Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BOB Goldman Financial Planning CRD: 139862 | - | 0 | 0 | - | Unknown |
| BOB Gordon & Co., Inc. CRD: 105731 | - | 0 | 0 | - | Unknown |
| BOB Hedges Financial Services, Inc. CRD: 19300 | - | 0 | 0 | A | INACTIVE |
| BOB Holbrook Holdings LLC CRD: 325798 | - | 0 | 1 | - | Unknown |
| BOB LEE Securities, Inc. CRD: 15049 | - | 0 | 0 | A | INACTIVE |
| BOB Lehmann Corporation CRD: 42944 | - | 1 | 0 | B | INACTIVE |
| Bobb Financial Incorporated CRD: 287849 | - | 0 | 1 | - | Unknown |
| BOC International (USA) Inc. CRD: 132919 | - | 0 | 0 | A | INACTIVE |
| Boca Capital Management, LLC CRD: 311238 | - | 0 | 0 | - | Unknown |
| Boca Retirement Strategies Inc. CRD: 310150 | - | 0 | 1 | - | Unknown |
| Boca Wealth Advisors CRD: 108038 | - | 0 | 2 | - | Unknown |
| Bocage Capital, LLC CRD: 153767 | - | 0 | 0 | - | Unknown |
| Bock Evans Financial Counsel, Ltd. CRD: 112859 | - | 0 | 0 | - | Unknown |
| Bocklet & Company, LLC CRD: 45455 | - | 1 | 0 | B | INACTIVE |
| Boda Financial Group,Inc CRD: 120347 | - | 0 | 0 | - | Unknown |
| Boddington Capital, LLC CRD: 337918 | - | 0 | 1 | - | Unknown |
| Bodell Overcash Anderson & Co., Inc. CRD: 5148 | - | 8 | 0 | D | INACTIVE |
| Boden Wealth CRD: 340590 | - | 0 | 1 | - | Unknown |
| Bodensteiner Investment Advisors, Inc CRD: 309599 | - | 0 | 0 | - | Unknown |
| Bodhi Tree Advisors, LLC CRD: 298275 | - | 0 | 0 | - | Unknown |
| Bodhi Tree Asset Management, LLC CRD: 293826 | - | 0 | 0 | - | Unknown |
| Bodhi Tree Capital Management, LLC CRD: 166017 | - | 0 | 1 | - | Unknown |
| Bodin Financial Group, LLC CRD: 179531 | - | 0 | 0 | - | Unknown |
| Bodington & Company CRD: 31353 | - | 0 | 0 | A | INACTIVE |
| Bodmas Capital Management, LLC CRD: 132376 | - | 0 | 0 | - | Unknown |
| Bodnar Financial Advisors, Inc. CRD: 129014 | - | 0 | 1 | - | Unknown |
| BOE & Company, Inc. CRD: 23195 | - | 0 | 0 | A | INACTIVE |
| BOE Financial Group Limited CRD: 18048 | - | 2 | 0 | B | INACTIVE |
| BOE Securities Inc. CRD: 43486 | - | 0 | 0 | A | INACTIVE |
| Boeing Capital Securities Inc. CRD: 116550 | - | 0 | 0 | A | INACTIVE |
| Boelte O'hara Wealth Management CRD: 281839 | - | 0 | 1 | - | Unknown |
| Boenning & Scattergood, Inc. CRD: 100 | - | 24 | 0 | F | INACTIVE |
| Boerboel Capital LLC CRD: 286431 | - | 0 | 0 | A | INACTIVE |
| Boerum Hill Financial Advisors LLC CRD: 288987 | - | 0 | 2 | - | Unknown |
| Boesen, Raymond William CRD: 47196 | - | 0 | 0 | A | INACTIVE |
| Boetheo Investment Company, Inc. CRD: 23005 | - | 0 | 0 | A | INACTIVE |
| Boettcher & Company, Inc. CRD: 101 | - | 0 | 0 | A | INACTIVE |
| Bofa Distributors, Inc. CRD: 30683 | - | 4 | 0 | C | INACTIVE |
| Bofa Securities Prime, Inc. CRD: 316331 | NY | 0 | 3 | A | Active |
| Bofa Securities, Inc. CRD: 283942 | NY | 74 | 126 | C | Active |
| Bofcal Asset Management Inc. CRD: 166828 | - | 0 | 0 | - | Unknown |
| BOG Anderson, LLC CRD: 46940 | - | 0 | 0 | A | INACTIVE |
| BOG Arnold, LLC CRD: 47913 | - | 0 | 0 | A | INACTIVE |
| BOG Erickson LLC CRD: 124499 | - | 0 | 0 | A | INACTIVE |
| BOG Milovac, LLC CRD: 112382 | - | 0 | 0 | A | INACTIVE |
| BOG Piekarz LLC CRD: 124223 | - | 0 | 0 | A | INACTIVE |
| BOG-Cappelletto LLC CRD: 112754 | - | 0 | 0 | A | INACTIVE |
| BOG-Cullen LLC CRD: 122444 | - | 0 | 0 | A | INACTIVE |
| BOG-LEE, LLC CRD: 130749 | - | 0 | 0 | A | INACTIVE |
| BOG-Penrod LLC CRD: 119698 | - | 0 | 0 | A | INACTIVE |