Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| H.I.G. Capital, LLC CRD: 160711 | — | 0 | 1 | A | Unknown |
| H.I.T. Capital, LLC CRD: 164107 | — | 0 | 2 | A | Unknown |
| H.J. Meyers & Co., Inc. CRD: 15609 | — | 0 | 0 | A | INACTIVE |
| H.J. Siegel Real Estate Equities Corp. CRD: 11058 | — | 0 | 0 | A | INACTIVE |
| H.J.F., Inc. CRD: 13206 | — | 0 | 0 | A | INACTIVE |
| H.L. Zeve Associates, Inc. CRD: 17427 | — | 0 | 0 | A | INACTIVE |
| H.M.B. Service Corporation CRD: 14051 | — | 0 | 0 | A | INACTIVE |
| H.P. Becker & Co CRD: 107902 | — | 0 | 2 | A | Unknown |
| H.S. Financial, Inc. CRD: 136731 | — | 0 | 3 | A | Unknown |
| H/2 Capital Partners CRD: 133693 | — | 0 | 1 | A | Unknown |
| H/N Management CRD: 148181 | — | 0 | 0 | A | Unknown |
| H2 Advisers LLC CRD: 299366 | — | 0 | 0 | A | Unknown |
| H2 Equity Partners CRD: 162637 | — | 0 | 0 | A | Unknown |
| H2 Investments LLC CRD: 227789 | — | 0 | 0 | A | Unknown |
| H2C Securities Inc. CRD: 7169 | — | 2 | 0 | B | INACTIVE |
| H2O AM CRD: 169065 | — | 0 | 0 | A | Unknown |
| H2R Group LLC CRD: 328438 | — | 0 | 1 | A | Unknown |
| Haas Financial, Inc. CRD: 329490 | — | 0 | 1 | A | Unknown |
| Haberman Bros. CRD: 2105 | — | 1 | 0 | B | INACTIVE |
| Haburn, William B CRD: 170342 | — | 0 | 0 | A | Unknown |
| Hachiko Financial USA Corp. CRD: 299816 | — | 0 | 2 | A | Unknown |
| Hack VC Management, LLC CRD: 315702 | — | 0 | 1 | A | Unknown |
| Hackett & Company, Inc. CRD: 2107 | — | 0 | 0 | A | INACTIVE |
| Hadc Equities, Inc. CRD: 19871 | — | 0 | 0 | A | INACTIVE |
| Haddaway, Paul R. CPA CRD: 120562 | — | 0 | 0 | A | Unknown |
| Haddican, Bernard G CRD: 118230 | — | 0 | 0 | A | INACTIVE |
| Haddon Group LLC CRD: 307998 | — | 0 | 1 | A | Unknown |
| Hadley CRD: 313400 | — | 0 | 1 | A | Unknown |
| Hadley Associates CRD: 126485 | — | 0 | 0 | A | Unknown |
| Hadron Capital LLP CRD: 173717 | — | 0 | 0 | A | Unknown |
| Hafele Investments, Inc. CRD: 318717 | — | 0 | 0 | A | Unknown |
| Hagar Financial Corp. CRD: 42301 | — | 2 | 0 | B | INACTIVE |
| Haggerty & Co., LLC CRD: 135134 | — | 0 | 0 | A | INACTIVE |
| Haggerty, Kevin Gaspar CRD: 126926 | — | 0 | 0 | A | INACTIVE |
| Hagstromer & Qviberg, Inc. CRD: 40094 | — | 1 | 0 | B | INACTIVE |
| Hahn & Company CRD: 283019 | — | 0 | 0 | A | Unknown |
| Hahn Financial Group CRD: 169787 | — | 0 | 1 | A | Unknown |
| Hahn Securities, Inc. CRD: 18191 | — | 0 | 0 | A | INACTIVE |
| Haik Advisors LLC CRD: 226691 | — | 0 | 0 | A | Unknown |
| Haims Capital Ltd CRD: 340605 | — | 0 | 1 | A | Unknown |
| Haitong Securities USA LLC CRD: 281918 | — | 0 | 0 | A | INACTIVE |
| Haitou Huijin (Beijing) Consulting Service Co., Lt… CRD: 283901 | — | 0 | 0 | A | Unknown |
| HAL Weber & Company CRD: 14908 | — | 0 | 0 | A | INACTIVE |
| Halal Alpha CRD: 335111 | — | 0 | 1 | A | Unknown |
| Halbert Hargrove CRD: 105515 | — | 0 | 32 | A | Unknown |
| Halbert, Hargrove & Co. CRD: 2112 | — | 0 | 0 | A | INACTIVE |
| Halcyon Investments CRD: 10437 | — | 0 | 0 | A | INACTIVE |
| Halcyon PM Limited CRD: 163950 | — | 0 | 0 | A | Unknown |
| Halder CRD: 162602 | — | 0 | 0 | A | Unknown |
| Halen Capital CRD: 135966 | — | 2 | 0 | B | INACTIVE |