Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Blueprint Capital Advisors LLC CRD: 282327 | - | 0 | 1 | - | Unknown |
| Blueprint Capital Group CRD: 284618 | - | 0 | 0 | - | Unknown |
| Blueprint Capital Group LLC CRD: 332297 | - | 0 | 1 | - | Unknown |
| Blueprint Capital Management LLC CRD: 307983 | - | 0 | 0 | - | Unknown |
| Blueprint Capital Management, LLC CRD: 165080 | - | 0 | 1 | - | Unknown |
| Blueprint Capital Markets CRD: 44323 | - | 0 | 0 | A | INACTIVE |
| Blueprint Equity Management, LLC CRD: 301470 | - | 0 | 1 | - | Unknown |
| Blueprint Financial Advisors CRD: 315570 | - | 0 | 38 | - | Unknown |
| Blueprint Financial Advisors, LLC CRD: 171331 | - | 0 | 2 | - | Unknown |
| Blueprint Financial Planning LLC CRD: 163967 | - | 0 | 0 | - | Unknown |
| Blueprint Financial Services CRD: 301083 | - | 0 | 1 | - | Unknown |
| Blueprint Financial Services, Inc. CRD: 113699 | - | 0 | 0 | - | Unknown |
| Blueprint Financial Strategies CRD: 129452 | - | 0 | 0 | - | Unknown |
| Blueprint Financial Strategies CRD: 285194 | - | 0 | 0 | - | Unknown |
| Blueprint Financial Strategies, LLC CRD: 315687 | - | 0 | 1 | - | Unknown |
| Blueprint Fund Management CRD: 306419 | - | 0 | 2 | - | Unknown |
| Blueprint Investing LLC CRD: 151422 | - | 0 | 3 | - | Unknown |
| Blueprint Investment Partners LLC CRD: 170196 | - | 0 | 4 | - | Unknown |
| Blueprint Investments and TAX Planning CRD: 291591 | - | 0 | 4 | - | Unknown |
| Blueprint Local Investments, LLC CRD: 304412 | - | 0 | 0 | - | Unknown |
| Blueprint Local LLC CRD: 312944 | - | 0 | 1 | - | Unknown |
| Blueprint Partners LLC CRD: 312902 | - | 0 | 1 | - | Unknown |
| Blueprint Private Wealth Management LLC CRD: 319507 | - | 0 | 1 | - | Unknown |
| Blueprint Retirement Advisors LLC CRD: 304611 | - | 0 | 2 | - | Unknown |
| Blueprint Wealth Alliance, LLC CRD: 284167 | - | 0 | 0 | - | Unknown |
| Blueprint Wealth Group CRD: 341908 | - | 0 | 1 | - | Unknown |
| Blueprint Wealth Management CRD: 166264 | - | 0 | 1 | - | Unknown |
| Blueprint Wealth Management Inc. CRD: 325099 | - | 0 | 1 | - | Unknown |
| Blueprint Wealth Partners, LLC CRD: 168921 | - | 0 | 0 | - | Unknown |
| Blueprism Wealth Management LLC CRD: 336440 | - | 0 | 1 | - | Unknown |
| Bluequant Capital Management LLP CRD: 172881 | - | 0 | 0 | - | Unknown |
| Bluereef Capital CRD: 300405 | - | 0 | 1 | - | Unknown |
| Bluering Advisors, Inc CRD: 316034 | - | 0 | 2 | - | Unknown |
| Bluerock Capital Markets LLC CRD: 136974 | NY | 0 | 3 | A | Active |
| Bluerock Credit Fund Advisor, LLC CRD: 291770 | - | 0 | 1 | - | Unknown |
| Bluerock Fund Advisor, LLC CRD: 165015 | - | 0 | 1 | - | Unknown |
| Bluerock Wealth Management, LLC CRD: 305670 | - | 0 | 0 | - | Unknown |
| Blueroom Securities Corp. CRD: 44498 | - | 0 | 0 | A | INACTIVE |
| Bluesail Advisors LLC CRD: 144579 | - | 0 | 1 | - | Unknown |
| Bluescape Energy Partners LLC CRD: 283812 | - | 0 | 1 | - | Unknown |
| Bluesea Capital Management LLC CRD: 327194 | - | 0 | 0 | - | Unknown |
| Blueshift Asset Management CRD: 290637 | - | 0 | 1 | - | Unknown |
| Blueshift Investments CRD: 299665 | - | 0 | 0 | - | Unknown |
| Blueshift Research LLC CRD: 159417 | - | 0 | 0 | - | Unknown |
| Blueshirt Advisers CRD: 317433 | - | 0 | 0 | - | Unknown |
| Bluesix Capital CRD: 332459 | - | 0 | 0 | - | Unknown |
| Bluesky Eagle Capital Management Ltd CRD: 329506 | - | 0 | 0 | - | Unknown |
| Bluesky Investment Management, LLC CRD: 226711 | - | 0 | 0 | - | Unknown |
| Bluesky Wealth Advisors, LLC CRD: 116760 | - | 0 | 6 | - | Unknown |
| Blueskye Investment Advisers, LLC CRD: 161097 | - | 0 | 1 | - | Unknown |