Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Voleon Capital Management LP CRD: 147443 | - | 0 | 1 | - | Unknown |
| Voleon Securities Markets LLC CRD: 332480 | CA | 0 | 3 | A | Active |
| Volery Capital Management, LLC CRD: 309000 | - | 0 | 0 | - | Unknown |
| Voleta Advisors LLC CRD: 292617 | - | 0 | 0 | - | Unknown |
| Volition Capital LLC CRD: 162180 | - | 0 | 1 | - | Unknown |
| Volition Financial Network, LLC CRD: 304366 | - | 0 | 1 | - | Unknown |
| Volkman Wealth Management, LLC CRD: 309438 | - | 0 | 2 | - | Unknown |
| Vollero Beach Capital Partners LLC CRD: 156606 | - | 0 | 0 | - | Unknown |
| Volo Earth Ventures Management, LLC CRD: 317752 | - | 0 | 1 | - | Unknown |
| Volo Ventures, LLC CRD: 316545 | - | 0 | 0 | - | Unknown |
| Volofin Capital Management CRD: 309922 | - | 0 | 1 | - | Unknown |
| Voloridge CRD: 152869 | - | 0 | 1 | - | Unknown |
| Volpe Brown Whelan & Company, LLC CRD: 18329 | - | 8 | 0 | D | INACTIVE |
| Volpe Investments LLC CRD: 326973 | - | 0 | 0 | - | Unknown |
| Volpe Investments LLC CRD: 340047 | - | 0 | 1 | - | Unknown |
| Volpi Capital CRD: 282655 | - | 0 | 0 | - | Unknown |
| Volscout LLC CRD: 311426 | - | 0 | 0 | - | Unknown |
| Volsurface Capital Management, LLC CRD: 198514 | - | 0 | 1 | - | Unknown |
| Volt Capital CRD: 326450 | - | 0 | 1 | - | Unknown |
| Volt Capital General Partner LLC CRD: 310100 | - | 0 | 0 | - | Unknown |
| Volt Equity LLC CRD: 310402 | - | 0 | 1 | - | Unknown |
| Volt Global Management LP CRD: 329751 | - | 0 | 1 | - | Unknown |
| Volt Investment Holdings LLC CRD: 306923 | - | 0 | 1 | - | Unknown |
| Volta Energy Technologies, LLC CRD: 307947 | - | 0 | 1 | - | Unknown |
| Voltaire Investments, LLC CRD: 111896 | - | 0 | 0 | A | INACTIVE |
| Volterra Management, LLC CRD: 161834 | - | 0 | 1 | - | Unknown |
| Volterra Technologies LP CRD: 306817 | - | 0 | 1 | - | Unknown |
| Voltex Asia Capital Limited CRD: 164199 | - | 0 | 0 | - | Unknown |
| Voltrade LP CRD: 291771 | - | 0 | 0 | - | Unknown |
| Voltz Asset Management Inc. CRD: 167138 | - | 0 | 1 | - | Unknown |
| Volumetric Advisers CRD: 107351 | - | 0 | 1 | - | Unknown |
| Volution Capital Management CRD: 163419 | - | 0 | 0 | - | Unknown |
| Vomund Investment Management, LLC CRD: 108137 | - | 0 | 2 | - | Unknown |
| VON Adelung Wealth Management CRD: 134849 | - | 0 | 2 | - | Unknown |
| VON Berge Wealth Management Group, LLC CRD: 313332 | - | 0 | 0 | - | Unknown |
| VON Borstel & Associates CRD: 309746 | - | 0 | 3 | - | Unknown |
| VON Borstel & Associates, Inc. CRD: 117724 | - | 0 | 0 | - | Unknown |
| VON Colln Financial Group CRD: 284481 | - | 0 | 1 | - | Unknown |
| VON Gehr Associates, Inc. CRD: 13560 | - | 0 | 0 | A | INACTIVE |
| VON Haefen Financial Management CRD: 130564 | - | 0 | 4 | - | Unknown |
| VON Halle, Allan CRD: 311062 | - | 0 | 1 | - | Unknown |
| VON Holt Financial Advisors, Inc. CRD: 115050 | - | 0 | 1 | - | Unknown |
| VON Kohorn Research & Advisory, Inc. CRD: 139516 | - | 0 | 1 | - | Unknown |
| VON Reckers Wealth Management, Corp. CRD: 312790 | - | 0 | 1 | - | Unknown |
| Vonfeldt & Associates, Inc. CRD: 37591 | - | 3 | 0 | C | INACTIVE |
| Vontobel AM Fixed Income US LLC CRD: 291146 | - | 0 | 0 | - | Unknown |
| Vontobel Asset Management, Inc. CRD: 105007 | - | 0 | 1 | - | Unknown |
| Vontobel Securities Ltd. CRD: 21368 | - | 0 | 1 | A | Active |
| Vontobel Swiss Financial Advisers CRD: 130668 | - | 0 | 5 | - | Unknown |
| Vontobel Swiss Wealth Advisors AG CRD: 154750 | - | 0 | 0 | - | Unknown |