Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Greenwich High Yield LLC CRD: 38213 | — | 0 | 0 | A | INACTIVE |
| Greenwood Gearhart, LLC CRD: 110379 | — | 0 | 2 | A | Unknown |
| Greenwood Partners L.P. CRD: 43938 | — | 0 | 0 | A | INACTIVE |
| Greenwood Pine Partners CRD: 314679 | — | 0 | 1 | A | Unknown |
| Greg Gavin CRD: 132692 | — | 0 | 0 | A | INACTIVE |
| Gregory S. Haase L.L.C. CRD: 140575 | — | 0 | 0 | A | Unknown |
| Gregory, Zent & Swanson Inc. CRD: 22590 | — | 4 | 0 | C | INACTIVE |
| Greif & Co. CRD: 30345 | CA | 0 | 2 | A | Active |
| Greig, Kevin P CRD: 226789 | — | 0 | 1 | A | Unknown |
| Greiner & Co, LLC CRD: 326268 | — | 0 | 0 | A | Unknown |
| Gremler Financial Corp CRD: 116220 | — | 0 | 2 | A | Unknown |
| Gremo Investments, Inc. CRD: 132121 | — | 2 | 0 | B | INACTIVE |
| Grenadilla Advisory LLC CRD: 336376 | — | 0 | 1 | A | Unknown |
| Grenda Group CRD: 170241 | — | 0 | 1 | A | Unknown |
| Grenel & Co., LLC CRD: 5346 | — | 0 | 0 | A | INACTIVE |
| Grep VC, LLC CRD: 318989 | — | 0 | 0 | A | Unknown |
| Gresham Partners, LLC CRD: 108668 | — | 0 | 2 | A | Unknown |
| Gresham, LLP CRD: 161241 | — | 0 | 0 | A | Unknown |
| Grevious, Victor CRD: 33681 | — | 0 | 0 | A | INACTIVE |
| Grey Helm Capital CRD: 311810 | — | 0 | 1 | A | Unknown |
| Grey House Partners GP Inc. CRD: 326882 | — | 0 | 0 | A | Unknown |
| Grey Investments LLC CRD: 128654 | — | 0 | 0 | A | Unknown |
| Greybox Investments CRD: 174077 | — | 0 | 2 | A | Unknown |
| Greycliff Partners CRD: 29384 | — | 0 | 0 | A | INACTIVE |
| Greycliff, LLC CRD: 146974 | — | 1 | 0 | B | INACTIVE |
| Greycroft LP CRD: 162561 | — | 0 | 1 | A | Unknown |
| Greyfox Management LLC CRD: 301544 | — | 0 | 0 | A | Unknown |
| Greylion Partners LP CRD: 308336 | — | 0 | 1 | A | Unknown |
| Greylock Israel Global Management Ltd. CRD: 162176 | — | 0 | 0 | A | Unknown |
| Greylock Partners CRD: 161537 | — | 0 | 1 | A | Unknown |
| Greyrock Capital Group CRD: 156816 | — | 0 | 1 | A | Unknown |
| Greystar Investment Group, LLC CRD: 160665 | — | 0 | 1 | A | Unknown |
| Greystone Capital Group, Inc. CRD: 35623 | — | 0 | 0 | A | INACTIVE |
| Greystone Capital Partners Group LLC CRD: 312326 | — | 0 | 4 | A | Unknown |
| Greystone Financial Group, Inc. CRD: 112683 | — | 0 | 0 | A | Unknown |
| Greystone Financial Group, LLC CRD: 306595 | — | 0 | 8 | A | Unknown |
| GRF Capital Investors, Inc. CRD: 24971 | OK | 0 | 2 | A | Active |
| GRH Securities, Inc. CRD: 10220 | — | 0 | 0 | A | INACTIVE |
| Gridline CRD: 317336 | — | 0 | 1 | A | Unknown |
| Gridmatic Inc. CRD: 330591 | — | 0 | 0 | A | Unknown |
| Griesbach Securities Corp. CRD: 16961 | — | 0 | 0 | A | INACTIVE |
| Grieveson Grant International Ltd CRD: 11169 | — | 0 | 0 | A | INACTIVE |
| Griffin Asset Management, LLC CRD: 104548 | — | 0 | 2 | A | Unknown |
| Griffin Capital QOZ Advisor, LLC CRD: 300159 | — | 0 | 0 | A | Unknown |
| Griffin Financial CRD: 306836 | — | 0 | 1 | A | Unknown |
| Griffin Financial Group, LLC CRD: 119004 | PA | 0 | 8 | A | Active |
| Griffin Global Asset Management CRD: 336578 | — | 0 | 1 | A | Unknown |
| Griffiths Mcburney Corp. CRD: 40620 | — | 0 | 0 | A | INACTIVE |
| Griffon MAY, Inc. CRD: 1378 | — | 5 | 0 | C | INACTIVE |
| Griha Investments CRD: 162730 | — | 0 | 0 | A | Unknown |