Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| GWR Investments, Inc. CRD: 25312 | — | 2 | 0 | B | INACTIVE |
| GWYNN Management Co CRD: 105295 | — | 0 | 0 | A | Unknown |
| Gxii Inc. CRD: 315095 | — | 0 | 2 | A | Unknown |
| GXM Ventures LLC CRD: 328874 | — | 0 | 1 | A | Unknown |
| GYL Financial, LLC CRD: 284259 | — | 0 | 0 | A | Unknown |
| Gyrus Capital CRD: 334695 | — | 0 | 0 | A | Unknown |
| H & H Financial Strategies, LLC CRD: 113667 | — | 0 | 0 | A | Unknown |
| H & L Equities, LLC CRD: 113794 | GA | 0 | 2 | A | Active |
| H & N Diamond Trading, LLC CRD: 46077 | — | 0 | 0 | A | INACTIVE |
| H & P Management Corp. CRD: 14192 | — | 0 | 0 | A | INACTIVE |
| H & R Investments, Inc. CRD: 15961 | — | 0 | 0 | A | INACTIVE |
| H G I CRD: 14079 | — | 0 | 0 | A | INACTIVE |
| H H & G Securities, Inc. CRD: 13515 | — | 0 | 0 | A | INACTIVE |
| H H Financial Consultants CRD: 134630 | — | 0 | 2 | A | Unknown |
| H K Securities, Inc. CRD: 104029 | — | 0 | 0 | A | INACTIVE |
| H L Investments, Inc. CRD: 18458 | — | 0 | 0 | A | INACTIVE |
| H O M Opportunity Management, LLC CRD: 317026 | — | 0 | 1 | A | Unknown |
| H Venture Partners CRD: 314019 | — | 0 | 1 | A | Unknown |
| H&H International Investment, LLC CRD: 292451 | — | 0 | 1 | A | Unknown |
| H&H Investment Planners, Inc. CRD: 117656 | — | 0 | 1 | A | Unknown |
| H&P Trading Limited Parternship CRD: 34329 | — | 1 | 0 | B | INACTIVE |
| H&P Wealth Advisors CRD: 281425 | — | 0 | 0 | A | Unknown |
| H&Q Asia Pacific CRD: 162254 | — | 0 | 0 | A | Unknown |
| H&Q Asia Pacific CRD: 162255 | — | 0 | 0 | A | Unknown |
| H&S Securities, LLC CRD: 116246 | — | 0 | 0 | A | INACTIVE |
| H. a. Brandt & Associates, Inc CRD: 6575 | — | 0 | 0 | A | INACTIVE |
| H. a. Kramer & Associates, PA CRD: 141751 | — | 0 | 0 | A | Unknown |
| H. Anthony Ruckel CRD: 171403 | — | 0 | 1 | A | Unknown |
| H. B. Shaine & Co., Inc. CRD: 374 | — | 0 | 0 | A | INACTIVE |
| H. C. Denison Co. CRD: 1628 | WI | 3 | 3 | B | Active |
| H. Caro & Co. CRD: 310832 | — | 0 | 0 | A | Unknown |
| H. G. NIX Incorporated CRD: 7677 | — | 0 | 0 | A | INACTIVE |
| H. G. Wellington & Co., Inc. CRD: 7536 | — | 6 | 0 | D | INACTIVE |
| H. I. Henann & Company, Inc. CRD: 5304 | — | 0 | 0 | A | INACTIVE |
| H. JAY Mottice, Inc. CRD: 8253 | — | 0 | 0 | A | INACTIVE |
| H. Kawano & Co., Inc. CRD: 377 | — | 0 | 0 | A | INACTIVE |
| H. L. Camp & Company, Inc. CRD: 17005 | — | 0 | 0 | A | INACTIVE |
| H. L. Lichstrahl & Company, LLC CRD: 112124 | — | 0 | 1 | A | Unknown |
| H. L. Ormond & Company, LLC CRD: 313593 | — | 0 | 1 | A | Unknown |
| H. M. Payson & Co. CRD: 2993 | — | 1 | 1 | B | INACTIVE |
| H. Rivkin & Co., Inc. CRD: 29459 | — | 3 | 0 | C | INACTIVE |
| H. S. Kipnis & Co. CRD: 2448 | — | 0 | 0 | A | INACTIVE |
| H. Starr Financial Corp. CRD: 16631 | — | 0 | 0 | A | INACTIVE |
| H. Syversen & Co., Inc. CRD: 16390 | — | 0 | 0 | A | INACTIVE |
| H.A.M.L CRD: 289310 | — | 0 | 0 | A | Unknown |
| H.B. Brown Financial Advising, LLC CRD: 338830 | — | 0 | 1 | A | Unknown |
| H.C.WAINWRIGHT & Co., LLC CRD: 375 | NY | 16 | 2 | D | Active |
| H.E. Hahn Investments Inc. CRD: 17353 | — | 0 | 0 | A | INACTIVE |
| H.G. Wexler, Inc. CRD: 10348 | — | 0 | 0 | A | INACTIVE |
| H.H. Investment Counsel, Inc. CRD: 123133 | — | 0 | 2 | A | Unknown |