Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bluesphere Advisors LLC CRD: 283972 | - | 0 | 3 | - | Unknown |
| Bluespring Wealth Management, LLC CRD: 152667 | - | 0 | 48 | - | Unknown |
| Bluespruce CRD: 167311 | - | 0 | 1 | - | Unknown |
| Bluestar Global Management LLC CRD: 335142 | - | 0 | 1 | - | Unknown |
| Bluestar Retirement Advisers, Inc. CRD: 111401 | - | 0 | 0 | - | Unknown |
| Bluestar Wealth Management CRD: 337253 | - | 0 | 2 | - | Unknown |
| Bluestein Ventures Management LLC CRD: 322246 | - | 0 | 1 | - | Unknown |
| Bluestem Asset Management, LLC CRD: 158330 | - | 0 | 1 | - | Unknown |
| Bluestem Capital Company, LLC CRD: 158461 | - | 0 | 0 | - | Unknown |
| Bluestem Financial Advisors, LLC CRD: 158418 | - | 0 | 2 | - | Unknown |
| Bluestem Wealth Partners, LLC CRD: 324489 | - | 0 | 11 | - | Unknown |
| Bluestone Capital Corp. CRD: 13516 | - | 33 | 0 | F | INACTIVE |
| Bluestone Capital Management, LLC CRD: 157841 | - | 0 | 1 | - | Unknown |
| Bluestone Capital Partners, LLC CRD: 151996 | - | 0 | 0 | A | INACTIVE |
| Bluestone Equity Partners CRD: 323332 | - | 0 | 1 | - | Unknown |
| Bluestone Financial Management, LLC CRD: 287765 | - | 0 | 0 | - | Unknown |
| Bluestone Growth Partners LLC CRD: 168098 | NY | 0 | 2 | A | Active |
| Bluestone Investment Manager, LLC CRD: 296820 | - | 0 | 1 | - | Unknown |
| Bluestone Private Wealth, LLC CRD: 326055 | - | 0 | 1 | - | Unknown |
| Bluestone Securities Corporation CRD: 11143 | - | 1 | 0 | B | INACTIVE |
| Bluestone Wealth Management LLC CRD: 137959 | - | 0 | 3 | - | Unknown |
| Bluestone Wealth Planning, LLC CRD: 169555 | - | 0 | 1 | - | Unknown |
| Bluestone® Financial Advisors, LLC CRD: 146946 | - | 0 | 3 | - | Unknown |
| Bluesuit Securities, Inc. CRD: 104313 | - | 0 | 0 | A | INACTIVE |
| Blueview Investment LLC CRD: 290247 | - | 0 | 1 | - | Unknown |
| Bluevine Advice CRD: 311530 | - | 0 | 2 | - | Unknown |
| Bluevine Advisory LLC CRD: 326599 | - | 0 | 1 | - | Unknown |
| Bluevirgo Capital Management, LLC CRD: 294252 | - | 0 | 0 | - | Unknown |
| Bluewater Asset Management CRD: 329406 | - | 0 | 1 | - | Unknown |
| Bluewater Capital CRD: 305604 | - | 0 | 0 | - | Unknown |
| Bluewater Wealth Advisors, LLC CRD: 330078 | - | 0 | 1 | - | Unknown |
| Bluewater Wealth Management, LLC CRD: 314725 | - | 0 | 1 | - | Unknown |
| Bluffview Capital, LP CRD: 120563 | - | 0 | 0 | A | INACTIVE |
| Bluhaus Capital Management LLC CRD: 323884 | - | 0 | 1 | - | Unknown |
| Blum Capital Management, LLC CRD: 316552 | - | 0 | 1 | - | Unknown |
| Blum Capital Partners LP CRD: 106226 | - | 0 | 0 | - | Unknown |
| Blum Investment Company CRD: 17471 | - | 0 | 0 | A | INACTIVE |
| Blum Investment Partners, Inc. CRD: 162697 | - | 0 | 0 | - | Unknown |
| Blumberg B+V Advisors, LLC CRD: 162654 | - | 0 | 1 | - | Unknown |
| Blumberg Capital, L.L.C. CRD: 163230 | - | 0 | 1 | - | Unknown |
| Blume Capital Management, Inc. CRD: 111768 | - | 0 | 1 | - | Unknown |
| Blume Venture Investment Manager LLP CRD: 317819 | - | 0 | 0 | - | Unknown |
| Blumenthal Securities, Inc. CRD: 1262 | - | 0 | 0 | A | INACTIVE |
| Blunt Ellis & Loewi Incorporated CRD: 7580 | - | 0 | 0 | A | INACTIVE |
| Bluprint Financial, LLC CRD: 291172 | - | 0 | 1 | - | Unknown |
| Blute Financial Coaching CRD: 313136 | - | 0 | 1 | - | Unknown |
| Bluum Invest LLC CRD: 340474 | - | 0 | 1 | - | Unknown |
| Bluwave Capital Partners, LLC CRD: 320753 | - | 0 | 1 | - | Unknown |
| BLV Securities CRD: 35205 | NJ | 1 | 3 | B | Active |
| BLVD Private Wealth, LLC CRD: 310682 | - | 0 | 1 | - | Unknown |