Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Gruss Partners CRD: 15104 | — | 0 | 0 | A | INACTIVE |
| Grutzner Securities Corp. CRD: 17688 | — | 0 | 0 | A | INACTIVE |
| GRV Securities LLC CRD: 138348 | IL | 0 | 5 | A | Active |
| GRW Partners CRD: 178519 | — | 0 | 0 | A | Unknown |
| Gryphon Management Partners, L.P. CRD: 116866 | — | 0 | 0 | A | Unknown |
| Gryphon Wealth CRD: 339969 | — | 0 | 1 | A | Unknown |
| GS Gamma Advisors, LLC CRD: 135424 | — | 0 | 1 | A | Unknown |
| GS Global Asset Management, L.L.C. CRD: 44243 | — | 0 | 0 | A | INACTIVE |
| GS Investment Inc CRD: 107782 | — | 0 | 1 | A | Unknown |
| GS Options, Inc. CRD: 31445 | — | 0 | 0 | A | INACTIVE |
| GS2 Securities, Inc. CRD: 14745 | — | 0 | 0 | A | INACTIVE |
| GSA Capital Partners (NEW York) LP CRD: 286369 | — | 0 | 1 | A | Unknown |
| GSA Equity, Inc. CRD: 4449 | — | 0 | 0 | A | INACTIVE |
| GSA, LLC CRD: 298635 | — | 0 | 0 | A | Unknown |
| GSB Capital, LLC CRD: 283008 | — | 0 | 0 | A | Unknown |
| GSB Capital, LLC CRD: 311571 | — | 0 | 1 | A | Unknown |
| GSB Global Security Brokerage CRD: 37331 | — | 0 | 0 | A | INACTIVE |
| Gsbackers, LLC CRD: 321057 | — | 0 | 1 | A | Unknown |
| GSC Group CRD: 109877 | — | 0 | 0 | A | Unknown |
| GSC Securities, Inc. CRD: 17013 | — | 0 | 0 | A | INACTIVE |
| GSD Capital LLC CRD: 331595 | — | 0 | 1 | A | Unknown |
| GSF Trading Inc. CRD: 33960 | — | 1 | 0 | B | INACTIVE |
| GSG Global Securities Group Inc. CRD: 16135 | — | 0 | 0 | A | INACTIVE |
| GSH Advisory Services, Inc. CRD: 18014 | — | 0 | 0 | A | INACTIVE |
| GSI Capital Ltd. CRD: 136017 | — | 0 | 0 | A | Unknown |
| GSI Financials CRD: 325689 | — | 0 | 1 | A | Unknown |
| GSI Funds LLC CRD: 147845 | — | 0 | 1 | A | Unknown |
| GSMM Corp. CRD: 28614 | — | 0 | 0 | A | INACTIVE |
| GSP Securities LLC CRD: 146250 | NY | 1 | 1 | B | Active |
| GSR CRD: 161463 | — | 0 | 0 | A | Unknown |
| GSSG Solar, LLC CRD: 307493 | — | 0 | 1 | A | Unknown |
| GST Management, LLC CRD: 290259 | — | 0 | 1 | A | Unknown |
| GT Financial, Ltd., L.L.C. CRD: 117096 | — | 0 | 2 | A | Unknown |
| GT Global, Inc. CRD: 19587 | — | 0 | 0 | A | INACTIVE |
| GT Management Group Inc. CRD: 146706 | — | 0 | 0 | A | Unknown |
| GT Securities, Inc. CRD: 116012 | CA | 0 | 2 | A | Active |
| GT Wealth LLC CRD: 315874 | — | 0 | 1 | A | Unknown |
| GTA Advisors CRD: 133834 | — | 0 | 0 | A | Unknown |
| GTCR LLC CRD: 159545 | — | 0 | 1 | A | Unknown |
| Gtels Capital CRD: 281936 | — | 0 | 0 | A | Unknown |
| GTI AW GP, LLC CRD: 163883 | — | 0 | 0 | A | Unknown |
| GTI Mediventures GP, LLC CRD: 163885 | — | 0 | 0 | A | Unknown |
| GTI MH GP, LLC CRD: 163884 | — | 0 | 0 | A | Unknown |
| GTI Ventures, LLC CRD: 163882 | — | 0 | 0 | A | Unknown |
| Gtia LLP CRD: 331917 | — | 0 | 0 | A | Unknown |
| Gtis Partners CRD: 156798 | — | 0 | 1 | A | Unknown |
| GTL Securities (U.S.A.) Inc. CRD: 33782 | — | 0 | 0 | A | INACTIVE |
| GTM Securities Corp. CRD: 14078 | — | 0 | 0 | A | INACTIVE |
| Gtmfund CRD: 312377 | — | 0 | 1 | A | Unknown |
| GTP Financial CRD: 152908 | — | 0 | 0 | A | Unknown |