Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bluebonnet Holdings CRD: 318998 | - | 0 | 1 | - | Unknown |
| Bluebonnet Securities, Inc. CRD: 15957 | - | 0 | 0 | A | INACTIVE |
| Bluechip Financial Planning, Inc. CRD: 114944 | - | 0 | 2 | - | Unknown |
| Bluechip Securities, Inc. CRD: 45726 | - | 6 | 0 | C | INACTIVE |
| Bluechip Wealth Advisors LLC CRD: 150008 | - | 0 | 1 | - | Unknown |
| Bluecorner Capital LLC CRD: 312946 | - | 0 | 1 | - | Unknown |
| Bluecrest Capital Management (NEW York) LP CRD: 289582 | - | 0 | 0 | - | Unknown |
| Bluecrest Capital Management (UK) LLP CRD: 289587 | - | 0 | 0 | - | Unknown |
| Bluecrest Capital Management Limited CRD: 148823 | - | 0 | 0 | - | Unknown |
| Bluedoor Private Wealth, LLC CRD: 301907 | - | 0 | 7 | - | Unknown |
| Bluedrive Global Investors LLP CRD: 287794 | - | 0 | 0 | - | Unknown |
| Bluefield Securities, LLC CRD: 130520 | - | 0 | 0 | A | INACTIVE |
| Bluefin Advisors LLC CRD: 284570 | - | 0 | 0 | - | Unknown |
| Bluefin Capital Management, LLC CRD: 113892 | NY | 18 | 4 | C | Active |
| Bluefin Chicago L.L.C. CRD: 134744 | - | 0 | 0 | A | INACTIVE |
| Bluefin Financial CRD: 288375 | - | 0 | 1 | - | Unknown |
| Bluefin Investment Management, LLC CRD: 149904 | - | 0 | 1 | - | Unknown |
| Bluefin Research Partners, Inc. CRD: 119582 | MA | 0 | 3 | A | Active |
| Bluefin Specialists L.L.C. CRD: 138150 | - | 2 | 0 | B | INACTIVE |
| Bluefin Trading, LP CRD: 121971 | - | 0 | 0 | A | INACTIVE |
| Bluefire Strategies LLC CRD: 338299 | - | 0 | 1 | - | Unknown |
| Bluefish Financials LLC CRD: 155032 | - | 0 | 0 | - | Unknown |
| Bluefront Equity CRD: 334889 | - | 0 | 0 | - | Unknown |
| Bluegem Capital Partners LLP CRD: 173189 | - | 0 | 0 | - | Unknown |
| Bluegill Creek Capital LLC CRD: 341519 | - | 0 | 1 | - | Unknown |
| Bluegrass Capital Advisors, LLC CRD: 147805 | - | 0 | 0 | - | Unknown |
| Bluegrass Capital Partners LP CRD: 285740 | - | 0 | 1 | - | Unknown |
| Bluegrass Financial Planning, LLC CRD: 169515 | - | 0 | 1 | - | Unknown |
| Bluegrass Legacy Planning CRD: 336386 | - | 0 | 1 | - | Unknown |
| Blueheel LLC CRD: 331771 | - | 0 | 1 | - | Unknown |
| Blueio Management, LLC CRD: 290649 | - | 0 | 1 | - | Unknown |
| Bluekey Equity Partners, LLC CRD: 300354 | - | 0 | 0 | - | Unknown |
| Bluekey Management, LLC CRD: 331761 | - | 0 | 1 | - | Unknown |
| Blueline Advisors CRD: 164642 | - | 0 | 3 | - | Unknown |
| Blueline Capital CRD: 338340 | - | 0 | 0 | - | Unknown |
| Bluelist Partners, LLC CRD: 304568 | - | 0 | 1 | - | Unknown |
| Bluemar Capital Management, LLC CRD: 161329 | - | 0 | 0 | - | Unknown |
| Bluemountain CLO Management, LLC CRD: 287595 | - | 0 | 0 | - | Unknown |
| Bluemountain Fuji Management, LLC CRD: 286502 | - | 0 | 1 | - | Unknown |
| Blueorchard Finance Advisors, LLC CRD: 149131 | - | 0 | 0 | A | INACTIVE |
| Blueorchard Finance Ltd CRD: 324268 | - | 0 | 0 | - | Unknown |
| Bluepath Capital LLC CRD: 307474 | CA | 0 | 2 | A | Active |
| Bluepeak Wealth Management, Inc. CRD: 211512 | - | 0 | 0 | - | Unknown |
| Bluepoint Investment Counsel, LLC CRD: 160298 | - | 0 | 0 | - | Unknown |
| Bluepoint Wealth Advisors CRD: 315850 | - | 0 | 1 | - | Unknown |
| Bluepointe Capital Management, LLC CRD: 140262 | - | 0 | 0 | - | Unknown |
| Bluepointe Ventures CRD: 301276 | - | 0 | 1 | - | Unknown |
| Bluepost Capital CRD: 319513 | - | 0 | 0 | A | INACTIVE |
| Blueprint 360 LLC CRD: 292136 | - | 0 | 2 | - | Unknown |
| Blueprint Asset Management LLC CRD: 157338 | - | 0 | 0 | - | Unknown |