Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Visionx Wealth Partners CRD: 333559 | - | 0 | 1 | - | Unknown |
| Visium Asset Management, LP CRD: 155763 | - | 0 | 0 | - | Unknown |
| Viso Wealth Management LLC CRD: 336227 | - | 0 | 1 | - | Unknown |
| Vista Advisor Group, LLC CRD: 307268 | - | 0 | 1 | - | Unknown |
| Vista Alta Investments CRD: 288070 | - | 0 | 0 | - | Unknown |
| Vista BAY Capital, LLC CRD: 300104 | - | 0 | 0 | - | Unknown |
| Vista Broker-Dealer Services, Inc. CRD: 21686 | - | 0 | 0 | A | INACTIVE |
| Vista Capital Management LLC CRD: 321697 | - | 0 | 0 | - | Unknown |
| Vista Capital Partners, Inc. CRD: 114913 | - | 0 | 2 | - | Unknown |
| Vista Capital, L.L.C. CRD: 47018 | - | 0 | 0 | A | INACTIVE |
| Vista Cima Wealth Management LLC CRD: 304672 | - | 0 | 1 | - | Unknown |
| Vista Credit BDC Management, L.P. CRD: 326611 | - | 0 | 1 | - | Unknown |
| Vista Credit Partners, L.P. CRD: 329152 | - | 0 | 1 | - | Unknown |
| Vista Equity Partners Capital Markets, LLC CRD: 332887 | NY | 0 | 5 | A | Active |
| Vista Equity Partners Management, LLC CRD: 156973 | - | 0 | 1 | - | Unknown |
| Vista Finance, LLC CRD: 312082 | - | 0 | 1 | - | Unknown |
| Vista Financial Advisors, Inc. CRD: 136490 | - | 0 | 0 | - | Unknown |
| Vista Financial Advisors, LLC CRD: 316306 | - | 0 | 0 | - | Unknown |
| Vista Financial Advisory CRD: 125751 | - | 0 | 0 | - | Unknown |
| Vista Financial Group, Ltd. CRD: 123058 | - | 0 | 0 | - | Unknown |
| Vista Financial Planning CRD: 129729 | - | 0 | 2 | - | Unknown |
| Vista Financial Services Corporation CRD: 37626 | - | 3 | 0 | C | INACTIVE |
| Vista Financial Services LLC CRD: 165722 | - | 0 | 1 | - | Unknown |
| Vista Investment Management, LLC CRD: 116068 | - | 0 | 2 | - | Unknown |
| Vista Investment Management, LLC CRD: 285339 | - | 0 | 0 | - | Unknown |
| Vista Investment Partners CRD: 327983 | - | 0 | 3 | - | Unknown |
| Vista Investment Partners LLC CRD: 286014 | - | 0 | 2 | - | Unknown |
| Vista Management Company CRD: 29264 | - | 0 | 0 | A | INACTIVE |
| Vista Partners CRD: 135164 | - | 0 | 0 | - | Unknown |
| Vista Partners LLC CRD: 285532 | - | 0 | 1 | - | Unknown |
| Vista Point Advisors, LLC CRD: 157502 | CA | 0 | 3 | A | Active |
| Vista Point Asset Management LLC CRD: 341810 | - | 0 | 1 | - | Unknown |
| Vista Point Capital LLC CRD: 282813 | - | 0 | 0 | - | Unknown |
| Vista Research Brokerage, Inc. CRD: 130125 | - | 0 | 0 | A | INACTIVE |
| Vista Ridge Capital Partners, LLC CRD: 163064 | - | 0 | 0 | - | Unknown |
| Vista Securities Corporation CRD: 15397 | - | 0 | 0 | A | INACTIVE |
| Vista Securities Inc. CRD: 36706 | - | 0 | 0 | A | INACTIVE |
| Vista Securities, Inc. CRD: 45354 | - | 0 | 0 | A | INACTIVE |
| Vista Strategic Solutions, Limited Liability Compa… CRD: 285160 | - | 0 | 1 | - | Unknown |
| Vista Ventures CRD: 162962 | - | 0 | 0 | - | Unknown |
| Vista Wave Investments, LLC CRD: 316675 | - | 0 | 2 | - | Unknown |
| Vista WAY Advisors CRD: 309652 | - | 0 | 1 | - | Unknown |
| Vista Wealth LLC CRD: 324641 | - | 0 | 0 | - | Unknown |
| Vista Wealth Management, Inc. CRD: 117929 | - | 0 | 0 | - | Unknown |
| Vista Wealth Management, LLC CRD: 110252 | - | 0 | 0 | - | Unknown |
| Vista Wealth Partners CRD: 283855 | - | 0 | 0 | - | Unknown |
| Vistafront Partners Inc CRD: 307057 | - | 0 | 2 | - | Unknown |
| Vistamark Investments CRD: 335309 | - | 0 | 2 | - | Unknown |
| Vistapoint Corporation CRD: 102700 | - | 0 | 0 | A | INACTIVE |
| Vistara Growth CRD: 338217 | - | 0 | 0 | - | Unknown |