Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blue Marble Investments CRD: 141354 | - | 0 | 1 | - | Unknown |
| Blue Marlin Advisors, LLC CRD: 305906 | - | 0 | 3 | - | Unknown |
| Blue Marlin Holdco LLC CRD: 313892 | - | 0 | 1 | - | Unknown |
| Blue Mill Associates LLC CRD: 46551 | - | 0 | 0 | A | INACTIVE |
| Blue Monarch Financial Inc. CRD: 330561 | - | 0 | 3 | - | Unknown |
| Blue Moon Capital Management LLC CRD: 311941 | - | 0 | 1 | - | Unknown |
| Blue Moon Financial, LLC CRD: 123224 | - | 7 | 0 | D | INACTIVE |
| Blue Moon GP I, LLC CRD: 314286 | - | 0 | 1 | - | Unknown |
| Blue Moon Wealth Advisory, LLC. CRD: 171597 | - | 0 | 0 | - | Unknown |
| Blue Mountain Financial Planning CRD: 315830 | - | 0 | 1 | - | Unknown |
| Blue Mountain Wealth Management CRD: 333256 | - | 0 | 1 | - | Unknown |
| Blue Nexus Ventures CRD: 327868 | - | 0 | 1 | - | Unknown |
| Blue OAK Capital LLC CRD: 108592 | - | 0 | 0 | - | Unknown |
| Blue OAK, LLC CRD: 213519 | - | 0 | 0 | - | Unknown |
| Blue Oaks Financial, LLC CRD: 290666 | - | 0 | 0 | - | Unknown |
| Blue Ocean Asset Management, LLC CRD: 285528 | - | 0 | 0 | - | Unknown |
| Blue Ocean ATS CRD: 306512 | FL | 1 | 2 | B | Active |
| Blue Ocean Capital CRD: 107833 | - | 0 | 1 | - | Unknown |
| Blue Ocean Capital Management, LLC CRD: 153776 | - | 0 | 0 | - | Unknown |
| Blue Ocean Capital Management, LLC CRD: 310383 | - | 0 | 0 | - | Unknown |
| Blue Ocean Capital, LLC CRD: 143314 | - | 0 | 0 | - | Unknown |
| Blue Ocean Capital, LLC CRD: 307453 | - | 0 | 1 | - | Unknown |
| Blue Ocean Global Wealth CRD: 167730 | - | 0 | 0 | - | Unknown |
| Blue Ocean Investment Partners CRD: 297769 | - | 0 | 0 | - | Unknown |
| Blue Ocean Portfolios, LLC CRD: 151546 | - | 0 | 0 | - | Unknown |
| Blue Ocean Strategic Advisors, LLC CRD: 165146 | - | 0 | 1 | - | Unknown |
| Blue Ocean Strategic Capital, LLC CRD: 112777 | - | 0 | 0 | - | Unknown |
| Blue Ocean Wealth Management, LLC CRD: 284550 | - | 0 | 1 | - | Unknown |
| Blue of 7 Adviser LLC CRD: 325994 | - | 0 | 1 | - | Unknown |
| Blue Omega Partners LLC CRD: 307724 | - | 0 | 0 | - | Unknown |
| Blue Opal Capital, LLC CRD: 315680 | - | 0 | 1 | - | Unknown |
| Blue Orca, LLC CRD: 311503 | - | 0 | 1 | - | Unknown |
| Blue Orchid Capital, LLC CRD: 162437 | - | 0 | 1 | - | Unknown |
| Blue Otter Financial Planning CRD: 340974 | - | 0 | 1 | - | Unknown |
| Blue OWL Alternative Credit Advisors II LLC CRD: 334213 | - | 0 | 1 | - | Unknown |
| Blue OWL Credit Advisors LLC CRD: 282575 | - | 0 | 1 | - | Unknown |
| Blue OWL Credit Private Fund Advisors LLC CRD: 297506 | - | 0 | 1 | - | Unknown |
| Blue OWL Digital Infrastructure Trust Advisors LLC CRD: 337770 | - | 0 | 1 | - | Unknown |
| Blue OWL Diversified Credit Advisors LLC CRD: 307525 | - | 0 | 0 | - | Unknown |
| Blue OWL GPSC Advisors LLC CRD: 293945 | - | 0 | 1 | - | Unknown |
| Blue OWL Insurance Solutions CRD: 331318 | - | 0 | 1 | - | Unknown |
| Blue OWL Real Assets Advisors LLC CRD: 336832 | - | 0 | 0 | - | Unknown |
| Blue OWL Real Estate Capital LLC CRD: 165132 | - | 0 | 1 | - | Unknown |
| Blue OWL Securities CRD: 283250 | NY | 0 | 9 | A | Active |
| Blue OWL Strategic Equity Advisors LLC CRD: 325958 | - | 0 | 1 | - | Unknown |
| Blue OWL Technology Credit Advisors II LLC CRD: 316821 | - | 0 | 1 | - | Unknown |
| Blue OWL Technology Credit Advisors LLC CRD: 297497 | - | 0 | 1 | - | Unknown |
| Blue OX Capital Management, Inc. CRD: 287816 | - | 0 | 1 | - | Unknown |
| Blue Peter Wealth LLC CRD: 311136 | - | 0 | 0 | - | Unknown |
| Blue Pine Partners, LLC CRD: 169353 | - | 0 | 1 | - | Unknown |