Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vistashares CRD: 331812 | - | 0 | 1 | - | Unknown |
| Vistaview Capital Inc. CRD: 312818 | - | 0 | 0 | - | Unknown |
| Vistia Capital, LLC CRD: 311342 | CO | 1 | 2 | B | Active |
| Vistica Wealth Advisors, LLC CRD: 147297 | - | 0 | 4 | - | Unknown |
| Vistina Advisory LLC CRD: 337987 | CT | 0 | 3 | A | Active |
| Vistina Structured Credit Advisory LLC CRD: 337986 | CT | 0 | 3 | A | Active |
| Vistra Fund Management S.A. CRD: 297008 | - | 0 | 0 | - | Unknown |
| Visun Securities Corporation CRD: 15251 | - | 2 | 0 | B | INACTIVE |
| Vita Advisory LLC CRD: 164105 | - | 0 | 0 | - | Unknown |
| Vita Advisory Solutions Inc CRD: 304759 | - | 0 | 0 | - | Unknown |
| Vita Capital, Inc. CRD: 16734 | - | 0 | 0 | A | INACTIVE |
| Vita Intellectus, LLC CRD: 159164 | - | 0 | 0 | - | Unknown |
| Vita Opes, Inc. CRD: 308461 | - | 0 | 0 | - | Unknown |
| Vita Planning Group LLC CRD: 312323 | - | 0 | 2 | - | Unknown |
| Vita Wealth Advisors, LLC CRD: 331838 | - | 0 | 1 | - | Unknown |
| Vitag Securities Corp. CRD: 15375 | - | 0 | 0 | A | INACTIVE |
| Vital Capital LLC CRD: 318147 | - | 0 | 2 | - | Unknown |
| Vital Investment Management LLC CRD: 300811 | - | 0 | 3 | - | Unknown |
| Vital Signs Financial Services LLC CRD: 152894 | - | 0 | 0 | - | Unknown |
| Vital Wealth Management, LLC CRD: 156455 | - | 0 | 1 | - | Unknown |
| Vitalbridge Management Ltd. CRD: 316498 | - | 0 | 0 | - | Unknown |
| Vitale & Caputo Wealth Management LLC CRD: 289420 | - | 0 | 1 | - | Unknown |
| Vitale Borghesi & Co. Inc. CRD: 38639 | - | 0 | 0 | A | INACTIVE |
| Vitale Trading LLC CRD: 130896 | - | 0 | 0 | A | INACTIVE |
| Vitale Wealth Management CRD: 284112 | - | 0 | 1 | - | Unknown |
| Vitality Capital Management, LLC CRD: 284276 | - | 0 | 2 | - | Unknown |
| Vitality Planning, LLC CRD: 315580 | - | 0 | 1 | - | Unknown |
| Vitality Wealth CRD: 334476 | - | 0 | 1 | - | Unknown |
| Vitality Wealth Planning CRD: 332303 | - | 0 | 1 | - | Unknown |
| Vitalium Capital Partners LP CRD: 313293 | - | 0 | 0 | - | Unknown |
| Vitalize Capital Management CRD: 305646 | - | 0 | 0 | - | Unknown |
| Vitalizevc Management, LLC CRD: 317965 | - | 0 | 1 | - | Unknown |
| Vitalstage Venture Management, LLC CRD: 333223 | - | 0 | 1 | - | Unknown |
| Vitalstone Financial, LLC CRD: 310485 | - | 0 | 0 | - | Unknown |
| Vitesse Capital CRD: 333694 | - | 0 | 0 | - | Unknown |
| Vitesse Trading Group LLC CRD: 152148 | - | 0 | 0 | A | INACTIVE |
| Vitham Capital Partners LLC CRD: 165581 | - | 0 | 0 | - | Unknown |
| Vitral Advisors LLC CRD: 294631 | - | 0 | 1 | - | Unknown |
| Vitreous Advisors, LLC CRD: 309823 | - | 0 | 0 | - | Unknown |
| Vitruvian Capital Management CRD: 311818 | - | 0 | 0 | - | Unknown |
| Vitruvian GP CRD: 338847 | - | 0 | 1 | - | Unknown |
| Vitruvian Hedge, LLC CRD: 152657 | - | 1 | 0 | B | INACTIVE |
| Vitruvian Partners LLP CRD: 162759 | - | 0 | 0 | - | Unknown |
| Vitruvian Tech Managers CRD: 327172 | - | 0 | 0 | - | Unknown |
| Vitruvius Capital Consultants CRD: 283619 | - | 0 | 0 | - | Unknown |
| Vittoria and Partners LLP CRD: 325562 | - | 0 | 0 | - | Unknown |
| Viva Companions Asset Management LLC CRD: 287990 | - | 0 | 0 | - | Unknown |
| Vivaldi Asset Management, LLC CRD: 168884 | - | 0 | 0 | - | Unknown |
| Vivaldi Capital Management LP CRD: 160150 | - | 0 | 13 | - | Unknown |
| Vivaris Capital LLC CRD: 318317 | - | 0 | 1 | - | Unknown |