Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blue Point Capital Management CRD: 327640 | - | 0 | 0 | - | Unknown |
| Blue Point Capital Partners LLC CRD: 157031 | - | 0 | 1 | - | Unknown |
| Blue Point Financial, Inc. CRD: 299688 | - | 0 | 1 | - | Unknown |
| Blue Point Investment Management CRD: 148104 | - | 0 | 1 | - | Unknown |
| Blue Point Securities Inc. CRD: 130932 | - | 1 | 0 | B | INACTIVE |
| Blue Point Strategic Wealth Management, LLC CRD: 166617 | - | 0 | 1 | - | Unknown |
| Blue Pool Capital Limited CRD: 329357 | - | 0 | 0 | - | Unknown |
| Blue Prairie Group,LLC CRD: 131802 | - | 0 | 0 | - | Unknown |
| Blue Quartz Investments CRD: 326116 | WA | 0 | 4 | A | Active |
| Blue Riband Group Limited CRD: 335419 | - | 0 | 0 | - | Unknown |
| Blue Riband Group LLC CRD: 313135 | - | 0 | 0 | - | Unknown |
| Blue Ridge Capital Management Corporation CRD: 286401 | - | 0 | 0 | - | Unknown |
| Blue Ridge Capital, L.L.C. CRD: 158265 | - | 0 | 0 | - | Unknown |
| Blue Ridge Financial Services LLC CRD: 155134 | - | 0 | 1 | - | Unknown |
| Blue Ridge Investments LLC CRD: 318314 | - | 0 | 1 | - | Unknown |
| Blue Ridge Wealth Planners CRD: 285347 | - | 0 | 2 | - | Unknown |
| Blue River Asset Management, LLC CRD: 131463 | - | 0 | 0 | - | Unknown |
| Blue River Capital LLC CRD: 277130 | - | 0 | 0 | - | Unknown |
| Blue River Capital LLC CRD: 27529 | - | 1 | 0 | B | INACTIVE |
| Blue River Capital Management CRD: 328888 | - | 0 | 2 | - | Unknown |
| Blue River South, LLC CRD: 155807 | - | 0 | 1 | - | Unknown |
| Blue River Waters Fund LP CRD: 321064 | - | 0 | 0 | - | Unknown |
| Blue Road Management, L.P. CRD: 169845 | - | 0 | 1 | - | Unknown |
| Blue Rock Advisors, LLC CRD: 281831 | - | 0 | 0 | - | Unknown |
| Blue Rock Capital CRD: 300876 | - | 0 | 1 | - | Unknown |
| Blue Rock Financial Group CRD: 298558 | - | 0 | 2 | - | Unknown |
| Blue Rock Financial Services, Inc. CRD: 151566 | - | 0 | 1 | - | Unknown |
| Blue Rock Global Partners, Inc. CRD: 136259 | - | 0 | 0 | A | INACTIVE |
| Blue Rock Securities, Inc. CRD: 140143 | - | 0 | 0 | A | INACTIVE |
| Blue Room Investment Advisors CRD: 320891 | - | 0 | 1 | - | Unknown |
| Blue Sage Services, L.P. CRD: 297282 | - | 0 | 1 | - | Unknown |
| Blue Sand Securities LLC CRD: 142976 | - | 0 | 0 | A | INACTIVE |
| Blue SEA Capital LLC CRD: 169023 | - | 0 | 1 | - | Unknown |
| Blue SEA Research Advisors, LLC CRD: 165854 | - | 0 | 0 | - | Unknown |
| Blue Shores Capital Management LLC CRD: 173933 | - | 0 | 0 | - | Unknown |
| Blue Skies Capital Management, LLC CRD: 157280 | - | 0 | 0 | - | Unknown |
| Blue Skies Financial Planning, LLC CRD: 152972 | - | 0 | 0 | - | Unknown |
| Blue SKY Alternative Investments Limited CRD: 283142 | - | 0 | 0 | - | Unknown |
| Blue SKY Alternative Investments LLC CRD: 287602 | - | 0 | 0 | - | Unknown |
| Blue SKY Asset Management, LLC CRD: 167686 | - | 0 | 1 | - | Unknown |
| Blue SKY Capital Consultants Group, Inc. CRD: 329575 | - | 0 | 1 | - | Unknown |
| Blue SKY Financial CRD: 164086 | - | 0 | 2 | - | Unknown |
| Blue SKY Financial Planning, LLC CRD: 299518 | - | 0 | 0 | - | Unknown |
| Blue SKY Global Advisors, LLC CRD: 310685 | - | 0 | 0 | - | Unknown |
| Blue SKY Investment Partners, Inc. CRD: 145318 | - | 0 | 1 | - | Unknown |
| Blue SKY Wealth Partners, LLC CRD: 315110 | - | 0 | 0 | - | Unknown |
| Blue Slate Investment Management CRD: 332847 | - | 0 | 2 | - | Unknown |
| Blue Spark Capital Advisors CRD: 159025 | - | 0 | 3 | - | Unknown |
| Blue Sparrow Funds GP LLC CRD: 323607 | - | 0 | 1 | - | Unknown |
| Blue Sparrow Partners LP CRD: 291440 | - | 0 | 0 | - | Unknown |