Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vivcap LLC CRD: 317240 | - | 0 | 1 | - | Unknown |
| Vive VC Fund II, LP CRD: 320989 | - | 0 | 1 | - | Unknown |
| Vive VC Fund, L.P. CRD: 301092 | - | 0 | 0 | - | Unknown |
| Vivek Sodera Ventures LLC CRD: 313140 | - | 0 | 1 | - | Unknown |
| Vivere Wealth Management LLC CRD: 284152 | - | 0 | 1 | - | Unknown |
| Vivid Financial Management, Inc. CRD: 281392 | - | 0 | 0 | - | Unknown |
| Vivid Wealth Management LLC CRD: 328095 | - | 0 | 1 | - | Unknown |
| Vivid Wealth Management, LLC CRD: 322974 | - | 0 | 1 | - | Unknown |
| Vivifi Planning CRD: 299713 | - | 0 | 1 | - | Unknown |
| Vivo Capital, LLC CRD: 159868 | - | 0 | 1 | - | Unknown |
| Vivo Equity Investment Management (Shanghai) Co. L… CRD: 322223 | - | 0 | 0 | - | Unknown |
| Vivos Financial Advisors, LLC CRD: 283202 | - | 0 | 0 | - | Unknown |
| Vivuto, LLC CRD: 300385 | - | 0 | 1 | - | Unknown |
| Vizcaya Capital Partners LLC CRD: 324032 | - | 0 | 1 | - | Unknown |
| Vizcaya Capital, LLC CRD: 170518 | - | 0 | 4 | - | Unknown |
| VJP Finance LLC CRD: 306047 | - | 0 | 1 | - | Unknown |
| VL Capital Management LLC CRD: 171262 | - | 0 | 1 | - | Unknown |
| VL Fund Management, LLC CRD: 339254 | - | 0 | 1 | - | Unknown |
| VLB Capital CRD: 324885 | - | 0 | 1 | - | Unknown |
| VLPD Capital Management Ltd CRD: 342689 | - | 0 | 1 | - | Unknown |
| VLS Advisory Services LLC CRD: 135566 | - | 0 | 0 | - | Unknown |
| VLS Securities LLC CRD: 151145 | - | 1 | 0 | B | INACTIVE |
| VM Advisory & Consulting LLC CRD: 321130 | - | 0 | 0 | - | Unknown |
| VM Jones Financial Consulting, L.L.C. CRD: 110678 | - | 0 | 2 | - | Unknown |
| VM. Group CRD: 338461 | - | 0 | 1 | - | Unknown |
| VMG 2021 LLC CRD: 330158 | - | 0 | 1 | - | Unknown |
| VMG Partners II, LLC CRD: 157720 | - | 0 | 1 | - | Unknown |
| VMS Securities, Inc. CRD: 14648 | - | 0 | 0 | A | INACTIVE |
| VN Capital Management, LLC CRD: 166761 | - | 0 | 1 | - | Unknown |
| VNTR Securities LLC CRD: 283856 | NY | 0 | 2 | A | Active |
| Vocal Ventures CRD: 341174 | - | 0 | 1 | - | Unknown |
| Vocap Investment Partners, LLC CRD: 315475 | - | 0 | 1 | - | Unknown |
| Vocation Capital, LLC CRD: 342225 | - | 0 | 1 | - | Unknown |
| Voce Capital Management LLC CRD: 155225 | - | 0 | 0 | - | Unknown |
| Vodia Capital, LLC CRD: 131751 | - | 0 | 0 | - | Unknown |
| Vodia Ventures, LLC CRD: 166595 | - | 0 | 0 | - | Unknown |
| Vodicka Group, Inc. CRD: 150994 | - | 0 | 1 | - | Unknown |
| Voellinger, Simpson, Dolan & Associates, P.C. CRD: 106860 | - | 0 | 0 | - | Unknown |
| Vogel Consulting, LLC CRD: 114661 | - | 0 | 3 | - | Unknown |
| Vogel Financial Advisors, LLC CRD: 114219 | - | 0 | 0 | - | Unknown |
| Vogel Wealth Management, LLC CRD: 326498 | - | 0 | 1 | - | Unknown |
| Vogo CRD: 163074 | - | 0 | 0 | - | Unknown |
| Vogue Capital Management LLC CRD: 148665 | - | 0 | 0 | A | INACTIVE |
| Voidmetrix Co., Ltd CRD: 332554 | - | 0 | 1 | - | Unknown |
| Voisard Asset Management Group CRD: 118048 | - | 0 | 1 | - | Unknown |
| Voit & Company, LLC CRD: 112587 | - | 0 | 0 | - | Unknown |
| Volant Liquidity, LLC CRD: 150063 | - | 12 | 0 | D | INACTIVE |
| Volaris Capital Management LLC CRD: 286219 | - | 0 | 0 | - | Unknown |
| Volatility Shares LLC CRD: 321955 | - | 0 | 1 | - | Unknown |
| Voleo USA, Inc CRD: 273027 | - | 0 | 0 | A | INACTIVE |