CRD #15650 · FINRA BrokerCheck + SEC IAPD

Bolton Global Capital

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Bolton Global Capital ranks #471 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #7 of 98 on the same disclosure sort used on the state browse page. Bolton Global Capital carries 14 BrokerCheck disclosures across 76 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
76
branch offices
14
disclosures
#471 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 15650 Bolton Global Capital

Bolton Global Capital · Grade B · 14 disc · 0.18/office · Mid-sized firm

  • CRD 15650
  • GRADE B
  • DISC 14
  • REG 11
  • ARB 3
  • CIV 0
  • BRANCH 76
  • PER-OFF 0.18
  • RANK #471 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Ashton Thomas Securities, LLC (0.19 disc/office)

Ashton Thomas Securitie…0.19Independence Capital Co…0.17B.B. Graham & Company, …0.17Bolton Global Capital (this)0.18
Disclosures per office among mid-sized firm peers (lower is cleaner)

Bolton Global Capital ranks #471 of 20,055 by disclosure count among graded broker-dealers; light load at 0.18 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

76 offices

FINRA: Medium firm

Total disclosures

14 events

On FINRA BrokerCheck

Regulatory events

11 actions

79% of all disclosures

Disclosures per office

0.18 per office

14 ÷ 76 offices

Bolton Global Capital vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 79% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 11
Arbitrations 3
Civil Events 0
Total 14

Counts for Bolton Global Capital reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 11 Arbitration 3 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Bolton, MA
CRD Number
15650

Lower disclosures per office

Bolton Global Capital in the heavier-disclosure third

Bolton Global Capital carries 14 BrokerCheck disclosures across 76 branch offices - a heavier-third raw book among graded firms (#471 of 20,055). Regulator-initiated events are 79% of the book (11 regulatory / 3 arbitration / 0 civil).

Bolton Global Capital runs 0.18 disclosures per branch office (cleaner than 79% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Bolton Global Capital's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Massachusetts cohort · 4.90× state average

Bolton Global Capital sits above the Massachusetts disclosure average

Bolton Global Capital reports 14 BrokerCheck disclosures, 4.90× the Massachusetts average of 2.9 across 98 graded firms with a principal-office state on file.

In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Bolton Global Capital sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Bolton Global Capital ranks #471 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #7 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Bolton Global Capital?
A grade of B reflects Bolton Global Capital's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 14 total disclosures across 76 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Bolton Global Capital have?
Bolton Global Capital has 14 total FINRA disclosures, including 11 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Bolton Global Capital?
Bolton Global Capital operates 76 branch offices and is classified by FINRA as a medium firm, registered in MA (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Bolton Global Capital's disciplinary record?
You can verify Bolton Global Capital's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 15650. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Bolton Global Capital's 14 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Bolton Global Capital because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Bolton Global Capital carries 14 disclosures across 76 branch offices (about 0.18 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Bolton Global Capital, both outside MA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.