Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vonwin Asset Management, LLC CRD: 163447 | - | 0 | 0 | - | Unknown |
| Voorman Investment Counsel LLC CRD: 306177 | - | 0 | 1 | - | Unknown |
| Vopne Capital, LLC CRD: 171549 | - | 0 | 1 | - | Unknown |
| VOR Capital LLP CRD: 297509 | - | 0 | 0 | - | Unknown |
| Vora Wealth Management, PLLC CRD: 153559 | - | 0 | 1 | - | Unknown |
| Vorpahl Wing Securities Inc. CRD: 47548 | - | 2 | 1 | B | INACTIVE |
| Vorsus Capital, LLC CRD: 283138 | - | 0 | 0 | - | Unknown |
| Vortalis Wealth Management LLC CRD: 340582 | - | 0 | 1 | - | Unknown |
| Vortex Trading, LLC CRD: 104207 | - | 0 | 0 | A | INACTIVE |
| Vortex Trading, LLC CRD: 149790 | - | 0 | 0 | A | INACTIVE |
| Vortus Investment Advisors, LLC CRD: 166178 | - | 0 | 1 | - | Unknown |
| Vorynto Exchange Ltd CRD: 341071 | - | 0 | 1 | - | Unknown |
| Voska Wealth CRD: 341574 | - | 0 | 1 | - | Unknown |
| Voss & Co., Inc. CRD: 6405 | - | 10 | 0 | D | INACTIVE |
| Voss Capital, LP CRD: 158929 | - | 0 | 2 | - | Unknown |
| Voss Wealth Management CRD: 338916 | - | 0 | 1 | - | Unknown |
| Votaire, LLC CRD: 287756 | - | 0 | 0 | - | Unknown |
| Voura CRD: 325246 | - | 0 | 0 | - | Unknown |
| VOX Financial Planning CRD: 313203 | - | 0 | 1 | - | Unknown |
| Voya Alternative Asset Management LLC CRD: 107235 | - | 0 | 1 | - | Unknown |
| Voya Financial Advisors, Inc. CRD: 2882 | CT | 45 | 449 | C | Active |
| Voya Financial Partners, LLC CRD: 34815 | CT | 7 | 29 | C | Active |
| Voya Investment Management (UK) Limited CRD: 319170 | - | 0 | 0 | - | Unknown |
| Voya Investment Management Co. LLC CRD: 106494 | - | 0 | 58 | - | Unknown |
| Voya Investment Management LLC CRD: 108934 | - | 0 | 1 | - | Unknown |
| Voya Investments Distributor, LLC CRD: 37886 | CT | 1 | 11 | B | Active |
| Voya Investments, LLC CRD: 111091 | - | 0 | 1 | - | Unknown |
| Voya Retirement Advisors, LLC CRD: 3989 | - | 1 | 130 | B | INACTIVE |
| Voyage Securities Ltd. CRD: 339566 | - | 0 | 1 | - | Unknown |
| Voyage Wealth Management LLC CRD: 168471 | - | 0 | 1 | - | Unknown |
| Voyage Wealth Management, LLC CRD: 339544 | - | 0 | 2 | - | Unknown |
| Voyage Wealth Management, LLC CRD: 323368 | - | 0 | 1 | - | Unknown |
| Voyager Advisors LP CRD: 330240 | - | 0 | 1 | - | Unknown |
| Voyager Capital LLC CRD: 162440 | - | 0 | 1 | - | Unknown |
| Voyager Capital Management, LLC CRD: 124697 | - | 0 | 0 | - | Unknown |
| Voyager Financial Services Inc. CRD: 13381 | - | 0 | 0 | A | INACTIVE |
| Voyager Global Management LP CRD: 311921 | - | 0 | 1 | - | Unknown |
| Voyager Management, LLC CRD: 135434 | - | 0 | 1 | - | Unknown |
| Voyager Partners Management LLC CRD: 316020 | - | 0 | 1 | - | Unknown |
| Voyager Securities, Inc. CRD: 919 | - | 0 | 0 | A | INACTIVE |
| Voyager Wealth Management, LLC CRD: 148029 | - | 0 | 0 | - | Unknown |
| Voyageur Capital Advisors LLC CRD: 309629 | - | 0 | 0 | - | Unknown |
| Voyageur Capital LLC CRD: 120960 | - | 0 | 0 | A | INACTIVE |
| Voyageur Investments, Inc. CRD: 22544 | - | 0 | 0 | A | INACTIVE |
| VP Bermuda LLC CRD: 300766 | - | 0 | 0 | - | Unknown |
| VP Distributors, LLC CRD: 3036 | CT | 1 | 11 | B | Active |
| VPE Wertpapierhandelsbank AG CRD: 147183 | - | 1 | 0 | B | INACTIVE |
| VR Adviser, LLC CRD: 169288 | - | 0 | 1 | - | Unknown |
| VR Advisors, LLC CRD: 288803 | - | 0 | 0 | - | Unknown |
| VR Advisory Services Ltd. CRD: 137158 | - | 0 | 1 | - | Unknown |