Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Grimm & Davis, Inc. CRD: 2079 | — | 0 | 0 | A | INACTIVE |
| Grip Financial, LLC CRD: 325351 | — | 0 | 2 | A | Unknown |
| Grit Family Office, LLC CRD: 290066 | — | 0 | 1 | A | Unknown |
| Grit Partners, LLC CRD: 318654 | — | 0 | 1 | A | Unknown |
| Grit Ventures LLC CRD: 304305 | — | 0 | 0 | A | Unknown |
| Grit Wealth Management CRD: 295236 | — | 0 | 0 | A | Unknown |
| Grix VC, LLC CRD: 327237 | — | 0 | 1 | A | Unknown |
| Grizzly Peak Group LLC CRD: 149761 | — | 0 | 0 | A | Unknown |
| GRK Partners LP CRD: 162433 | — | 0 | 0 | A | Unknown |
| GRO Capital, LLC CRD: 131554 | — | 0 | 2 | A | Unknown |
| Grodman Financial Group, LLC CRD: 116867 | — | 0 | 0 | A | Unknown |
| Gron Ventures, LLC CRD: 305564 | — | 0 | 1 | A | Unknown |
| Groom Financial Advisory CRD: 129076 | — | 0 | 1 | A | Unknown |
| Gross Investments CRD: 121448 | — | 0 | 0 | A | Unknown |
| Gross Investments LLC CRD: 310119 | — | 0 | 3 | A | Unknown |
| Gross, Arthur J CRD: 125975 | — | 0 | 0 | A | INACTIVE |
| Grossman & Co., LLC. CRD: 10222 | — | 1 | 0 | B | INACTIVE |
| Ground Game Ventures CRD: 329360 | — | 0 | 1 | A | Unknown |
| Grounded Wealth CRD: 314801 | — | 0 | 0 | A | Unknown |
| Group 11 CRD: 299161 | — | 0 | 0 | A | Unknown |
| Group Capital Corporation CRD: 15723 | — | 0 | 0 | A | INACTIVE |
| Group Equities, Inc. CRD: 15439 | — | 0 | 0 | A | INACTIVE |
| Group Five Financial Corporation CRD: 20013 | — | 0 | 0 | A | INACTIVE |
| Group G Capital Partners LLC CRD: 291105 | — | 0 | 0 | A | Unknown |
| Group H Advisory Corporation CRD: 115851 | — | 0 | 0 | A | Unknown |
| Group Investments, Ltd. CRD: 13509 | — | 0 | 0 | A | INACTIVE |
| Group ONE Trading LLC CRD: 37484 | IL | 33 | 3 | D | Active |
| Group U, LLC CRD: 329765 | — | 0 | 1 | A | Unknown |
| Grouse Rock, LLC CRD: 282182 | — | 0 | 0 | A | Unknown |
| Grove CRD: 281084 | — | 0 | 0 | A | Unknown |
| Grove Capital Corporation CRD: 14815 | — | 0 | 0 | A | INACTIVE |
| Grove Financial Services GMBH CRD: 153405 | — | 0 | 0 | A | Unknown |
| Grove Investments, Inc. CRD: 112636 | — | 0 | 1 | A | Unknown |
| Grover Rees JR CRD: 6777 | — | 0 | 0 | A | INACTIVE |
| Grovestreet CRD: 111497 | — | 0 | 1 | A | Unknown |
| Grow Funds LLC CRD: 269960 | — | 0 | 1 | A | Unknown |
| Grow Give Build Investments LLC CRD: 296745 | — | 0 | 0 | A | Unknown |
| Grow Today LLC CRD: 322034 | — | 0 | 0 | A | Unknown |
| Grow Today LLC CRD: 324970 | — | 0 | 0 | A | Unknown |
| Grow With ME CRD: 299304 | — | 0 | 3 | A | Unknown |
| Growcore Investments CRD: 313396 | — | 0 | 0 | A | Unknown |
| Growth Catalyst Partners, L.P. CRD: 311410 | — | 0 | 1 | A | Unknown |
| Growth Lending GP LLC CRD: 334044 | — | 0 | 0 | A | Unknown |
| Growthvest CRD: 143645 | — | 0 | 0 | A | Unknown |
| Growthx CRD: 286245 | — | 0 | 1 | A | Unknown |
| GRR Financial, Inc. CRD: 122505 | — | 0 | 0 | A | INACTIVE |
| Grubb & Company CRD: 10523 | — | 0 | 0 | A | INACTIVE |
| Gruntal & Co., L.L.C. CRD: 372 | — | 115 | 0 | F | INACTIVE |
| Grupo Guayacan CRD: 163655 | — | 0 | 1 | A | Unknown |
| Gruss & Co. CRD: 2090 | — | 0 | 0 | A | INACTIVE |