Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Greater Wealth CRD: 326978 | — | 0 | 2 | A | Unknown |
| Greater Works Wealth CRD: 321786 | — | 0 | 1 | A | Unknown |
| Greatlinks Financial Group CRD: 174316 | — | 0 | 0 | A | Unknown |
| Gree LP Fund US CRD: 339964 | — | 0 | 1 | A | Unknown |
| Gree VR Capital, LLC CRD: 284199 | — | 0 | 0 | A | Unknown |
| Green & Deckert LLC CRD: 299006 | — | 0 | 2 | A | Unknown |
| Green and Gold Financial Planning, LLC CRD: 286518 | — | 0 | 0 | A | Unknown |
| Green BAY Generations Fund, LLC CRD: 292620 | — | 0 | 0 | A | Unknown |
| Green Belt Bank & Trust CRD: 160583 | — | 0 | 2 | A | Unknown |
| Green Eggs & FAM, LLC CRD: 316767 | — | 0 | 1 | A | Unknown |
| Green Ginger Investment Advisors, LLC CRD: 142325 | — | 0 | 0 | A | Unknown |
| Green Giraffe Securities, LLC CRD: 305147 | — | 0 | 0 | A | INACTIVE |
| Green Harvest, Green Harvest Capital Management CRD: 158630 | — | 0 | 2 | A | Unknown |
| Green KEY Partners, LP CRD: 319054 | — | 0 | 1 | A | Unknown |
| Green Meadow CRD: 310699 | — | 0 | 0 | A | Unknown |
| Green Ocean Global Advisors LLC CRD: 321145 | — | 0 | 2 | A | Unknown |
| Green Peaks Planning CRD: 319207 | — | 0 | 2 | A | Unknown |
| Green River Real Asset Management, LLC CRD: 331885 | — | 0 | 1 | A | Unknown |
| Green Square Securities, LLC CRD: 43244 | — | 0 | 0 | A | INACTIVE |
| Green Street CRD: 172378 | — | 0 | 3 | A | Unknown |
| Green Tree LLC CRD: 333176 | — | 0 | 1 | A | Unknown |
| Green Visor Capital I GP, LLC CRD: 171706 | — | 0 | 0 | A | Unknown |
| Green, David Allen CRD: 39883 | — | 0 | 0 | A | INACTIVE |
| Greenbelt JL GP, LLC CRD: 283702 | — | 0 | 1 | A | Unknown |
| Greenberg Financial Group CRD: 226707 | — | 0 | 1 | A | Unknown |
| Greenberg Financial Group CRD: 38747 | — | 3 | 1 | C | INACTIVE |
| Greenberg Graham Advisors LLC CRD: 128726 | — | 0 | 0 | A | Unknown |
| Greenbriar Equity Group CRD: 157475 | — | 0 | 1 | A | Unknown |
| Greenbridge Partners LLC CRD: 48025 | — | 0 | 0 | A | INACTIVE |
| Greenbush Financial Group, LLC CRD: 125500 | — | 0 | 1 | A | Unknown |
| Greene, Jordan K. CRD: 47199 | — | 0 | 0 | A | INACTIVE |
| Greener Capital CRD: 162537 | — | 0 | 0 | A | Unknown |
| Greenerbucks CRD: 324622 | — | 0 | 1 | A | Unknown |
| Greenfield Financial Services, LLC CRD: 166095 | — | 0 | 2 | A | Unknown |
| Greenfield Partners CRD: 10637 | — | 0 | 0 | A | INACTIVE |
| Greenlaw International GP LLC CRD: 166719 | — | 0 | 0 | A | Unknown |
| Greenleaf Financial Group CRD: 137933 | — | 0 | 2 | A | Unknown |
| Greenleaf Financial Network, LLC CRD: 284165 | — | 0 | 12 | A | Unknown |
| Greenline Partners CRD: 164192 | — | 0 | 1 | A | Unknown |
| Greenoaks CRD: 165941 | — | 0 | 1 | A | Unknown |
| Greenpeak Management GMBH CRD: 331861 | — | 0 | 0 | A | Unknown |
| Greenpoint Partners CRD: 310532 | — | 0 | 1 | A | Unknown |
| Greenridge Growth Partners CRD: 171612 | — | 0 | 1 | A | Unknown |
| Greenrock Advisory LLC CRD: 157645 | — | 0 | 2 | A | Unknown |
| Greensview Wealth CRD: 338176 | — | 0 | 1 | A | Unknown |
| Greentree Securities Corp. CRD: 7372 | — | 0 | 0 | A | INACTIVE |
| Greenview Capital Group, LLC CRD: 281569 | — | 0 | 1 | A | Unknown |
| Greenway Trading L.L.C. CRD: 123883 | — | 0 | 0 | A | INACTIVE |
| Greenwich Asset Management Group, LLC CRD: 114871 | — | 0 | 0 | A | Unknown |
| Greenwich Global, LLC CRD: 37304 | — | 3 | 0 | C | INACTIVE |