Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blue Square Asset Management, LLC CRD: 296802 | - | 0 | 4 | - | Unknown |
| Blue Stamp Company PTY Ltd. CRD: 304801 | - | 0 | 0 | - | Unknown |
| Blue Star Trading, LLC CRD: 122929 | - | 0 | 0 | A | INACTIVE |
| Blue Star Wealth Management LLC CRD: 314728 | - | 0 | 0 | - | Unknown |
| Blue Summit Advisors LLC CRD: 151391 | - | 0 | 0 | - | Unknown |
| Blue Summit Capital Investments Management, LLC CRD: 329445 | - | 0 | 1 | - | Unknown |
| Blue Summit Wealth Management CRD: 148782 | - | 0 | 1 | - | Unknown |
| Blue SUN Capital LLC CRD: 172587 | - | 0 | 0 | - | Unknown |
| Blue Swell Asset Management Private Limited CRD: 297731 | - | 0 | 0 | - | Unknown |
| Blue TIN Capital Management LLC CRD: 289544 | - | 0 | 0 | - | Unknown |
| Blue Torch Capital LP CRD: 288110 | - | 0 | 1 | - | Unknown |
| Blue Tower Asset Management, LLC CRD: 173342 | - | 0 | 1 | - | Unknown |
| Blue Tree Financial CRD: 315622 | - | 0 | 0 | - | Unknown |
| Blue Tree Wealth Advisors LLC CRD: 296854 | - | 0 | 0 | - | Unknown |
| Blue Tulip Ventures LLC CRD: 337632 | - | 0 | 1 | - | Unknown |
| Blue Valley Wealth Advisors, Inc. CRD: 287607 | - | 0 | 0 | - | Unknown |
| Blue Vase Securities, LLC CRD: 46765 | - | 0 | 0 | A | INACTIVE |
| Blue Vista Capital, LLC CRD: 127001 | IL | 0 | 3 | A | Active |
| Blue Water Advisors CRD: 171506 | - | 0 | 0 | - | Unknown |
| Blue Water Advisors LP CRD: 288923 | - | 0 | 1 | - | Unknown |
| Blue Water Arbitrage LLC CRD: 148134 | - | 0 | 0 | A | INACTIVE |
| Blue Water Asset Management CRD: 175362 | - | 0 | 3 | - | Unknown |
| Blue Water Capital Advisors, LLC CRD: 148933 | - | 0 | 0 | - | Unknown |
| Blue Water Capital Management, LLC CRD: 143414 | - | 0 | 0 | - | Unknown |
| Blue Water Capital Management, LLC CRD: 127193 | - | 0 | 3 | - | Unknown |
| Blue Water Energy LLP CRD: 165712 | - | 0 | 0 | - | Unknown |
| Blue Water Energy LLP CRD: 291382 | - | 0 | 0 | - | Unknown |
| Blue Water Financial Investor Coaching, LLC CRD: 171285 | - | 0 | 1 | - | Unknown |
| Blue Water Financial Technologies LLC CRD: 299471 | - | 0 | 0 | - | Unknown |
| Blue Water Life Science Advisors, LP CRD: 306450 | - | 0 | 1 | - | Unknown |
| Blue Water Macro CRD: 314413 | - | 0 | 0 | - | Unknown |
| Blue Water Trading, LLC CRD: 125498 | - | 0 | 0 | A | INACTIVE |
| Blue Water Venture Management, LLC CRD: 338107 | - | 0 | 0 | - | Unknown |
| Blue Water Wealth CRD: 164432 | - | 0 | 6 | - | Unknown |
| Blue Waters Advisory Group, LLC CRD: 158536 | - | 0 | 1 | - | Unknown |
| Blue Wolf Capital Partners LLC CRD: 162475 | - | 0 | 1 | - | Unknown |
| Blue Yard Capital CRD: 282922 | - | 0 | 0 | - | Unknown |
| Blue Zone Global Investors CRD: 311840 | - | 0 | 0 | - | Unknown |
| Blue Zone Wealth Advisors, LLC CRD: 305943 | - | 0 | 1 | - | Unknown |
| Blue3 Investments LLC CRD: 334953 | - | 0 | 0 | - | Unknown |
| Bluearc Capital Management CRD: 167233 | - | 0 | 1 | - | Unknown |
| Bluebay Asset Management LLP CRD: 122793 | - | 0 | 0 | - | Unknown |
| Bluebay Asset Management USA LLC CRD: 164530 | - | 0 | 0 | - | Unknown |
| Bluebay Funds Management Company S.A. CRD: 325907 | - | 0 | 0 | - | Unknown |
| Blueberry Ventures Management, LLC CRD: 281618 | - | 0 | 0 | - | Unknown |
| Bluebid Brokerage, LLC CRD: 121267 | - | 1 | 0 | B | INACTIVE |
| Bluebird DAY Capital Management, LLC CRD: 331754 | - | 0 | 1 | - | Unknown |
| Bluebird Pearson LLC CRD: 174668 | - | 0 | 0 | - | Unknown |
| Bluebird Ventures GP I, LLC CRD: 304804 | - | 0 | 1 | - | Unknown |
| Bluebird Wealth Management LLC CRD: 293420 | - | 0 | 3 | - | Unknown |