Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GTS Alliance Corp. CRD: 17474 | — | 0 | 0 | A | INACTIVE |
| GTS Securities LLC CRD: 149224 | FL | 38 | 7 | D | Active |
| Guarantor Group, Inc. CRD: 14642 | — | 0 | 0 | A | INACTIVE |
| Guard Income Fund GP, LLC CRD: 323238 | — | 0 | 0 | A | Unknown |
| Guardian Capital Group LLC CRD: 149856 | — | 0 | 1 | A | Unknown |
| Guardian Equities Group, Inc. CRD: 16991 | — | 0 | 0 | A | INACTIVE |
| Guardian Financial CRD: 164098 | — | 0 | 0 | A | Unknown |
| Guardian Group Investments LLC CRD: 148617 | — | 0 | 0 | A | Unknown |
| Guardian Investments, Inc. CRD: 13573 | — | 0 | 0 | A | INACTIVE |
| Guardian Plus RS CRD: 172561 | — | 0 | 0 | A | Unknown |
| Guardians Wealth CRD: 301646 | — | 0 | 0 | A | Unknown |
| Guarente & Co. CRD: 5678 | — | 0 | 0 | A | INACTIVE |
| GUC, Inc. CRD: 103864 | — | 0 | 0 | A | INACTIVE |
| Gudo Partners LLC CRD: 317932 | — | 0 | 2 | A | Unknown |
| Gudorf Financial Group, LLC CRD: 339836 | — | 0 | 1 | A | Unknown |
| Guest, Olds and West, PLC CRD: 147295 | — | 0 | 0 | A | Unknown |
| Gugle Wealth Advisory CRD: 331310 | — | 0 | 1 | A | Unknown |
| Guided Wealth, LLC CRD: 339013 | — | 0 | 2 | A | Unknown |
| Guiding Financial CRD: 311779 | — | 0 | 2 | A | Unknown |
| Guiding Star Group, LLC CRD: 145844 | — | 0 | 0 | A | Unknown |
| Guidon Global LLC CRD: 166393 | — | 0 | 1 | A | Unknown |
| Guidry, Vance CRD: 300406 | — | 0 | 0 | A | Unknown |
| Guild Garage Group LLC CRD: 331321 | — | 0 | 1 | A | Unknown |
| Guilford Financial Group, Inc. CRD: 124066 | — | 0 | 0 | A | Unknown |
| Guinness Global Investors CRD: 140891 | — | 0 | 0 | A | Unknown |
| Gulf Coast RIA CRD: 317550 | — | 0 | 1 | A | Unknown |
| Gulf South Securities, Inc CRD: 149899 | — | 0 | 0 | A | INACTIVE |
| Gulfstar Group I, Ltd. CRD: 28922 | TX | 0 | 2 | A | Active |
| Gulfstream Financial Group LLC CRD: 136475 | — | 0 | 2 | A | Unknown |
| Gupta Partnership CRD: 297012 | — | 0 | 1 | A | Unknown |
| Gupta, Sanjay CRD: 335637 | — | 0 | 0 | A | Unknown |
| Gurnee Group, LLC CRD: 330771 | — | 0 | 1 | A | Unknown |
| Gurney Financial CRD: 175008 | — | 0 | 0 | A | Unknown |
| Gutt & Company CRD: 123239 | — | 0 | 0 | A | Unknown |
| GUU LLC CRD: 143407 | — | 0 | 0 | A | INACTIVE |
| GV Lane Advisors, LLC CRD: 300585 | — | 0 | 0 | A | Unknown |
| GVC Capital LLC CRD: 38923 | CO | 4 | 2 | B | Active |
| GVP Climate LP CRD: 330720 | — | 0 | 0 | A | Unknown |
| GVR Company CRD: 31172 | — | 4 | 0 | C | INACTIVE |
| GVS Financial Group, Inc. CRD: 129337 | — | 0 | 2 | A | Unknown |
| GW & Wade, LLC CRD: 105394 | — | 0 | 0 | A | Unknown |
| GW Asena PTY Ltd CRD: 323005 | — | 0 | 1 | A | Unknown |
| GW Capital Inc CRD: 104698 | — | 0 | 0 | A | Unknown |
| GW Financial CRD: 110478 | — | 0 | 2 | A | Unknown |
| GWA Wealth CRD: 339478 | — | 0 | 1 | A | Unknown |
| Gwan Global Services, Corp. CRD: 300717 | — | 0 | 1 | A | Unknown |
| GWF Securities, Corp. CRD: 10344 | — | 0 | 0 | A | INACTIVE |
| GWM Group, Inc. CRD: 42844 | — | 2 | 0 | B | INACTIVE |
| GWN Securities Inc. CRD: 128929 | FL | 2 | 445 | B | Active |
| Gwop CRD: 322080 | — | 0 | 0 | A | Unknown |