Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bolt CRD: 166803 | - | 0 | 1 | - | Unknown |
| Bolt Financial Group, Inc CRD: 291799 | - | 0 | 0 | - | Unknown |
| Bolt Innovation Management CRD: 192524 | - | 0 | 1 | - | Unknown |
| Bolt Wealth Management LLC CRD: 288717 | - | 0 | 4 | - | Unknown |
| Bolt-X LLC CRD: 140802 | IL | 3 | 2 | B | Active |
| Bolter & Company, LLC CRD: 113376 | - | 0 | 0 | - | Unknown |
| Bolthouse Investment Management Services CRD: 148531 | - | 0 | 3 | - | Unknown |
| Bolton Financial Services, LLC CRD: 10339 | - | 2 | 0 | B | INACTIVE |
| Bolton Global Capital CRD: 15650 | MA | 14 | 76 | B | Active |
| Bolton Investment CRD: 104684 | - | 0 | 3 | - | Unknown |
| Bolton Securities Corporation CRD: 129376 | MA | 2 | 151 | B | Active |
| Boltrock CRD: 326312 | - | 0 | 1 | - | Unknown |
| Boltwood Capital Management CRD: 110293 | - | 0 | 1 | - | Unknown |
| Bomar Securities, L.P. CRD: 24582 | - | 0 | 0 | A | INACTIVE |
| Bombardier Global Pension Asset Management Inc. CRD: 311510 | - | 0 | 0 | - | Unknown |
| Bomgaars Investments, LLC CRD: 140897 | - | 0 | 0 | - | Unknown |
| Bomoseen Asset Managers, LLC CRD: 170216 | - | 0 | 0 | - | Unknown |
| BON Investments, LLC CRD: 128420 | - | 0 | 2 | - | Unknown |
| BON, Aldo John CRD: 33416 | - | 0 | 0 | A | INACTIVE |
| Bona Fide Finance CRD: 281078 | - | 0 | 1 | - | Unknown |
| Bona Fide Wealth CRD: 330982 | - | 0 | 1 | - | Unknown |
| Bonaccord Capital Partners CRD: 316716 | - | 0 | 1 | - | Unknown |
| Bonacorsi Wealth Management CRD: 152568 | - | 0 | 1 | - | Unknown |
| Bonadio Capital Advisors, LLC CRD: 125797 | - | 0 | 0 | - | Unknown |
| Bonadio Wealth Advisors, LLC CRD: 118734 | - | 0 | 0 | - | Unknown |
| Bonafide Wellness LLC CRD: 291356 | - | 0 | 0 | - | Unknown |
| Bonanni, Frank CRD: 327111 | - | 0 | 1 | - | Unknown |
| Bonanza Fund Management, Inc. CRD: 114893 | - | 0 | 0 | - | Unknown |
| Bonanza Kings Capital, LLC CRD: 313807 | - | 0 | 1 | - | Unknown |
| Bonaventure Capital, LLC CRD: 120780 | - | 0 | 1 | - | Unknown |
| Bonaventure Managers LLC CRD: 162257 | - | 0 | 0 | - | Unknown |
| Bonaventure, Inc. CRD: 36152 | - | 0 | 0 | A | INACTIVE |
| Bonbillo Ventures Manager II LLC CRD: 334265 | - | 0 | 1 | - | Unknown |
| Bond CRD: 304391 | - | 0 | 1 | - | Unknown |
| Bond & Co. CRD: 122331 | - | 0 | 0 | - | Unknown |
| Bond & Devick Wealth Partners CRD: 283682 | - | 0 | 6 | - | Unknown |
| Bond Bell & Co. CRD: 342290 | - | 0 | 1 | - | Unknown |
| Bond Capital Markets CRD: 299483 | - | 0 | 0 | - | Unknown |
| Bond Express, Inc. CRD: 104286 | - | 0 | 0 | A | INACTIVE |
| Bond Financial Group, Inc. CRD: 289214 | - | 0 | 1 | - | Unknown |
| Bond Financial Planning, LLC CRD: 339667 | - | 0 | 1 | - | Unknown |
| Bond Lane Partners LLC CRD: 148757 | - | 0 | 0 | A | INACTIVE |
| Bond ONE, LLC CRD: 135865 | - | 0 | 0 | A | INACTIVE |
| Bond Street Capital Corporation CRD: 14663 | - | 0 | 0 | A | INACTIVE |
| Bond Street Investments CRD: 36401 | - | 0 | 0 | A | INACTIVE |
| Bond Street Management LLC CRD: 164864 | - | 0 | 0 | - | Unknown |
| Bond Tech Inc CRD: 105979 | - | 0 | 1 | - | Unknown |
| Bond Wealth Advisors CRD: 282296 | - | 0 | 0 | - | Unknown |
| Bond Wealth Management, LLC CRD: 290171 | - | 0 | 0 | - | Unknown |
| Bond, Johnson & Bond Securiites, Inc. CRD: 26855 | - | 0 | 0 | A | INACTIVE |