Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BOG-Santefort LLC CRD: 126040 | - | 0 | 0 | A | INACTIVE |
| Bogan Associates, LLC CRD: 165111 | - | 0 | 1 | - | Unknown |
| Bogart Advisory Group LLC CRD: 340558 | - | 0 | 1 | - | Unknown |
| Bogart Wealth, LLC CRD: 283886 | - | 0 | 21 | - | Unknown |
| Bogdanovich Wealth Management PLLC CRD: 116557 | - | 0 | 0 | - | Unknown |
| Bogenschneider, Ryan CRD: 322779 | - | 0 | 1 | - | Unknown |
| Bogert Funds Incorporated CRD: 10765 | - | 0 | 0 | A | INACTIVE |
| Bogey Free Capital, LLC CRD: 305540 | - | 0 | 0 | - | Unknown |
| Boggess Asset Management CRD: 319387 | - | 0 | 2 | - | Unknown |
| Boggs Investing, LLC CRD: 315561 | - | 0 | 0 | - | Unknown |
| Boggs Wallace Wealth Partners LLC CRD: 305698 | - | 0 | 1 | - | Unknown |
| Bogie Capital, LLC CRD: 141454 | - | 0 | 0 | A | INACTIVE |
| Bogle Investment Management, L.P. CRD: 108849 | - | 0 | 0 | - | Unknown |
| Bogle Wealth Management, LLC CRD: 168379 | - | 0 | 1 | - | Unknown |
| Bogue Asset Management LLC CRD: 118985 | - | 0 | 2 | - | Unknown |
| Boheme Ventures LLC CRD: 308075 | - | 0 | 0 | - | Unknown |
| Bohlen, Chapman & Associates, Inc. CRD: 114974 | - | 0 | 0 | - | Unknown |
| Bohmer Kilcoyne Wealth Management, LLC CRD: 168419 | - | 0 | 0 | - | Unknown |
| Boilertrade LLC CRD: 116687 | - | 0 | 0 | A | INACTIVE |
| Bois & Company, LLC CRD: 140836 | - | 0 | 0 | - | Unknown |
| Boise River Financial Planning CRD: 326591 | - | 0 | 1 | - | Unknown |
| BOK Financial Asset Management, Inc. CRD: 106507 | - | 0 | 0 | - | Unknown |
| BOK Financial Private Wealth, Inc. CRD: 106733 | - | 0 | 27 | - | Unknown |
| BOK Financial Securities, Inc. CRD: 17530 | OK | 14 | 127 | B | Active |
| Bokeh Capital Partners LLC CRD: 312964 | - | 0 | 1 | - | Unknown |
| Bolan Capital Management, LLC CRD: 151343 | - | 0 | 0 | - | Unknown |
| Boland, Saffin, Gordon & Sautter CRD: 7225 | - | 0 | 0 | A | INACTIVE |
| Bold Fund Management, LLC CRD: 328564 | - | 0 | 0 | - | Unknown |
| Bold Management Advisors, LLC CRD: 332727 | - | 0 | 1 | - | Unknown |
| Bold Management Partners, LLC CRD: 282526 | - | 0 | 1 | - | Unknown |
| Bold Vision Financial CRD: 316268 | - | 0 | 1 | - | Unknown |
| Bolden Wealth Management CRD: 314076 | - | 0 | 1 | - | Unknown |
| Bolder Advisors, LLC CRD: 324508 | - | 0 | 1 | - | Unknown |
| Bolder, Arthur CRD: 122247 | - | 0 | 0 | - | Unknown |
| Boldhaven Management CRD: 304300 | - | 0 | 0 | - | Unknown |
| Boldin Advisors CRD: 294881 | - | 0 | 15 | - | Unknown |
| Boldrose Capital CRD: 313272 | - | 0 | 0 | - | Unknown |
| Boldstart Ventures Management LLC CRD: 281533 | - | 0 | 1 | - | Unknown |
| Bolen, Robert Edward CRD: 33483 | - | 1 | 0 | B | INACTIVE |
| Bolger & Co., Inc. CRD: 11130 | - | 0 | 0 | A | INACTIVE |
| Bolgiano Capital Management CRD: 148654 | - | 0 | 1 | - | Unknown |
| Bolhan Wealth CRD: 341227 | - | 0 | 1 | - | Unknown |
| Bolin Creek Wealth Advisors LLC CRD: 325013 | - | 0 | 1 | - | Unknown |
| Bolin Wealth Management, LLC CRD: 268786 | - | 0 | 0 | - | Unknown |
| Bollin Wealth Management, LLC CRD: 150396 | - | 0 | 1 | - | Unknown |
| Bollinger Capital Management, Inc. CRD: 134458 | - | 0 | 1 | - | Unknown |
| Bollinger Financial Advisory, Inc. CRD: 118873 | - | 0 | 2 | - | Unknown |
| Bollinger Wealth Management LLC CRD: 292344 | - | 0 | 1 | - | Unknown |
| Bolmgren Retireplan, Inc. CRD: 166560 | - | 0 | 0 | - | Unknown |
| Bolston Financial CRD: 282581 | - | 0 | 0 | - | Unknown |