Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BLX Group LLC CRD: 111923 | - | 0 | 0 | - | Unknown |
| BLYTH & Associates, Inc. CRD: 120754 | - | 0 | 0 | - | Unknown |
| BLYTH Capital Partners, LLC CRD: 158805 | - | 0 | 0 | - | Unknown |
| BLYTH Eastman Paine Webber Incorporated CRD: 8166 | - | 0 | 0 | A | INACTIVE |
| BMA Advisors, LLC CRD: 124299 | - | 0 | 2 | - | Unknown |
| BMA Financial Services, Inc. CRD: 7943 | - | 3 | 0 | C | INACTIVE |
| BMA Securities, LLC CRD: 108219 | - | 8 | 0 | D | INACTIVE |
| BMB Advisers LLC CRD: 118410 | - | 0 | 1 | - | Unknown |
| BMCM Finance CRD: 314711 | - | 0 | 2 | - | Unknown |
| BMF Investments, Inc. CRD: 141871 | - | 0 | 0 | - | Unknown |
| BMF Investments, Inc. CRD: 170007 | - | 0 | 0 | - | Unknown |
| BMH Capital Management LLC CRD: 310891 | - | 0 | 1 | - | Unknown |
| BMI Capital International LLC CRD: 154670 | NY | 1 | 2 | B | Active |
| BMI Financial Group CRD: 7926 | - | 0 | 0 | A | INACTIVE |
| Bmic Securities, Inc. CRD: 13809 | - | 0 | 0 | A | INACTIVE |
| BMJR Management Co., LLC CRD: 325158 | - | 0 | 1 | - | Unknown |
| BML Capital Management, LLC CRD: 152244 | - | 0 | 0 | - | Unknown |
| BML Securities LLC CRD: 167535 | MA | 0 | 3 | A | Active |
| BMMG Capital Corp. CRD: 7304 | - | 0 | 0 | A | INACTIVE |
| BMMS Wealth Advisory LLC CRD: 309479 | - | 0 | 2 | - | Unknown |
| BMO Asset Management Corp. CRD: 106466 | - | 0 | 1 | - | Unknown |
| BMO Capital Markets Corp. CRD: 16686 | NY | 47 | 25 | D | Active |
| BMO Capital Markets GKST Inc. CRD: 8352 | - | 5 | 0 | C | INACTIVE |
| BMO Direct Invest Inc. CRD: 317064 | - | 0 | 0 | - | Unknown |
| BMO Family Office, LLC CRD: 110264 | - | 0 | 6 | - | Unknown |
| BMO Harris Financial Advisors, Inc. CRD: 137115 | - | 7 | 0 | D | INACTIVE |
| BMO Investment Distributors, LLC CRD: 146711 | - | 0 | 0 | A | INACTIVE |
| BMO Nesbitt Burns Securities Ltd. CRD: 44057 | - | 1 | 0 | B | Active |
| BMO Nesbitt Burns Securities Ltd. CRD: 281337 | - | 0 | 1 | - | Unknown |
| BMO Nesbitt Burns Trading Corp. S.A. CRD: 121291 | - | 3 | 0 | C | INACTIVE |
| BMO Private Investment Counsel Inc. CRD: 160344 | - | 0 | 0 | - | Unknown |
| Bmore Financially FIT CRD: 327817 | - | 0 | 0 | - | Unknown |
| BMP Capital L.L.C. CRD: 131850 | - | 0 | 0 | A | INACTIVE |
| BMP II Katydid Management, LLC CRD: 342610 | - | 0 | 1 | - | Unknown |
| BMR 2 LLC CRD: 34214 | - | 0 | 0 | A | INACTIVE |
| BMR Capital Advisors LLC CRD: 144183 | - | 0 | 1 | - | Unknown |
| BMR Global Wealth Management Group, Inc. CRD: 149417 | - | 0 | 1 | - | Unknown |
| BMS Capital Advisory, Inc. CRD: 169092 | NY | 0 | 4 | A | Active |
| BMS Financial Advisors, LLC CRD: 134738 | - | 0 | 0 | - | Unknown |
| BMSS Wesson Wealth Solutions CRD: 282792 | - | 0 | 7 | - | Unknown |
| BMT Investment Advisers CRD: 288718 | - | 0 | 0 | - | Unknown |
| BMW Moneyworks CRD: 150866 | - | 0 | 0 | - | Unknown |
| BMW Securities Corporation CRD: 25869 | - | 0 | 0 | A | INACTIVE |
| BN Invest, LLC CRD: 287690 | - | 0 | 0 | - | Unknown |
| BN Investment, LLC CRD: 159313 | - | 0 | 1 | - | Unknown |
| BNA Wealth, Inc. CRD: 39326 | - | 1 | 2 | B | INACTIVE |
| BNB Capital, Inc. CRD: 43393 | - | 3 | 0 | C | INACTIVE |
| BNB Wealth Mangagement, LLC CRD: 107702 | - | 0 | 2 | - | Unknown |
| BNC International Advisors Inc. CRD: 290229 | - | 0 | 0 | - | Unknown |
| BNE Capital Markets, Inc. CRD: 22848 | - | 0 | 0 | A | INACTIVE |