | — | 0 | 0 | A | INACTIVE |
| Gray, Knudsen & Co.,Inc. CRD: 14785 | — | 0 | 0 | A | INACTIVE |
| Graybill Investments CRD: 13655 | — | 2 | 0 | B | INACTIVE |
| Grayhawk Wealth US Inc. CRD: 321602 | — | 0 | 0 | A | Unknown |
| Graypoint LLC CRD: 135950 | — | 0 | 0 | A | Unknown |
| Graystone Nash, Inc. CRD: 10635 | — | 0 | 0 | A | INACTIVE |
| Graystone Partners L.P. CRD: 34669 | — | 0 | 0 | A | INACTIVE |
| Graystreet Partners CRD: 334967 | — | 0 | 1 | A | Unknown |
| GRB Financial LLC CRD: 130490 | TX | 0 | 2 | A | Active |
| GRDNT LLC CRD: 337857 | — | 0 | 1 | A | Unknown |
| Great Circle Ventures GP, LLC CRD: 326490 | — | 0 | 1 | A | Unknown |
| Great Cumberland Group Inc CRD: 21698 | — | 0 | 0 | A | INACTIVE |
| Great ELM, LLC CRD: 333969 | — | 0 | 1 | A | Unknown |
| Great Gable Partners, LP CRD: 133184 | — | 0 | 0 | A | Unknown |
| Great Gable Wealth Management, LLC CRD: 297501 | — | 0 | 1 | A | Unknown |
| Great Hill Advisory CRD: 283228 | — | 0 | 2 | A | Unknown |
| Great Hill Partners CRD: 158158 | — | 0 | 1 | A | Unknown |
| Great Lakes Legacy Group, LLC CRD: 154875 | — | 0 | 0 | A | Unknown |
| Great North Ventures CRD: 316159 | — | 0 | 1 | A | Unknown |
| Great Path Planning CRD: 284461 | — | 0 | 2 | A | Unknown |
| Great Point Partners, LLC CRD: 158423 | — | 0 | 1 | A | Unknown |
| Great Valley Advisor Group, LLC CRD: 123913 | — | 0 | 198 | A | Unknown |
| Greater Colorado Venture Fund GP, LLC CRD: 299047 | — | 0 | 1 | A | Unknown |
| Greater Good Financial CRD: 313918 | — | 0 | 1 | A | Unknown |
| Greater Midwest Financial Group, LLC CRD: 324387 | — | 0 | 1 | A | Unknown |